FCPA Compliance Report Thomas Fox

Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode, Tom Fox welcomes Adam Pollock, co-founder of PollockCohen and Qui Tam/FCA expert. 
 Adam Pollock is an experienced lawyer with a unique blend of expertise in computer science and law. Having studied computer science at the University of Michigan before transitioning into law at the University of Pennsylvania, Pollock has spent over 15 years in the legal field, specializing in white-collar defense, Qui Tam cases, False Claims Act cases, whistleblower suits and public advocacy. His law firm's impactful public advocacy cases is rooted in a mission-driven approach, focusing on cases that serve a greater public good. He cites examples such as challenging the government over the regulation of menthol cigarettes, which disproportionately affect the African American community, and fighting for the rights of New York City retirees. Pollock's work is driven by a desire to create positive change and make a difference. Join Tom Fox and Adam Pollock as they delve deeper into these topics on this episode of the FCPA Compliance Report podcast.
 Key Highlights
·      How far back Qui Tam case go in history
·      The intersection of Qui Tam, FCA and whistleblower cases
·      Mission Driven Litigation
·      Private Attorney Generals?
·      The FCA at the Supreme Court
Resources
Adam Pollock on LinkedIn
PollockCohenLLP

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Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Carlos Villagrán Muñoz, Chief Compliance Officer at CMPC in Chile. We discuss operationalizing compliance at CMPC and in Latin America.
Carlos Villagrán Muñoz is a seasoned Chilean attorney with considerable experience in implementing and advancing compliance programs in Latin America. His perspective on the subject is shaped by his extensive experience and understanding of the unique challenges in the region. Carlos identifies two major hurdles in implementing effective compliance programs in Latin America: the need to tailor programs to both global and local contexts due to cultural nuances and differing perceptions of corruption and the pressing issue of money laundering, fueled by illegal activities such as corruption, drug trafficking, and human trafficking. He believes that Latin America lags in anti-money laundering efforts, which are crucial in combating corruption, and advocates for compliance programs that address these issues while considering cultural differences. Join Tom Fox and Carlos Villagrán Muñoz as they delve deeper into these topics and more in this episode of the FCPA Compliance Report podcast.
 Key Highlights:
·      CMPC’s Compliance Program Addressing Antitrust Infringement
·      Navigating Cultural Nuances and Money Laundering: Compliance Challenges in Latin America
·      CMPC’s Comprehensive Compliance Training Program
·      The Rise of Technologically Savvy Compliance Experts in Chile
·      Dynamic Networking Opportunities for Compliance Professionals
Resources
Carlos Villagrán Muñoz on LinkedIn
The FinCEN Report Company
Tom Fox
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Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Dottie Schindlinger, Executive Director of the Diligent Institute.
 The Diligent Institute, the governance research arm of Diligent Corporation, is on a mission to promote governance excellence by providing valuable resources and support to board members and senior leaders. Through research, thought leadership, podcasts, web shows, and certification programs, the institute addresses topics such as climate leadership, ESG, cyber risk, strategy, and AI ethics. Programs like the Next Gen Board Leaders Program and Director Network software facilitate peer-to-peer networking and board opportunities. 
The Diligent Academy offers e-learning certification programs for directors, while the Diligent Forum provides a platform for directors to discuss specific themes with guest speakers. The conversation emphasizes the importance of empowering board members with the right information and insights to make informed decisions. It also discusses the changing role of directors in today's business landscape, with a focus on digital transformation, cybersecurity, and customer satisfaction. The Diligent Institute aims to be a trusted resource for directors, providing valuable knowledge and understanding of their needs. 
Key Highlights:
·      Diligent Institute: Empowering Board Leaders
·      Diligent Academy and Forum
·      ESG Momentum
·      ESG Views and Director Confidence
·      The Changing Role of Directors
Resources
Dottie Schindlinger on LinkedIn
The Diligent Institute
Tom Fox
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Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode, Tom Fox welcomes Jason Patel as they delve into the critical aspects of go-to-market security, market intelligence security, and customer privacy enforcement in today's digital world.
 They discuss the importance of protecting businesses and customers' experiences, leveraging data for security and marketing strategies, and ensuring compliance with privacy legislation like GDPR and CCPA. They highlight the services offered by Cheq.ai, a company specializing in go-to-market security, and stress the need for real-time compliance and a transparent approach involving various stakeholders. The conversation also explores the risks of relying solely on vendors for compliance and the impact of opt-in and opt-out strategies in data privacy. Looking ahead, they predict data privacy to be a leading issue, emphasizing the need for clear and explicit internet regulations to protect businesses and consumers.
 Key Highlights
·      Check: Go-to-Market Security and Customer Privacy Enforcement
·      Designing GDPR-compliant controls
·      Real-time compliance in data tracking
·      The Impact of Opt-In vs Opt-Out Strategies
·      The Future of Internet Regulations
Resources
Cheq.ai
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Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Jonathan Wilson, lawyer and co-founder of the FinCEN Report Company, which will simplify filing beneficial ownership reports under the Corporate Transparency Act.
The Corporate Transparency Act is a bipartisan law passed in 2020 to combat corporate anonymity and money laundering in the US. The law requires companies to disclose personal information about individuals with ownership stakes or substantial control. The FinCEN Report Company offers an online filing engine for easy submission of reports. This new tool facilitates collaboration between attorneys and clients, ensuring authorized access to information. The Corporate Transparency Act aims to protect the integrity of the financial system and prevent illicit activities by creating a database accessible to banks and law enforcement. Although the law’s implementation has been delayed, businesses must prepare for initial beneficial ownership reports. The law is crucial in combating money laundering globally, aligning the US with Western Europe in anti-money laundering efforts,s and promoting international cooperation.
 Key Highlights:
·   The FinCEN Report: Simplifying Corporate Transparency
·   Corporate Transparency Act and Law Firm Collaboration
·   Corporate Transparency Act Implementation
·   Challenges of Identifying Beneficial Owners
·   The Corporate Transparency Act: Combating Money Laundering
Resources
Jonathan Wilson on LinkedIn
The FinCEN Report Company
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Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes back fan favorite Mike DeBernardis, partner at Hughes Hubbard Reed. We take a deep dive into the trial court ruling in the Coburn and Schwartz claim that the Cognizant internal investigation which identified them was run by the DOJ and should be tossed for the lack of federal criminal procedural protections.
A recent district court decision on an FCPA case has significant implications for future investigations. The trial court emphasized the importance of a fully developed record and provided guidance for companies conducting internal investigations while cooperating with the government. The episode emphasizes the need for independent investigations, the distinction between government-directed investigations and cooperation with the DOJ, and the timeline of events that shows the importance of self-disclosure by the company. It also discusses the significance of independent decision-making in corporate investigations and the importance of documenting investigations to build a strong record. The restrictions placed on employee interviews during investigations are also addressed, with a suggestion for clear guidelines and procedures to ensure fair and effective interviews. Overall, the episode highlights the practical implications of the court decision and sets a standard for future investigations in FCPA cases.
 Key Highlights
·      FCPA Pretrial Work
·      Importance of Independent Decision-Making
·      Importance of Documenting Investigations
·      Restrictions on Employee Interviews
·      Investigation world cases
Resources
Mike DeBernardis
Hughes Hubbard Reed
Court Opinion in US v. Coburn
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