Innovation in Compliance with Tom Fox Thomas Fox
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Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.
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Dynamic GRC Systems with AI-driven Controls
Innovation comes in many forms, and compliance professionals must be ready for and embrace it. Today, I visited with Matt Kunkel, CEO of LogicGate, and Nick Kathmann, CISO at LogicGate, to consider how a dynamic GRC can help drive efficiency, compliance, and profitability.
With a background in business analysis and self-taught coding, Kunkel identified a need for a more comprehensive and user-friendly approach to governance, risk, and compliance (GRC) solutions, leading to the creation of Logic Gate. The platform was designed to meet businesses’ evolving needs without requiring constant developer intervention, utilizing a flexible data model and advanced graph database technology for superior efficiency.
Kathmann, with over 20 years of experience in security and compliance, stresses the importance of industry expertise in delivering effective solutions, focusing on ensuring the platform meets the highest security standards and adapts to changing business requirements seamlessly. Kunkel and Kathmann’s perspectives highlight the crucial role of innovative technology in simplifying GRC processes and addressing the complex regulatory, risk, and compliance needs of organizations.
Key Highlights:
Adaptive Logic Gate Platform for GRC
Harnessing Data for Strategic Compliance Oversight
Real-time Risk Optimization for Business Growth
Cyber Risk Alignment Between CISO and CEO
Executive Level Engagement for Cybersecurity Strategy
Tailoring Risk Communication to Stakeholder Priorities
Dynamic GRC Systems with AI-driven Controls
Resources:
Matt Kunkel on LinkedIn
Nick Kathmann on LinkedIn
LogicGate
Tom Fox
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Staci Wright on Compassionate Workplace Solutions: The Heart Profit Movement
Innovation comes in many forms, and compliance professionals need to not only be ready for it but also embrace it. Today, I visited Staci Wright, a leader in the heart-profit movement.
Staci Wright is a seasoned entrepreneur with a diverse portfolio of six successful businesses, ranging from service-based to product-based ventures, established over the past two decades. Her perspective on the “heart profit movement” is rooted in her belief in the power of compassion, care, and connection in the workplace to not only enhance productivity but also address important societal issues.
This perspective is born from her experience leading “IP2Market,” a company that merges manufacturing patented products with a focus on building brands that prioritize employees’ welfare.
As the founder of the Heart Profit movement, Staci has implemented initiatives like onsite childcare, meals, and mental health coaching in her workplaces, embodying her view that a supportive environment allows employees to flourish rather than merely survive. This approach to business, she believes, fosters a more compassionate era where profit does not come at the expense of employee care.
Key Highlights:
Footrest-Inspired Self-Care Products for Bath Time
Compassionate Workplace Culture Initiative
Employee Wellbeing Initiatives in Manufacturing
Cultivating Compassionate Work Environments for Success
Compassionate Workplace Solutions: Profit with Heart
Resources
Staci Wright on LinkedIn
Heart Profit
Tom Fox
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Susan K. Younger: Relationship Architect
Innovation comes in many forms, and compliance professionals need to not only be ready for it but also embrace it.
Today, Tom Fox visited Susan K. Younger, a self-styled ‘relationship architect. Find out how her strategies will help you to drive your corporate culture.
Susan K. Younger, an expert with a diverse background in architecture and massage therapy, has carved a unique path in her career by integrating practices from both fields. She views transformative leadership as a dynamic process to adapt and evolve in accordance with changing times. Her perspective is influenced by her unique professional journey, from retail architecture to a holistic approach to body structures and environmental spaces.
Susan believes in the importance of openness to new ideas and perspectives, considering different viewpoints, and willingness to modify processes for better outcomes. For her, the essence of transformative leadership lies in staying curious and receptive, thereby driving positive change within organizations.
Key Highlights:
What is a relationship architect?
Interpersonal Structure Builder
Cultural Values in Multinational Transformative Leadership
Proactive Contributors Fostering Positive Work Culture
Understanding Value Perspectives for Compliance Engagement
Enhancing Workplace Collaboration Through Generational Values
Resources:
Susan K. Younger on LinkedIn
Susan K. Younger website
Tom Fox
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YouTube
Twitter
LinkedIn -
Glenn Andrew on Allstar Leadership
Innovation comes in many forms, and compliance professionals need to not only be ready for it but also embrace it.
Today, Tom Fox visited Glenn Andrew on his initiative, Allstar Leadership.
Glenn Andrew is an accomplished professional with an extensive background in ocean engineering and business leadership, marked by his initial experience in submarine building and subsequent progression into leadership roles.
Andrew subscribes to the belief that self-leadership is a fundamental process that individuals must master before they can effectively lead others. He views self-leadership as a continuous journey, not a final destination, emphasizing the development of skills such as managing overwhelm, clarifying goals, and honing emotional intelligence.
His views are influenced by his professional experiences and his personal transformation, including the recent achievement of losing 53 pounds, a testament to his conviction in the role of physical health in effective self-leadership.
He underscores the importance of continuous learning, effective communication, vision-sharing, and a focus on long-term impact in both personal and professional spheres as the cornerstones of successful leadership.
Key Highlights:
Enhancing Leadership Through Self-Management Journey
Physical Well-being for Effective Leadership
Leadership Impact through Lifelong Learning Journeys
Biological-Based Communication Style Assessment Tool
Resources:
Glenn Andrew on LinkedIn
Allstar Leadership
Tom Fox
Instagram
Facebook
YouTube
Twitter
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Matt DeLauro on Enhanced Efforts Against Financial Crimes
Innovation takes many forms, and compliance professionals must be ready for and embrace it.
Today, Tom Fox visited with Matt DeLauro, SEON’s Chief Revenue Officer. Matt discussed the SEON software solution for fraud risk and anti-money laundering.
Matt DeLauro is a financial industry veteran with over two decades of experience specializing in developing and implementing software solutions for various financial entities. With a focus on financial services and fintech, he currently serves as the chief revenue officer at SEON, a company dedicated to fraud prevention and anti-money laundering (AML) technology.
DeLauro’s perspective on AML regulations stems from his deep understanding of the fraud community’s interconnected nature and the increasing importance of AML measures due to factors like international conflicts and national security threats.
He emphasizes the need for real-time detection services and robust compliance controls in the face of evolving threats, highlighting the impact of sanctions and sanctioned individuals on the need for enhanced compliance.
Ultimately, DeLauro views AML as a critical tool in combating financial crimes and preserving the integrity of the global financial system.
Key Highlights:
Enhanced Efforts Against Financial Crimes
Real-time Fraud Detection in Financial Services
Automating SAR Generation with Machine Learning
Real-time Fraud Detection through Device Fingerprinting
Sub secondary Detection of Fraudulent Transactions in Real-Time
Resources:
Matt DeLauro on LinkedIn
SEON
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn -
America’s Story at 250 with America’s Storyteller, Jeff Gould
Innovation comes in many forms, and compliance professionals need to not only be ready for it but also embrace it. Today, I visited with Jeff Gould, who is America’s storyteller, on his upcoming project for America’s semi-quincentennial birthday celebration in 2026, America’s Story 250.
Jeff Gould is lauded as America's storyteller. He is honing the story of America at 250 in 2026 through his project, America at 250. Gould's perspective on American history is one of profound reverence and recognition for the country's narrative, viewing it as a remarkable tale among governmental histories.
His perspective is heavily influenced by the opportunities he sees for individuals to combat injustice and foster a fairer system, a theme ingrained in his work with America 250. He places substantial emphasis on acknowledging the flaws and mistakes of historical figures yet, concurrently, underscores the potential that the country and its people hold for growth and progress. Through this lens, Gould sees American history as a symbol of hope and freedom, and thus, he constantly challenges individuals to uphold and perpetuate these values for future generations.
Key Highlights:
Celebrating America's 250-year Journey
Reviving American Heritage Through America’s Story
Democratic Ideals: From Tyranny to Resilience
Founding Fathers' Longevity in Constitutional Design
Leaders who have shaped American identity throughout history
Resources:
Jeff Gould on LinkedIn
I Like That Story
America’s Story 250
Tom Fox
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