125 episodes

What happens when the top commentators get together? They talk about Everything Compliance. Join the only Roundtable podcast in compliance, where our panel takes a deep dive into current events in the compliance scene. Listen in for the Rants and Shout Outs at the end of each episode. 

Everything Compliance Thomas Fox

    • News

What happens when the top commentators get together? They talk about Everything Compliance. Join the only Roundtable podcast in compliance, where our panel takes a deep dive into current events in the compliance scene. Listen in for the Rants and Shout Outs at the end of each episode. 

    Episode 136 - The Great Women in Compliance edition

    Episode 136 - The Great Women in Compliance edition

    Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have a very special group of guest panelists and one special guest host; some of the great women in compliance. In this special episode, Everything Compliance is by Kristy Grant-Hart, and the guest panelists include Karen Woody, Karen Moore, Lisa Fine and Hemma Lomax. 
    1. Karen Woody takes a deep dive into the current evolution of Caremark in Delaware. She raves about her alma mater UVA making the college baseball World Series and for this special GWIC-inspired edition of Everything Compliance.
    2. Host Kristy Grant-Hart shouts out to Rachel Rogers, author of We Should All Be Millionaires and her call to action for women to lead more in politics, in business and in entrepreneurship. 
    3. Karen Moore explores whether Boeing will be prosecuted under its current DPA. She sends sympathies to the family of John Burnett, the Boeing whistleblower who died. 
    4. Lisa Fine takes a deep dive into the recent acquittal of Mike Lynch in his criminal case for the sale of Autonomy to HP. In her Raves and Rants segment, she has two raves. First to all the Dads out there, Happy Father’s Day.  Her second is to Compliance Week retiring EIC Kyle Brasseur for his tenure at Compliance Week.
    5. Hemma Lomax goes into a deep rant about compliance training. She raves about Everything Compliance for its first Great Women podcast and to Jiminy Cricket, whose signature phrase is “Let your conscience be your guide.”
    The members of this special episode of Everything Compliance are:
    •       Karen Woody – Is one of the top academic experts on the SEC. She is also the co-host of the award-winning podcast, The Woody Report. 
    •       Karen Moore is an Adjunct Law professor at the Fordham School of Law. 
    •       Lisa Fine – is a co-host of the award-winning Great Women in Compliance. 
    •       Hemma Lomax- is a co-host of the award-winning Great Women in Compliance. 
    The host of this special episode of Everything Compliance is Kristy Grant-Hart, founder of Spark Compliance and co-host of the award-winning podcast 2 Gurus Talk Compliance. 
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    • 1 hr 1 min
    Episode 135, The Driving in Louisville Edition

    Episode 135, The Driving in Louisville Edition

    Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows.
    In this episode, we have the septet of shout-outs and rantors; Jonathan Marks, Matt Kelly, special guests Karen Moore and Mike DeBernardis, all hosted by Tom Fox.

    Matt Kelly took a deep dive into the report damning the FDIC for its toxic culture. He praises the Supreme Court for upholding the constitutionality of the CFPB’s rants about right-wing radicals trying to destroy democratic institutions through the courts.

    Guest Panelist Karen Moore reviews a court of appeals decision on a Title VII and Equal Protection clause case regarding DEI training . She sends sympathies to all those who have experienced flooding and shouts out to two Brazilian rowers, Evaldo Mathias Becker and Piedro Tuchtenhagen gave up on their Olympic dreams to stay in their home state of Rio Grande do Sul after heavy rains devastated the state.

    Jonathan Marks discusses new PCAOB Rules on Auditor Quality Controls. He shouts out to Dylan Beard, a Walmart deli worker who qualified for spot at the U.S. Olympic track and field trials in June in the hurdles. As an unsponsored athlete, his employer, Walmart, presented him with a check for $20,000 so his friends and family could support him as he made his way to the Olympic trials.

    Special Guest Panelist Mike DeBernardis reviews the DOJ Whistleblower Program—how will it put additional pressure on the compliance function and outside counsel regarding investigations? He shouts out to the Washington Commanders for some long awaited sanity with the club’s new owners.

    Host Tom Fox shouts out to drive in Louisville for the bookend of Sydney Thomas saving lives and arresting the World’s Number 1 golfer Scottie Scheffler, while driving on his way to the PGA Golf Tournament at Valhalla Country Club.


    The members of the Everything Compliance are:
    • Jay Rosen – Jay can be reached at Jay.r.rosen@gmail.com
    • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
    • Jonathan Armstrong – is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at windyridgehouse@gmail.com.
    • Jonathan Marks can be reached at jtmarks@gmail.com.
    • Special Guest Karen Moore can be reached at Kmoore51@fordham.edu
    • Special Guest Mike DeBernaris can be reached at the law firm’s website, www.hugheshubbard.com/.
    The host, producer, and ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.
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    • 1 hr 12 min
    Episode 134, The AI Edition

    Episode 134, The AI Edition

    Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows.
    In this episode, we have a quintet of commentators; Jonathan Armstrong, Jonathan Marks, Matt Kelly, Jay Rosen, and special guest Karen Moore, all hosted by Tom Fox.
    1. Matt Kelly discusses the role of the Board of Directors in AI. He rants about Kristi Noem killing her dog and that APRA should be ARPA.
    2. Host Tom Fox shouts out to the revival of the Rock Opera Tommy on Broadway and to Pete Townshend
    3. Jonathan Marks reviews AI and internal controls. He shouts out to Maureen Stanko and the So Much to Give Inclusive Cafe for starting a restaurant that utilizes people with autism as employees.
    4. Jay Rosen considers compliance issues for AI. He shouts out to his favorite time of the sports year, with the NBA and NHL playoffs, MLB in full swing and the start of the WNBA.
    5. Karen Moore considers the AI implications from the American Privacy Rights Act. She shouts out to Travis Clayton for being the first Rugby Union player to be signed to the NFL and to the Buffalo Bills for doing so.
    6. Jonathan Armstrong reviews the EU AI Act. He shouts out to Kate Middleton for the grace and dignity which she has shown throughout her cancer diagnosis.

    The members of the Everything Compliance are:
    • Jay Rosen– Jay can be reached at Jay.r.rosen@gmail.com
    • Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
    • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
    • Jonathan Armstrong – is our UK colleague, and is an experienced data privacy/data protection lawyer in London. He can be reached at windyridgehouse@gmail.com.
    • Jonathan Marks can be reached at jtmarks@gmail.com.
    • Special Guest Karen Moore can be reached at Kmoore51@fordham.edu
    The host, producer, and ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.
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    • 54 min
    Episode 133, The Perfect Attendance Edition

    Episode 133, The Perfect Attendance Edition

    Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows.
    In this episode, we have a quartet of commentators: Jonathan Marks, Matt Kelly, Jay Rosen, and Karen Woody, all hosted by Tom Fox.
    1. Matt Kelly takes a deep dive into the seeming lack of corporate monitors in recent FCPA enforcement actions. He rants about yet another KPMG cheating scandal.
    2. Karen Woody takes a deep dive into the Panuwat conviction for shadow insider trading.  She shouts out to Caitlin Clark for being the No. 1 pick in the WNBA Draft but rants about her paltry $76K first year salary.
    3. Jonathan Marks talks about the current challenges facing Chief Audit Executives. He shouts out to Kevin Ford for working at Burger King for 27 years without missing a day of work.
    4. Jay Rosen provides an update on export control. He has a mild  rant about CBS cutting off Billy Joel’s Piano Man encore to cut to local news about the Masters.
    5. Host Tom Fox shouts out to Senator Robert Menendez for throwing his wife under the bus by announcing he will claim she is the one who engaged in bribery and corruption, not him.

    The members of the Everything Compliance are:
    • Jay Rosen – Jay can be reached at Jay.r.rosen@gmail.com
    • Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
    • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
    • Jonathan Armstrong – is our UK colleague, who is an experienced data privacy/data protection lawyer in London.
    • Jonathan Marks can be reached at jtmarks@gmail.com.
    The host, producer, and ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.
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    • 1 hr 4 min
    Episode 132, The Tribute to Gene Marks Edition

    Episode 132, The Tribute to Gene Marks Edition

    Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of commentators; Jonathan Marks, Matt Kelly, Jay Rosen, with Special Guest Karen Moore; all hosted and joined by Tom Fox.
    1. Matt Kelly takes a deep dive into the recent speech my Michael Hsu on how fairness helps compliance. (Check out his blog on the topic here.) He shouts out to World Central Kitchen and their continued efforts to feed those in need.
    2. Host Tom Fox takes a deep dive into the Trafigura FCPA enforcement action to try and determine how (and why) the company was not required to have a monitor. He shouts out to Houston Astros pitcher Ronel Blanco, who threw a no-hitter in his 8th professional appearance at the age of 30.
    3. Jonathan Marks talks about his father’s influence on him which helped Jonathan form is views on ethics and the Kobayashi Maru. He shouts out to his father, Gene Marks for a full life well lived. 
    4. Jay Rosen looks at the enforcement action involving Trafigura. He shouts out to Lou Gossett, Jr. for his Oscar winning role in An Officer and a Gentleman.
    5. Special Guest Karen Moore takes a deep dive into the EU Corporate Sustainability Due Diligence Directive.  She shouts out to Austrian government for providing citizenship to descendants of Nazi persecution by means of a declaration, without having to give up their current citizenship or nationality in return.
    The members of the Everything Compliance are:
    •       Jay Rosen– Jay can be reached at Jay.r.rosen@gmail.com
    •       Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
    •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
    •       Jonathan Armstrong –is our UK colleague, and is an experienced data privacy/data protection lawyer in London. He can be reached at windyridgehouse@gmail.com.
    •       Jonathan Marks can be reached at jtmarks@gmail.com.
    •       Guest Karen Moore can be reached at Kmoore51@fordham.edu
    The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. 
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    • 1 hr
    Episode 131, The Whistleblower edition

    Episode 131, The Whistleblower edition

    Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of commentators; Jonathan Marks, Matt Kelly, Jonathan Armstrong, Jay Rosen, with Special Guest Mary Inman; all hosted by Tom Fox.
    1. Matt Kelly bemoans the lack of monitorships in recent FCPA enforcement actions. He shouts out to Ken Buck for his resignation from Congress.
    2. Host Tom Fox shouts out to the Ides of March and the Mooring Theater Company Production of Shakespeare’s play Julius Ceasar,  starring Corin and Vanessa Redgrave.
    3. Jonathan Armstrong reviews NIS2 and the changing climate around cybersecurity regulation. He rants about the disaster management failures of the British crown around Kate Middleton.   
    4. Jay Rosen looks at the enforcement action involving Gunvor S.A. He about the potential Vice-Presidential candidacy of Aaron Rogers and intones “you ain’t no Bill Bradley”.
    5. Special Guest Mary Inman takes a deep dive into the DOJ whistleblower bounty program.  She shouts out to whistleblower John Barnett and rants the need for mental health resources to be made available to whistleblowers.
    6. Jonathan Marks looks at DOJ’s renewed call for self-disclosure. shouts out a fast-thinking and fast-acting McDonald’s employee who used CPR to save a customer who had a heart attack. 
    The members of the Everything Compliance are:
    •       Jay Rosen– Jay can be reached at Jay.r.rosen@gmail.com
    •       Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
    •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
    •       Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer in London. 
    •       Jonathan Marks can be reached at jtmarks@gmail.com.
    The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. 
    Learn more about your ad choices. Visit megaphone.fm/adchoices

    • 1 hr 8 min

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