25 episodes

Banking Compliance Insights by Wolters Kluwer® delivers insights on compliance trends and strategies for navigating today's regulatory and risk environments. Please join us for future podcasts as we focus on navigating regulatory compliance in our forever changing digital world and beyond.

Wolters Kluwer is a market-leading provider of advisory services and technology solutions for optimizing compliance programs. For more information and additional guidance, visit www.WoltersKluwer.com or call 1-800-397-2341 and press #1.

Want customized compliance strategies? Sign up for a custom demo!

DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services’ communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services’ communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.

Banking Compliance Insights By Wolters Kluwer Radio America

    • Entrepreneurship
    • 5.0 • 2 Ratings

Banking Compliance Insights by Wolters Kluwer® delivers insights on compliance trends and strategies for navigating today's regulatory and risk environments. Please join us for future podcasts as we focus on navigating regulatory compliance in our forever changing digital world and beyond.

Wolters Kluwer is a market-leading provider of advisory services and technology solutions for optimizing compliance programs. For more information and additional guidance, visit www.WoltersKluwer.com or call 1-800-397-2341 and press #1.

Want customized compliance strategies? Sign up for a custom demo!

DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services’ communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services’ communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.

    Episode 14: And SOFR Something Completely Different

    Episode 14: And SOFR Something Completely Different

    Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. What index will you select? We are here to help you choose.

    Listen to our new episode of Wolters Kluwer® Banking Compliance Solutions that focuses on the end of the (London Interbank Offered Rate) LIBOR and the industry’s switch to the (Secured Overnight Financing Rate) SOFR index. Our host Wolters Kluwer, Vice President of Banking Compliance Solutions, Samir Agarwal, is joined by compliance expert Andy Dunn, Manager of Specialized Consulting with Wolters Kluwer, to offer guidance on what the end of LIBOR means for market participants and what banks should be doing now to prepare for the transition.

    If you have a question about how we can assist you with advisory services for any size institution and staying abreast of emerging technologies navigate these industry waters from beginning to end during the pandemic, please post them in the comments section of this podcast!

    Subscribe:
    iTunes/Apple Podcast: https://apple.co/33qiJN8
    RSS: https://bit.ly/36tYZdA

    Google Podcast: https://bit.ly/3jr6oho
    Spotify: https://spoti.fi/3l9oOU8

    Product Highlights from the Podcast:
    Wolters Kluwer Advisory Services - https://bit.ly/2It1V07

    Sign up for our COVID-19 Regulatory Development Bulletins https://bit.ly/2GkfnCG

    Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxW

    Listen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso

    Where else can you find Wolters Kluwer Financial Services on social media?
    • Facebook: @WoltersKluwerFinancialServices
    • Twitter: @WoltersKluwerFS
    • LinkedIn: https://www.linkedin.com/company/wolt...

    BUSINESS INQUIRIES For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341.

    DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services’ communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services’ communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.

    • 20 min
    Episode 13 Trailer: OCC Clears The Way: Banks Allowed to Hold Cryptocurrencies

    Episode 13 Trailer: OCC Clears The Way: Banks Allowed to Hold Cryptocurrencies

    OCC OKs Cryptocurrencies | What do we know, and What don’t we know about the regulatory requirements for the Office of the Comptroller of the Currency’s (OCC) Letter? Wolters Kluwer’s latest podcast, Banking Compliance Insights, covers the OCC’s recent move to permit OCC-regulated banks to provide custody services for virtual assets, including cryptocurrencies. Our host, Wolters Kluwer Vice President of Banking Compliance Solutions, Samir Agarwal, sits down with Mark White, Senior Securities Compliance Analyst with Wolters Kluwer’s Compliance Center of Excellence, to tell us what it means for banks and how they should plan the regulatory landscape surrounding it. [🎧 LISTEN NOW!] https://www.wolterskluwer.com/en/expert-insights/episode-13-occ-clears-the-way-banks-allowed-to-hold-cryptocurrencies

    • 28 sec
    Episode 13: OCC Clears The Way: Banks Allowed to Hold Cryptocurrencies

    Episode 13: OCC Clears The Way: Banks Allowed to Hold Cryptocurrencies

    Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments.

    What do we know, and what don’t we know about the regulatory requirements for the Office of the Comptroller of the Currency’s (OCC) Letter?

    The OCC was not exhaustive in its Interpretive Letter about regulating this new trend. Our Wolters Kluwer experts use this episode, “OCC OKs Cryptocurrencies. What Does that Mean for Banks?” to break it down.

    Our new podcast episode focuses on the OCC’s recent move to permit OCC-regulated banks to provide custody services for virtual assets, including cryptocurrencies. Our host, Wolters Kluwer Vice President of Banking Compliance Solutions, Samir Agarwal, sits down with Mark White, Senior Securities Compliance Analyst with Wolters Kluwer’s Compliance Center of Excellence, to tell us what it means for banks and how they should plan the regulatory landscape surrounding it.

    If you have a question about how we can assist you with regulatory services for any size institution and staying abreast of emerging technologies navigate these industry waters from beginning to end during the pandemic, please post them in the comments section of this podcast!

    Subscribe:
    iTunes/Apple Podcast: https://apple.co/33qiJN8
    RSS: https://bit.ly/36tYZdA
    Google Podcast: https://bit.ly/3jr6oho
    Spotify: https://spoti.fi/3l9oOU8

    Product Highlights from the Podcast:
    Wolters Kluwer Advisory Services -- https://www.wolterskluwer.com/en/solutions/advisory-services/fintech

    OneSumX for Risk & Controls Assessment -- https://www.wolterskluwer.com/en/solutions/onesumx-for-compliance-program-management/onesumx-for-compliance-risk-controls-assesment

    OneSumX® for Customer Due Diligence - https://www.wolterskluwer.com/en/solutions/onesumx-financial-crime-control/onesumx-customer-due-diligence

    OneSumX® for Know Your Customer - https://www.wolterskluwer.com/en/solutions/onesumx-financial-crime-control

    Sign up for our COVID-19 Regulatory Development Bulletins https://bit.ly/2GkfnCG

    Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxW

    Listen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso

    Where else can you find Wolters Kluwer Financial Services on social media?
    • Facebook: @WoltersKluwerFinancialServices
    • Twitter: @WoltersKluwerFS
    • LinkedIn: https://www.linkedin.com/company/wolt...

    BUSINESS INQUIRIES For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341.

    DISCLAIMER: The information and views...

    • 26 min
    Business Compliance Insights Trailer

    Business Compliance Insights Trailer

    The Banking Compliance Insights podcast series by Wolters Kluwer® was created to piece together the complicated, and sometimes daunting puzzle that is compliance. In today's ever-changing regulatory and risk environment, we've created a weekly series you can come to for guidance in trends and strategies to navigate this new normal.

    We invite you to check out our previous podcasts as we've discussed how the pandemic has:

    • Disrupted banking operations

    • Transformed the way customers are served

    • Raised new concerns around financial and individual security

    • Pushed us to understand the CARES Act better and strategically

    Listen to the full episodes now! https://www.spreaker.com/show/wolters-kluwer-banking

    • 1 min
    Episode 12 Trailer: Update and Current Status of IRAs: What Has Changed and What you Need to Know

    Episode 12 Trailer: Update and Current Status of IRAs: What Has Changed and What you Need to Know

    IRA Podcast | How have rules like the SECURE Act & the CARES Act impacted IRAs? In this episode, our Wolters Kluwer® experts discuss how “What Has Changed and What you Need to Know” about Tax-Advantaged Accounts. | LISTEN NOW! https://www.spreaker.com/user/10614200/episode-12-final

    • 11 sec
    Episode 12: Update and Current Status of IRAs: What Has Changed and What you Need to Know

    Episode 12: Update and Current Status of IRAs: What Has Changed and What you Need to Know

    Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments.

    Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments.

    Episode Summary:
    Hosted by Samir Agarwal (https://bit.ly/3cWnLnU) and special guest Michael Schiller (https://bit.ly/2IWJVLN)

    Are you prepared for the significant legislative and regulatory developments that continue to impact IRAs?

    As Baby Boomers reach retirement age, banks will see an increase in IRA portfolio balances and should be prepared to serve as IRA trustees. Though many financial organizations act as an IRA trustee or custodian, most are challenged with staying in front of the complex rules and regulations and often overlook the impact changes have on operating systems, procedures, and transaction documents.

    In this podcast episode, “Update and Current Status of IRAs: What Has Changed and What You Need to Know,” Wolters Kluwer Vice President of Banking Compliance Solutions Samir Agarwal is joined by Michael Schiller, Manager of Specialized Consulting for Tax-Advantaged Accounts with Wolters Kluwer’s Compliance Center of Excellence, discuss how current rules, including the SECURE Act and the CARES Act, impact IRAs. Samir and Michael will also walk us through the legislative provisions and describe their impact and share practical guidance on managing tax-advantaged accounts and adapting banking processes and client outreach in the current environment.
    If you have questions about how we can help you better serve your tax-advantaged account customers during the pandemic, please post them in the comments section of this podcast! Add our podcast series to your playlist today.

    Subscribe:
    iTunes/Apple Podcast: https://apple.co/33qiJN8
    RSS: https://bit.ly/36tYZdA
    Google Podcast: https://bit.ly/3jr6oho
    Spotify: https://spoti.fi/3l9oOU8

    Product Highlights from the Podcast:
    1. Wolters Kluwer Tax-Advantaged Accounts Solutions – Make managing your IRA, HSA, CESA, and other tax-advantaged accounts programs a breeze. Request more information. https://bit.ly/34pyeWl
    2. IRA Consulting Services - We’re ready to answer questions, assist with reporting requirements, and explain regulatory changes. Get started today! https://bit.ly/2HnEGEo
    3. IRA Training - https://bit.ly/31znOS5
    4. IRA Documents - https://bit.ly/3mg2bhB
    5. Account Record-Keeping - https://bit.ly/3dMJyyC
    6. IRA to IRA Rollovers - https://bit.ly/37wrGXO

    Sign up for our COVID-19 Regulatory Development Bulletins https://bit.ly/2GkfnCG

    Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxW

    Listen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso br...

    • 42 min

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2 Ratings

2 Ratings

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