Episode 52: Steven Strange - The burden of NBFI crackdown

On today’s episode we explore the world of regulatory compliance for non-bank financial intermediaries or (NBFIs) and buy-side firms.

In an era of increased regulatory scrutiny, NBFIs are facing growing demands for transparency and risk management, while buy-side firms are grappling with evolving best execution standards and order handling requirements.

Steven Strange from ION Markets will help us understand some of the regulatory and compliance challenges faced by industry players and strategies that you can employ to help you stay ahead in an environment of regulatory change.

ION #IONMarkets #FinancialServices #RegulatoryCompliance #NBFI #FinancialRegulation #DataManagement #RegulatoryChange