21 min

Financial Crime Compliance issues in the Securities industry FCC-7

    • Business

In this episode, which is all about FCC in the securities industry, we listen to a conversation between Luc Meurant and Jim Freis.Jim has an enormous experience in FCC, as a former head of FINCEN, the Financial Intelligence Unit of the US, and then later as chief compliance officer for Deutsche Börse Group in Germany.Jim brings a unique perspective on financial crime compliance. He combines experiences from public and private sectors, has been working for incumbent and disrupter companies, an...

In this episode, which is all about FCC in the securities industry, we listen to a conversation between Luc Meurant and Jim Freis.Jim has an enormous experience in FCC, as a former head of FINCEN, the Financial Intelligence Unit of the US, and then later as chief compliance officer for Deutsche Börse Group in Germany.Jim brings a unique perspective on financial crime compliance. He combines experiences from public and private sectors, has been working for incumbent and disrupter companies, an...

21 min

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