In this episode, I am joined by Eric Young, recently retired long-time compliance professional. In a continuing series on the FCPA Compliance Report, Eric joins me to explore some of the key changes he observed in compliance and enforcement in the financial industry over the decade of 2010 to 2020.
Some of the highlights include:
Greater and more visibility of bribery and corruption enforcement, particularly by the SEC against financial institutions.
Much lower regulator tolerance for poor data governance, self-governance and self-regulation.
An AML compliance program is a microcosm of what an enterprise-wide corporate compliance program should look like.
Eric Young on LinkedIn
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