Inside Risk and Compliance AJ Fox Compliance

Hello and welcome to Inside Risk & Compliance, a podcast by AJ Fox Compliance! We created this podcast so that we can share with you the insights, experiences and stories of some of the most interesting people succeeding Inside Risk & Compliance. Whether you work in this space, want to work in this space, or are just interested in risk and compliance this is the podcast for you.

This week, we spoke to Jonathon Bray, director of Jonathan Bray Limited, a specialist law firm compliance consultancy.

Jon took us through the pitfalls of working with outcomes-focused regulation and what's lacking in the SRA guidance. We discussed what an ABS is and how a business like this may approach compliance.

We also talked about some of the new challenges on the horizon for law firms and their risk and compliance teams, such as the increasing focus on culture in compliance.

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Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

Hello and welcome to Inside Risk & Compliance, a podcast by AJ Fox Compliance! We created this podcast so that we can share with you the insights, experiences and stories of some of the most interesting people succeeding Inside Risk & Compliance. Whether you work in this space, want to work in this space, or are just interested in risk and compliance this is the podcast for you.

This week we spoke to Steve Brett, Co-founder of E3 Compliance Training, who is on a mission to rid the world of grudge training and box ticking.

Just because someone has completed the training, doesn't mean they've engaged with it. Did you know people have been known to pay their kids to do their compliance training for them?!

Find out Steve's strategies for creating engaging training in this week's episode.

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Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

Hello and welcome to Inside Risk & Compliance, a podcast by AJ Fox Compliance! We created this podcast so that we can share with you the insights, experiences and stories of some of the most interesting people succeeding Inside Risk & Compliance. Whether you work in this space, want to work in this space, or are just interested in risk and compliance this is the podcast for you.

This week, we spoke to Ed Turner, Strategic Risk Partner at Mishcon de Reya. It was fantastic to hear Ed's point of view on compliance and how it fits in with the wider business.

We talked about measuring the success of a risk and compliance function on the right metrics, and not pigeonholing it with the wrong ones, and how creating alignment between the risk and compliance function and the business can give the firm a competitive advantage.

Ed told us how he strives to empower subject matter experts in his team, and how the most important question he can ask is: 'what do you think?'

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Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

Hello and welcome to Inside Risk & Compliance, a podcast by AJ Fox Compliance! We created this podcast so that we can share with you the insights, experiences and stories of some of the most interesting people succeeding Inside Risk & Compliance. Whether you work in this space, want to work in this space, or are just interested in risk and compliance this is the podcast for you.

This week, we spoke with Jessica Cook, a senior risk and compliance professional in the offshore world. She gave us a great insight into compliance at offshore law firms in places like the Cayman Islands and British Virgin Islands, the differing challenges that these firms face and how Hollywood has contributed to the misconceptions that surround them.

Jessica also spoke about the vital importance of developing soft skills such as building trust in the success of a compliance function.

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Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

Hello and welcome to Inside Risk & Compliance, a podcast by AJ Fox Compliance! We created this podcast so that we can share with you the insights, experiences and stories of some of the most interesting people succeeding Inside Risk & Compliance.

Whether you work in this space, want to work in this space, or are just interested in risk and compliance this is the podcast for you.

This week, we are joined by Asal Heydari, Global Head of Business Acceptance and Conflicts Management at Clyde & Co. Asal has been in law firm risk and compliance since the industry began and has a fantastic perspective on how the space works.

She talked about how to assess urgency when fee earners bring their clients and matters to be cleared, and the benefits of not giving exact timeframes. The benefits of upskilling team members to perform total clearances, and whether AML and conflicts teams should be split, or combined.

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Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

Hello and welcome to Inside Risk & Compliance, a podcast by AJ Fox Compliance! We created this podcast so that we can share with you the insights, experiences and stories of some of the most interesting people succeeding Inside Risk & Compliance. Whether you work in this space, want to work in this space, or are just interested in risk and compliance this is the podcast for you.

In this episode, we spoke to Charlotte Murray, Solicitor in Risk and Compliance at Clarke Willmott. Charlotte told us how she qualified as a solicitor via CILEX after years of unsuccessful training contract applications, and wishes she knew about this route sooner. After qualifying, she fell into the wonderful world of risk and compliance and has never looked back.

We talked about how valuable personal content can be on LinkedIn, and what it was like to go viral, as well as increasing awareness of the compliance department within a law firm, and challenges facing the legal profession and compliance in general.

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Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.