6 episodes

“Follow the Money” with Kevin Sullivan, CAMS, CCI retired State & Federal Money Laundering Investigator. C-Notes podcasts provide listeners with Anti Money Laundering (AML) / Bank Secrecy Act (BSA) training & advisory tips. Topics span the fundamentals of the 5 pillars of a quality AML program through to best practices for AML compliance, risk mitigation, terrorist activity prevention, and financial crime investigation methods & tools available within various industries and to law enforcement. Tune in for tips on understanding the monitoring and reporting processes of suspicious activity and pointers on transaction monitoring and analysis. We’ll discuss steps to improving and building more effective interagency communication, internal information sharing solutions, and the benefits of AML resource sharing. We’ll provide insight into regulatory scrutiny including proactive measures to help identify regulatory risks and the advantages and disadvantages of self assessment tools. Receive guidance on risk management recommendations. How to prepare for regulatory reviews. How to respond to government enforcement actions. Identifying areas of vulnerability and reducing violations.

C-Notes includes interviews with leading industry experts to provide pointers on developing a culture of compliance. Discussions on new AML technologies that aid AML efforts and monitoring the use of those technologies. Guidelines for balancing risk assessment and regulatory compliance. Conversations will include efforts to increase awareness of the consequences of regulatory actions and remind listeners of the accountability of companies and individuals.

Kevin, who’s been on the front lines of AML for more than 30 years will provide commentary on current financial crime news events including new AML mandates and reform, emerging threats, and new technologies. Kevin will critique current events and offer insight into case studies informed by his more than 30 years experience on the front lines of AML going back to his time working as a passionate member of the team that helped to define and implement much of today's global AML policies and procedures following the events of 9/11. Upon retirement from law enforcement as New York State Police Money Laundering Investigation Coordinator Kevin continues his commitment to AML through his company The Anti Money Laundering (AML) Training Academy, AMLtrainer.com. We hope you join him on this “Financial Crimes Ride Along”.

C Notes by The Anti Money Laundering (AML) Training Academy Kevin Sullivan, CAMS

    • Business

“Follow the Money” with Kevin Sullivan, CAMS, CCI retired State & Federal Money Laundering Investigator. C-Notes podcasts provide listeners with Anti Money Laundering (AML) / Bank Secrecy Act (BSA) training & advisory tips. Topics span the fundamentals of the 5 pillars of a quality AML program through to best practices for AML compliance, risk mitigation, terrorist activity prevention, and financial crime investigation methods & tools available within various industries and to law enforcement. Tune in for tips on understanding the monitoring and reporting processes of suspicious activity and pointers on transaction monitoring and analysis. We’ll discuss steps to improving and building more effective interagency communication, internal information sharing solutions, and the benefits of AML resource sharing. We’ll provide insight into regulatory scrutiny including proactive measures to help identify regulatory risks and the advantages and disadvantages of self assessment tools. Receive guidance on risk management recommendations. How to prepare for regulatory reviews. How to respond to government enforcement actions. Identifying areas of vulnerability and reducing violations.

C-Notes includes interviews with leading industry experts to provide pointers on developing a culture of compliance. Discussions on new AML technologies that aid AML efforts and monitoring the use of those technologies. Guidelines for balancing risk assessment and regulatory compliance. Conversations will include efforts to increase awareness of the consequences of regulatory actions and remind listeners of the accountability of companies and individuals.

Kevin, who’s been on the front lines of AML for more than 30 years will provide commentary on current financial crime news events including new AML mandates and reform, emerging threats, and new technologies. Kevin will critique current events and offer insight into case studies informed by his more than 30 years experience on the front lines of AML going back to his time working as a passionate member of the team that helped to define and implement much of today's global AML policies and procedures following the events of 9/11. Upon retirement from law enforcement as New York State Police Money Laundering Investigation Coordinator Kevin continues his commitment to AML through his company The Anti Money Laundering (AML) Training Academy, AMLtrainer.com. We hope you join him on this “Financial Crimes Ride Along”.

    The Quarrels with Morals

    The Quarrels with Morals

    A conversation with Senior Financial Crime Professional Holger Pauco-Dirscherl, CAMS, CGSS, CAMS-Audit, CAMS-Risk Management. Holger provides key insights into how and why some personnel, compliance programs, and/or financial institutions go down that dark road of questionable morals. Where actions can leave an institution, the individual, and all of us at risk of the repercussion of a failure to prevent money laundering and terrorist financing. Kevin Sullivan, CAMS, CCI provides his law enforcement perspective to the conversation when going down that dark road of questionable morals crosses over into unlawful and prosecutable actions.
    Kevin and Holger discuss ways to bolster a healthy culture of compliance as well as potential safeguards that can be implemented throughout the financial industry to deter individuals or institutions who go down that dark path of non-compliance.
    About the Participants: - Kevin Sullivan, CAMS, CCI, retired New York State Police and Federal Agent held the position of New York State Money Laundering Investigations Coordinator with one of the worlds largest financial crime task forces. He continues his work preventing and combating financial crime through his company The Anti Money Laundering (AML) Training Academy which provides global AML training and advisory solutions.
    - Holger Pauco-Dirscherl, CAMS, CGSS, is a passionate Senior Financial Crime Professional who has worked in various Anti-Financial Crime and Compliance roles, starting as an analyst and working his way up to a global position with one of Germany’s biggest banks before moving into a consulting role.
    Our Website: https://AMLtrainer.com
    Training and Advisory Services: https://AMLtrainer.com/training/
    More Articles: https://AMLtrainer.com/resources/
    Kevin's Book, ANTI-MONEY LAUNDERING IN A NUTSHELL – AWARENESS AND COMPLIANCE FOR FINANCIAL PROFESSIONALS AND BUSINESS MANAGERS available at: https://www.amazon.com/Kevin-Sullivan/e/B00PELT5PG/ref=dp_byline_cont_pop_book_1 https://www.barnesandnoble.com/w/anti-money-laundering-in-a-nutshell-kevin-sullivan/1121601989 and https://www.apress.com/us/book/9781430261605
    Subscribe to our YouTube channel: https://www.youtube.com/channel/UC7PH7LmQ0KJl5dDDJPhJ5yw?sub_confirmation=1

    • 32 min
    From Cops To Compliance

    From Cops To Compliance

    Have a seat at the table with three retired law enforcement officers who each followed the money. Learn how they moved up the ranks to specialize in combating financial crime during the onset of so many of todays anti money laundering (AML) regulations. Regulations that came to shape some of todays most important aspects of the Bank Secrecy Act (BSA). Hear the harrowing descriptions of their early undercover and investigative days all told with the levity of humor that officers who have faced the ultimate danger often share with one another. Learn from their experience as they share their opinions on how AML programs both in law enforcement and in the private sector could be improved and what they project for the world of AML. Join:
    - Kevin Sullivan, CAMS, CCI, retired New York State Police and Federal Agent who held the position of New York State Money Laundering Investigations Coordinator with one of the worlds largest financial crime task forces
    - Don Temple, retired Special Agent with the Internal Revenue Service (IRS) who helped form and led the Financial Investigative Task Force (FITF)
    - Garry Clement, retired Royal Canadian Mounted Police (RCMP) who held the position as the National Director of the Proceeds of Crime Program
    Don't miss this entertaining and informative episode of C Notes! This episode will leave you wanting another "choir practice".
    Website: https://AMLtrainer.com
    Training and Advisory Services: https://AMLtrainer.com/training/
    Articles: https://AMLtrainer.com/resources/
    Kevin's Book, ANTI-MONEY LAUNDERING IN A NUTSHELL – AWARENESS AND COMPLIANCE FOR FINANCIAL PROFESSIONALS AND BUSINESS MANAGERS available at:
    https://www.amazon.com/Kevin-Sullivan/e/B00PELT5PG/ref=dp_byline_cont_pop_book_1
    https://www.barnesandnoble.com/w/anti-money-laundering-in-a-nutshell-kevin-sullivan/1121601989
    and https://www.apress.com/us/book/9781430261605
    Subscribe: https://www.youtube.com/channel/UC7PH7LmQ0KJl5dDDJPhJ5yw?sub_confirmation=1

    • 50 min
    Creating a Culture of Compliance Interview with Gregory Dellas

    Creating a Culture of Compliance Interview with Gregory Dellas

    Tips on building a culture of compliance.  As it seems, every time we turn around there's another example of a financial institution getting jammed up due to it's lack of appropriate compliance. Kevin Sullivan, CAMS, President of The Anti Money Laundering Training Academy dives into the refinement and cultivation of a compliance mindset with the founder and chair of the ACAMS Cyprus chapter, Gregory Dellas. Gregory shares his experience as a risk management team leader in the International Banking Services Division at the Bank of Cyprus as well as the Chief Compliance and Innovation Officer at ECCOMMBX. Receive his well balanced perspectives on building and implementing a culture of compliance for both the compliance and customer facing sides of the financial industry through his more than 22 years combined experience in AML & Regulatory Compliance as well as Private Banking/Wealth Management.
    Our website: AMLtrainer.com
    View this episodes video podcast on The AML Training Academy YouTube Channel

    • 36 min
    Cybercrime Investigations with John Bandler

    Cybercrime Investigations with John Bandler

    A conversation with guest John Bandler, cybercrime prosecutor and co-author of 'Cybercrime Investigations - A Comprehensive Resource For Everyone'. Kevin and John were New York State Troopers in adjoining stations in the early 90's who have gone on to work in adjoining fields, cybercrime and anti-money laundering. Listen in to this fascinating conversation. This episode of C Notes' delves into the book which covers: Understanding Cybercrime, Computers, and Cybersecurity / Law for the Cybercrime Investigator / The Cybercrime Investigation, and / Litigation (Cybercrime Investigations in Court). Get the book at CybercrimeInvestigationsBook.com.

    • 27 min
    Alert To Arrest - On The Trail of Dirty Money

    Alert To Arrest - On The Trail of Dirty Money

    An examination into how those implementing anti money laundering programs work in tandem with law enforcement to deter money laundering, terrorism, and fraud. Explore key processes of AML programs designed to ‘put a tail’ on money once a suspicious activity trigger has fired. Follow the process after an alert. Follow the methods of Law Enforcement Intel. Follow the money…from alert to arrest.

    • 24 min
    Why AML Matters

    Why AML Matters

    Explore the role of those working on the front lines of anti money laundering. Learn how the efforts of professionals implementing AML/BSA compliance programs helps to identify, investigate, and circumvent financial crimes and terrorist activities with retired State & Federal Investigator Kevin Sullivan, CAMS, President of The Anti Money Laundering (AML)Training Academy. This podcast reminds us how their work helps to safeguard each of our own doorsteps. 

    • 17 min

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