122 episodes

What happens when the top commentators get together? They talk about Everything Compliance. Join the only Roundtable podcast in compliance, where our panel takes a deep dive into current events in the compliance scene. Listen in for the Rants and Shout Outs at the end of each episode. 

Everything Compliance Thomas Fox

    • News

What happens when the top commentators get together? They talk about Everything Compliance. Join the only Roundtable podcast in compliance, where our panel takes a deep dive into current events in the compliance scene. Listen in for the Rants and Shout Outs at the end of each episode. 

    Episode 133, The Perfect Attendance Edition

    Episode 133, The Perfect Attendance Edition

    Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows.
    In this episode, we have a quartet of commentators: Jonathan Marks, Matt Kelly, Jay Rosen, and Karen Woody, all hosted by Tom Fox.
    1. Matt Kelly takes a deep dive into the seeming lack of corporate monitors in recent FCPA enforcement actions. He rants about yet another KPMG cheating scandal.
    2. Karen Woody takes a deep dive into the Panuwat conviction for shadow insider trading.  She shouts out to Caitlin Clark for being the No. 1 pick in the WNBA Draft but rants about her paltry $76K first year salary.
    3. Jonathan Marks talks about the current challenges facing Chief Audit Executives. He shouts out to Kevin Ford for working at Burger King for 27 years without missing a day of work.
    4. Jay Rosen provides an update on export control. He has a mild  rant about CBS cutting off Billy Joel’s Piano Man encore to cut to local news about the Masters.
    5. Host Tom Fox shouts out to Senator Robert Menendez for throwing his wife under the bus by announcing he will claim she is the one who engaged in bribery and corruption, not him.

    The members of the Everything Compliance are:
    • Jay Rosen – Jay can be reached at Jay.r.rosen@gmail.com
    • Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
    • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
    • Jonathan Armstrong – is our UK colleague, who is an experienced data privacy/data protection lawyer in London.
    • Jonathan Marks can be reached at jtmarks@gmail.com.
    The host, producer, and ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.
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    • 1 hr 4 min
    Episode 132, The Tribute to Gene Marks Edition

    Episode 132, The Tribute to Gene Marks Edition

    Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of commentators; Jonathan Marks, Matt Kelly, Jay Rosen, with Special Guest Karen Moore; all hosted and joined by Tom Fox.
    1. Matt Kelly takes a deep dive into the recent speech my Michael Hsu on how fairness helps compliance. (Check out his blog on the topic here.) He shouts out to World Central Kitchen and their continued efforts to feed those in need.
    2. Host Tom Fox takes a deep dive into the Trafigura FCPA enforcement action to try and determine how (and why) the company was not required to have a monitor. He shouts out to Houston Astros pitcher Ronel Blanco, who threw a no-hitter in his 8th professional appearance at the age of 30.
    3. Jonathan Marks talks about his father’s influence on him which helped Jonathan form is views on ethics and the Kobayashi Maru. He shouts out to his father, Gene Marks for a full life well lived. 
    4. Jay Rosen looks at the enforcement action involving Trafigura. He shouts out to Lou Gossett, Jr. for his Oscar winning role in An Officer and a Gentleman.
    5. Special Guest Karen Moore takes a deep dive into the EU Corporate Sustainability Due Diligence Directive.  She shouts out to Austrian government for providing citizenship to descendants of Nazi persecution by means of a declaration, without having to give up their current citizenship or nationality in return.
    The members of the Everything Compliance are:
    •       Jay Rosen– Jay can be reached at Jay.r.rosen@gmail.com
    •       Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
    •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
    •       Jonathan Armstrong –is our UK colleague, and is an experienced data privacy/data protection lawyer in London. He can be reached at windyridgehouse@gmail.com.
    •       Jonathan Marks can be reached at jtmarks@gmail.com.
    •       Guest Karen Moore can be reached at Kmoore51@fordham.edu
    The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. 
    Learn more about your ad choices. Visit megaphone.fm/adchoices

    • 1 hr
    Episode 131, The Whistleblower edition

    Episode 131, The Whistleblower edition

    Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of commentators; Jonathan Marks, Matt Kelly, Jonathan Armstrong, Jay Rosen, with Special Guest Mary Inman; all hosted by Tom Fox.
    1. Matt Kelly bemoans the lack of monitorships in recent FCPA enforcement actions. He shouts out to Ken Buck for his resignation from Congress.
    2. Host Tom Fox shouts out to the Ides of March and the Mooring Theater Company Production of Shakespeare’s play Julius Ceasar,  starring Corin and Vanessa Redgrave.
    3. Jonathan Armstrong reviews NIS2 and the changing climate around cybersecurity regulation. He rants about the disaster management failures of the British crown around Kate Middleton.   
    4. Jay Rosen looks at the enforcement action involving Gunvor S.A. He about the potential Vice-Presidential candidacy of Aaron Rogers and intones “you ain’t no Bill Bradley”.
    5. Special Guest Mary Inman takes a deep dive into the DOJ whistleblower bounty program.  She shouts out to whistleblower John Barnett and rants the need for mental health resources to be made available to whistleblowers.
    6. Jonathan Marks looks at DOJ’s renewed call for self-disclosure. shouts out a fast-thinking and fast-acting McDonald’s employee who used CPR to save a customer who had a heart attack. 
    The members of the Everything Compliance are:
    •       Jay Rosen– Jay can be reached at Jay.r.rosen@gmail.com
    •       Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
    •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
    •       Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer in London. 
    •       Jonathan Marks can be reached at jtmarks@gmail.com.
    The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. 
    Learn more about your ad choices. Visit megaphone.fm/adchoices

    • 1 hr 8 min
    The End of SPACs edition

    The End of SPACs edition

    Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of Jonathan Marks, Matt Kelly, Karen Woody, Jay Rosen, and Special Guest Karen Moore, all hosted by Tom Fox, joining us on this episode of Everything Compliance.
    1. Matt Kelly looks at ongoing proposals by the SEC around climate risk reporting and the PCAOB on its NOCAR proposal. He shouts out to the Russian people who turned in droves for the funeral of murdered activist Alexei Navalny.
    2. Karen Woody reviews the current state of SPACs. She shouts out to Caitlan Clark, who set the all-time single season scoring record in college basketball.
    3. Special guest Karen Moore considers the current state of whistleblowing. She shouts out and rants about UW killing the EU Corporate Sustainability Due Diligence Directive.
    4. Jay Rosen looks at the FCPA conviction of Javier Agular. He shouts out to the rich getting richer; Shohei Ohtani signing with the LA Dodgers for $700MM and deferring 97% of his salary until 2034; and Adam Turteltaub, an uber Dodgers fan who might see a Dodgers World Series this year.
    5. Jonathan Marks looks at Boeing, board governance, and culture. He shouts out garbage collectors who saw a house on fire, saved the family inside and warned neighbors all before the Fire Department arrived.
    6. Tom Fox rants about the Supreme Court intentionally delaying the federal trials of Donald Trump.
    The members of the Everything Compliance are:
    • Matt Kelly Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
    • Karen Woody is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
    • Special Guest Karen Moore is an Adjunct professor at the Fordham School of Law. She can be reached at kmoore51@fordham.edu
    • Jonathan Marks can be reached at jtmarks@gmail.com
    • Jay Rosen can be reached at Jay.r.rosen@gmail.com
    The host, producer, ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.

    The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. 
    Learn more about your ad choices. Visit megaphone.fm/adchoices

    • 1 hr
    Tribute to Navalny Edition

    Tribute to Navalny Edition

    Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of Jonathan Armstrong, Jonathan Marks, Matt Kelly, Karen Woody, and Jay Rosen, all hosted by Tom Fox.
    1. Matt Kelly discusses the regulation of AI and looks at the new DFS regs around it. He shouts out to Alexei Navalny, who was murdered for his fight against corruption in Russia. 
    2. Tom Fox shouts out to Ben Affleck for his DunKing Super Bowl commercial.
    3. Jonathan Armstrong talks about the most recent speech by the new SFO director. He rants about Julian Assange’s inane claims to be a journalist. . 
    4. Jay Rosen looks at the dearth of DOJ-mandated monitorships and proposes a new concept, the self-monitorship. He shouts out to the movie Love on the Spectrum and the Bill Bradley interview.
    5. Karen Woody takes a deep dive into the Panuwat trial and the concept of shadow insider trading. She rants about the senseless gun culture in America. 
    The members of the Everything Compliance are:
    •       Jay Rosen– Jay can be reached at Jay.r.rosen@gmail.com
    •       Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
    •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
    •       Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com
    •       Jonathan Marks can be reached at jtmarks@gmail.com.
    The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. 
    Learn more about your ad choices. Visit megaphone.fm/adchoices

    • 50 min
    Episode 128, The Frozen Edition

    Episode 128, The Frozen Edition

    Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quartet of Jonathan Armstrong, Matt Kelly, Karen Woody, and Jay Rosen, all hosted by Tom Fox, joining us on this episode to discuss some of the topics they are watching during this extended cold spell across the US.
    1. Matt Kelly looks at the tale of two companies, eBay and SAP, and the disparity in whether monitorships were mandated. He shouts out to Saul Dreier and the Holocaust Survivors Band, who recently played a gig at the White House.
    2. Tom Fox shouts out to Sir Elton John for winning an Emmy, thus becoming only the 18th person to hold the prestigious EGOT designation.
    3. Jonathan Armstrong looks at the new SFO director and his new focus for the beleaguered agency.  He shouts out to Nick Rossi (or whatever name he is using) and his 16 aliases.
    4. Jay Rosen takes a deep dive into the SAP Foreign Corrupt Practices Act enforcement action. He shouts out to the Cara Cara naval oranges.
    5. Karen Woody looks at the Segway shareholder case and its duty of oversight analysis for an officer. She shouts out to all the folks in Indiana who work and fix things during a deep freeze and those manning homeless shelters.

    The members of the Everything Compliance are:


    Jay Rosen is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com



    Karen Woody is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu



    Matt Kelly is the Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com



    Jonathan Armstrong is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com



    Jonathan Marks can be reached at jtmarks@gmail.com.


    The host, producer, ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.
    Learn more about your ad choices. Visit megaphone.fm/adchoices

    • 1 hr

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