A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.
Crystal Ball Gazing for Compliance & the SEC in 2021
In this episode, CSS’s Executive Director Jackie Hallihan sits down with Senior Consultant Adam DiPaolo to read the tea leaves on 2021. The compliance duo discusses changes to the SEC itself to regulations, rule-making, examination and enforcement...
From Financials to Fish, What’s Next for Post-Brexit Equivalence?
In this episode, CSS’s SVP of Business Development Ashley Smith joins Chief Product Officer Ronan Brennan to discuss a post-Brexit world for financial services, the end of passporting, what's next for equivalence and the upcoming March 2021 deadline.
Solvency II Review and What's Next for Insurers?
In this episode, SVP of Business Development at CSS Ashley Smith sits down with two insurance and Solvency II experts from MBE Consulting to discuss the push for asset managers to attract more insurance investors, and what should asset managers be...
Brexit Part 2: Post-Brexit in the Fund Industry
In this episode, CSS's Chief Product Officer Ronan Brennan represents the EU and President of CSS John Lee represents the UK in a no holds barred discussion on post-Brexit complexities in Part 2 of a special two-part series. The conversation focuses on...
Brexit Part 1: The Advantages & Implications of Divergence
In this episode, Chief Product Officer of CSS Ronan Brennan joins Natalie Silverman to discuss all things Brexit in Part 1 of a special two-part series. The conversation starts with a recap on the state of negotiations and turns to the advantages and...
Business Unusual or BAU: Why Incident Response Planning is Critical for Financial Services
In this episode, CSS’s Director of Cyber IT Services E.J Yerzak and Legal Director at ZwillGen Jason Wool talk about incident response planning. Why is it important to not just have a policy or program in place during a pandemic, but how to build trust...