34 min
Nick Miller, former FCA regulator and Moody’s MD, on the UK watchdog’s future and what not to do when interacting with your supervisor Following the Rules
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- Business
Today’s guest outlines how he believes the Financial Conduct Authority’s ever-expanding remit could impact its drive to become a data-led regulator. He reveals some common mistakes financial services firms make when interacting with the watchdog. He explains why he thinks the UK's asset management regulatory framework could benefit from a fundamental rethink as lawmakers reshape the UK’s rulebook post-Brexit and he warns City bosses they risk serious fall-out if they do not act now to adequately manage their operational risk.
These are subjects close to his heart because Nick Miller was the FCA’s head of asset management supervision for five years until early 2022. Since then, he has led Moody’s global regulatory affairs team as its managing director.
Today’s guest outlines how he believes the Financial Conduct Authority’s ever-expanding remit could impact its drive to become a data-led regulator. He reveals some common mistakes financial services firms make when interacting with the watchdog. He explains why he thinks the UK's asset management regulatory framework could benefit from a fundamental rethink as lawmakers reshape the UK’s rulebook post-Brexit and he warns City bosses they risk serious fall-out if they do not act now to adequately manage their operational risk.
These are subjects close to his heart because Nick Miller was the FCA’s head of asset management supervision for five years until early 2022. Since then, he has led Moody’s global regulatory affairs team as its managing director.
34 min