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Risky Women® is a global network connecting, celebrating and championing women in risk, regulation and compliance. Want to share a hot topic or suggest a speaker? Email your host anytime at info@riskywomen.org or JOIN US at https://www.riskywomen.org/
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Top Compliance Priorities 2024
In this episode of Risky Women Radio, host Kimberley Cole kicks off Series 7 by discussing the predictions for 2024 in the field of risk regulation and compliance. She is joined by Carol Beaumier and Bernadine Reese from Protiviti, who share their insights on the compliance environment over the past decade and the evolving role of the Chief Compliance Officer.
They highlight the key priorities for 2024, including the need for proactive risk assessment, horizon scanning, managing digital risks, effective compliance monitoring, and adapting to changing resourcing needs. The discussion emphasizes the importance of staying ahead of emerging issues and adopting a holistic approach to compliance in order to navigate the external and internal challenges that lie ahead. This episode provides valuable insights for risk and compliance professionals to effectively address the evolving compliance landscape in the year ahead.
SHOW NOTES
00:01 Compliance predictions for 2024 with industry experts
05:36 Importance of internal and external factors
11:42 Lessons learned (or not)
19:05 Next 10 years and technology evolution -
Complexity of Compliance APAC: Debra Au
Jenny Wong of Protiviti and Debra Au, Head of Legal for DBS Hong Kong, explore the complexity of the compliance landscape in APAC as part of the Protiviti 2023 Top Risk Report.
SHOW NOTES
00:01 Compliance landscape and career journey
04:42 Regulatory challenges and adapting to technological changes in APAC
10:02 Compliance function evolution and AI adoption in finance
16:48 Leadership and overcoming stereotypes -
Strategic Risk: Star McDade
Kimberly Dickerson of Protiviti and Star McDade, SVP for Audit Services at USAA, discuss moving from activity based work to a more value added model and how to shift the mindset to an advisory audit role.
SHOW NOTES
00:01 Adding value in risk and assurance profession
04:09 Risk management and business strategy alignment
08:45 Risk assessment, emerging risks, and third-party partnerships in the insurance industry
16:26 Risk management career paths and advice for young professionals
22:19 Career paths, challenges, and growth in the accounting industry
26:36 Creating a diverse and inclusive workplace culture -
Exploring DAO: The Future of Governance & Compliance with Chrissy Hill
Kimberley Cole interviews Chrissy Hill, general counsel at Parity Technologies. The episode explores the concept of DAOs (decentralized autonomous organizations) and their impact on governance and compliance in the rapidly evolving landscape of blockchain, Web3, and the metaverse.
Show Notes
03:19 Career Journey
07:42 Working with Tony Blair: Merging commercial and charitable assets
10:17 Lessons in agility and fundamental skills for career success
11:24 Web3 space and regulatory challenges
18:32 Exploring the cutting edge of governance and compliance with DAOs
29:56 How do you prepare for the future?
Get transcript and Join Risky Women: https://www.riskywomen.org/2023/10/podcast-s6e9-exploring-dao-the-future-of-governance-and-compliance-with-chrissy-hill/ -
Conduct Unbecoming: Emma Parry
Kimberley Cole speaks with Emma Parry of Novafin Consulting about her journey from banking COO to conduct risk and culture advisor – what’s trending in tech, regulators and how to use your transferable skills.
Emma Parry is a C suite and board advisor with broad international investment banking experience. Following a successful career in financial services working for firms such as HSBC, and JP Morgan Chase, she is now building a portfolio career with a specialist focus on conduct risk. Emma has held various roles from COO to program management to leading global client service teams through to conduct and product governance. Her client base includes regtechs, fintechs, wholesale banks and occasionally law firms as an expert witness.
Show Notes
01:16 Career Journey
03:51 Transferable Skills
14:39 Regtech Investment Trends
16:53 Technology Trends
17:47 Conduct Regulator Trends
20:02 Key Takeaways for Conduct Risk
Transcripts, membership & more > https://www.riskywomen.org/2023/09/podcast-s6e8-conduct-unbecoming-emma-parry/ -
How to be a CRO: Jennifer Geary
Kimberley Cole speaks with Jennifer Geary, a 25-year veteran of the Risk industry, about her handbook for the modern Chief Risk Officer - practical advice, and skills you can bring into your own role as a CRO.
Jennifer Geary has over 25 years of experience in finance, technology, risk and legal, across diverse industries from financial services to not-for-profit. She has been Managing Director, EMEA for a software company, and COO and CRO for a number of fintechs. She has also worked in major banks such as Santander and Barclays, and was also COO for Save the Children UK. She is author of a range of business books. Her first book was "How to be a Chief Operating Officer” and she followed up last autumn with "How to be a Chief Risk Officer", and has just launched “How to be a Chief People Officer”, a collaboration with a HR professional.
SHOW NOTES
02:03 Career Journey
05:00 Doing Good for Social Good
10:00 Jennifer's 3 Books: How to be a COO, CRO, CPO
13:20 3 Pillars: Culture, Strategy & Execution. 6 Risks: Strategic, People, Tech, Financial, Operational & Sustainability
22:57 How to Keep Yourself Ahead of the Game
Transcripts and membership info: https://www.riskywomen.org/2023/09/podcast-s6e7-how-to-be-a-cro-jennifer-geary/