Market Self Regulation (with Tom Selman‪)‬ Policy in Pieces

    • Business

Tom Selman, former head of policy for FINRA, discusses how the regulatory organization supervises conduct at securities brokers and dealers, the meaning of a fiduciary duty, the challenges in protecting investors, and the temptations of over regulating markets.

Tom Selman, former head of policy for FINRA, discusses how the regulatory organization supervises conduct at securities brokers and dealers, the meaning of a fiduciary duty, the challenges in protecting investors, and the temptations of over regulating markets.

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