1h 3 min
AML – the inspector’s perspective The Taxcalc Podcast
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- Economia
Ever wondered what the inspector is thinking during a practice compliance visit?
Practice inspections are never a welcome part of life as an accountant but, when they do happen, it’s wise to be prepared.
We invited experts Lucy Brown and Mike Jardine of Calathea Solutions to share their experiences of helping firms across the country bring their Anti-Money Laundering processes in line with regulations.
We discussed:
What exactly your firm needs to do in order to comply with AML legislation.
Where most mistakes are made and which factors contribute to the most fines.
What kind of issues inspectors raise as red flags to warrant further investigation (and greater inconvenience for you).
Ever wondered what the inspector is thinking during a practice compliance visit?
Practice inspections are never a welcome part of life as an accountant but, when they do happen, it’s wise to be prepared.
We invited experts Lucy Brown and Mike Jardine of Calathea Solutions to share their experiences of helping firms across the country bring their Anti-Money Laundering processes in line with regulations.
We discussed:
What exactly your firm needs to do in order to comply with AML legislation.
Where most mistakes are made and which factors contribute to the most fines.
What kind of issues inspectors raise as red flags to warrant further investigation (and greater inconvenience for you).
1h 3 min