11 episodes

A series of Compliance Training courses hosted by ComplianceAsia Consulting Ltd.
If you would like to receive SFC CPT certification from listening to these podcasts, please go to https://cptnow.com/collections/podcasts for more information.

Compliance Training CA Podcast

    • 商業
    • 4.3 • 4 Ratings

A series of Compliance Training courses hosted by ComplianceAsia Consulting Ltd.
If you would like to receive SFC CPT certification from listening to these podcasts, please go to https://cptnow.com/collections/podcasts for more information.

    CA Podcast Episode 11: AML - APAC Updates for April 2021

    CA Podcast Episode 11: AML - APAC Updates for April 2021

    Host of ComplianceAsia's podcast, Sam Ho, is joined by the AML Services team, consisting of Justin Fletcher, Head of AML Services North Asia, Hardy Hussain, Head of AML Services South East Asia, Shilki Eesha, AML Compliance Manager and Desmond Toh, Financial Crime Compliance Consultant, as they discuss the latest AML updates in APAC.

    • 39 min
    CA Podcast Episode 10: AML - APAC Updates for January 2021

    CA Podcast Episode 10: AML - APAC Updates for January 2021

    Host of ComplianceAsia's podcast, Lachlan Chubb, is joined by the AML Services team, consisting of Justin Fletcher, Head of AML Services North Asia, Hardy Hussain, Head of AML Services South East Asia, and Shilki Eesha, AML Compliance Manager, as they discuss the latest AML updates in APAC.

    • 28 min
    Compliance in Asia Episode 9: AML - APAC Update 2020

    Compliance in Asia Episode 9: AML - APAC Update 2020

    Host of ComplianceAsia's podcast, Lachlan Chubb, is joined by the AML Services team, consisting of Justin Fletcher, Head of AML Services North Asia, Hardy Hussain, Head of AML Services South East Asia, and Shilki Eesha, AML Compliance Manager, as they discuss the latest AML updates in APAC.

    • 36 min
    ComplianceAsia Podcast EP8: Cyber Security in the Financial Industry

    ComplianceAsia Podcast EP8: Cyber Security in the Financial Industry

    In this episode, ComplianceAsia’s Regional Head of Regulatory Advisory and Projects, Lachlan Chubb, ComplianceAsia’s Managing Director Alex Duperouzel, and ComplianceAsia’s Regional Head of IT, Robert Cook, discuss the importance of cyber security in the financial industry.

    • 41 min
    ComplianceAsia Podcast EP7: EDSPs, MIC regime for small firms, FRR's for small Asset Managers, OTC rule changes and Singapore's RFMC

    ComplianceAsia Podcast EP7: EDSPs, MIC regime for small firms, FRR's for small Asset Managers, OTC rule changes and Singapore's RFMC

    In this episode, Lachlan Chubb and ComplianceAsia’s Managing Director Alex Duperouzel, discuss the latest developments regarding the external electronic data storage provider requirements (EDSPs), MIC regime for small firms, FRR's for small asset managers, the latest OTC rule changes and Singapore’s RFMC.

    • 28 min
    ComplianceAsia Podcast EP6: The Latest AML Developments in Asia

    ComplianceAsia Podcast EP6: The Latest AML Developments in Asia

    In this episode, Lachlan Chubb and the AML Services team including ComplianceAsia’s Managing Director Alex Duperouzel, Head of AML Services Singapore Hardy Hussain and AML Compliance Manager Justin Fletcher, discuss the latest AML developments across Asia.

    • 35 min

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4 Ratings

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