Wealth Compliance Leaders featuring Naresh Tejpal, Managing Director, Capital Markets at the IIAC Wealth Compliance Leaders

In today’s conversation, we chat with Naresh Tejpal, Managing Director, Capital Markets at the Investment Industry Association of Canada. For context, Naresh brings over 35 years of Capital Markets experience to the conversation and was most recently Managing Director and Head of Global Markets Advisory Compliance (Canada) with RBC. 

 

In this episode, we chat with Naresh to find out: 

 

* The series of events that led to Naresh's interest in the topic of financial market regulation. 

* What he'd do if he could transform the industry for the better. 

* His thoughts on how folks in business and compliance can embrace regulations in a strategic way. 

 

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