Regulatory Oversight Podcast

Stephen C. Piepgrass, Ashley L. Taylor, Troutman Pepper Locke
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Regulatory priorities can seemingly shift overnight with one lawsuit, investigative news article, election, or bill signing. Troutman Pepper Locke’s Regulatory Oversight Podcast analyzes the underlying trends that drive enforcement activity and provides expert perspectives on key focus areas. Featuring insights from members of the firm’s Regulatory Practice Group, including its nationally ranked State Attorneys General practice, with guest commentary from business leaders, regulatory experts, and current and former government officials, our podcast examines a range of topics affecting companies operating in highly regulated industries. Whether related to cybersecurity and data privacy, advertising and marketing, financial services and fintech, or emerging technology, Troutman Pepper Locke’s regulatory team offers informed counsel to clients, drawing on decades representing clients in their most critical regulatory challenges. Our lawyers rely on their regulatory experience in private practice as well as their tenure in state AG offices, at the FTC, CFPB, U.S. Attorneys’ Offices, and other federal and state enforcement bodies to develop legal strategies that align with each client’s goals. The Regulatory Oversight Podcast allows us to share our acumen and approach directly with our listeners.

  1. FEB 25

    California DFPI's Next Target: Credit Reporting Industry

    In this special crossover episode of Regulatory Oversight and FCRA Focus, Kim Phan is joined by Michael Yaghi, partner in Troutman Pepper Locke's Regulatory Investigations, Strategy, and Enforcement practice group, to unpack the California Department of Financial Protection and Innovation's (DFPI) latest effort to require registration for the credit reporting industry. They discuss DFPI's second request for comment, how it fits into California's broader push to regulate nonbank financial services, and which entities may be swept in beyond the "big three" consumer reporting agencies — such as furnishers, data brokers, specialty credit reporting agencies, resellers, and fintechs. Kim and Michael also explore how narrowly (or broadly) the rules might be drawn, potential overlap and tension with existing FCRA requirements, what registration and reporting could mean in practice for covered entities, and what companies should be doing now as the February 26 comment deadline approaches. Hosted by Simplecast, an AdsWizz company. See pcm.adswizz.com for information about our collection and use of personal data for advertising.

    21 min

  2. FEB 10

    Trading, Gambling, or Something Else? Prediction Markets and the Payments Puzzle

    In this crossover episode, Regulatory Oversight host Stephen Piepgrass teams up with Payments Pros host Keith Barnett to unpack how prediction markets, gaming, and payments intersect in a rapidly evolving and legally uncertain landscape. Drawing on Keith's extensive regulatory experience, they explain what prediction markets are, why these contracts are treated as swaps rather than securities, and how that distinction affects insider trading issues. Stephen and Keith then address the growing tension between federal regulators and state attorneys general over whether these products are trading or unlicensed sports betting, the CFTC chair's recent criticism of "regulation by enforcement," and the NCAA's push to pause college sports contracts. They close by examining what this means for banks, payment processors, and other service providers navigating know-your-customer and "lawful transaction" obligations while the law remains in flux. Hosted by Simplecast, an AdsWizz company. See pcm.adswizz.com for information about our collection and use of personal data for advertising.

    21 min

  3. JAN 29

    New Jersey's Big Bet on Disparate Impact: What the AG's New Rules Mean for Lenders and AI

    In this special crossover episode of Regulatory Oversight and The Consumer Finance Podcast, Chris Willis is joined by colleagues Lori Sommerfield and Matthew Berns to discuss New Jersey's sweeping new disparate impact regulations under the Law Against Discrimination. They break down one of the most comprehensive state-level disparate impact rules in the U.S., the contrasts with traditional federal standards, and implications for enforcement in financial services. The discussion dives into credit scores, underwriting models, AI and automated decision-making tools, and the difference between New Jersey's approach and the Trump administration's effort to scale back disparate impact at the federal level, offering practical takeaways for lenders and other covered entities navigating this shifting landscape. Hosted by Simplecast, an AdsWizz company. See pcm.adswizz.com for information about our collection and use of personal data for advertising.

    20 min

  4. JAN 9

    From Vegas to Venezuela: High-Stakes Predictive Markets

    In this episode of Regulatory Oversight, host Stephen Piepgrass, who leads Troutman Pepper Locke's Regulatory Investigation Strategy and Enforcement (RISE) practice, is joined by partner Lu Reyes for a deep dive into the national security and enforcement implications of predictive markets. The discussion centers on a headline‑grabbing Polymarket trade that appeared to anticipate former Venezuelan President Nicolás Maduro's capture and yielded roughly $400,000 in profit, raising questions about insider trading and classified information leaks. Stephen and Lu discuss how current regulatory frameworks and enforcement tools struggle to keep pace with emerging predictive markets, particularly where anonymity and digital assets can make it difficult to identify traders or trace funds. Drawing on Lu's experience as a senior national security official in the Bush administration, they explore how markets that allow betting on geopolitical and military outcomes could place a cash bounty on secrets, potentially encouraging espionage, recruitment of insiders, and even attempts to influence events rather than merely predict them. The episode also highlights key differences between predictive markets and traditional gambling, including post hoc event definitions and asymmetric access to information, and considers how regulators, Congress, and market operators might respond. Hosted by Simplecast, an AdsWizz company. See pcm.adswizz.com for information about our collection and use of personal data for advertising.

    21 min

  5. JAN 8

    AI, Algorithms, and Accountability: Unpacking the Colorado AI Act with Senator Rodriguez

    In this episode of Regulatory Oversight, host Ashley Taylor is joined by Colorado Senate Majority Leader Robert Rodriguez and Troutman Pepper Locke Privacy + Cyber partner David Stauss for an in‑depth discussion of the Colorado AI Act—widely viewed as the nation's first comprehensive legislative framework focused on high‑risk AI systems and algorithmic discrimination. Senator Rodriguez explains how Colorado's work on consumer privacy laid the groundwork for AI regulation and walks through the origins, goals, and core provisions of the Act, including its emphasis on transparency, risk assessments, and protecting consumers in sectors such as employment, housing, health care, education, finance, and government services. Stauss situates the Colorado AI Act within the rapidly evolving state, federal, and international AI landscape, describing how lawmakers have sought to avoid a "Wild West" of conflicting state requirements by coordinating through a multi-state work group, and how that effort mirrors the development of state privacy laws. The conversation then turns to answer practical questions companies are asking—how to approach and structure AI risk assessments, the role of attorney-client privilege, how state attorneys general are likely to enforce these laws, and how to navigate growing tensions between state innovation and federal preemption efforts, including reported moves by the Trump administration to curb state AI regulations. Hosted by Simplecast, an AdsWizz company. See pcm.adswizz.com for information about our collection and use of personal data for advertising.

    35 min

  6. 12/19/2025

    12 Days of Regulatory Insights: Day 12 – The SEC Reset

    In the final episode of our special 12 Days of Regulatory Insights podcast series, Regulatory Oversight co-host Stephen Piepgrass sits down with Partner Ghillaine Reid — co-leader of the firm's securities investigations and enforcement team and a former SEC New York Regional Office branch chief and staff attorney — to assess how shifts in SEC leadership and composition are reshaping rulemaking and enforcement. Stephen and Ghillaine begin with a discussion on the impact of SEC Chair Paul Atkins' tenure and the appointment of Enforcement Director Meg Ryan amid significant staff attrition and a cost-cutting "efficiency" ethos that has produced a leaner enforcement tempo, fewer cases, and lower settlement totals. They unpack what moving formal order authority back to a commission vote means in practice, the administration's sharpened focus on investor protection and disclosure accuracy, and what public companies should be doing now to ensure consistency across SEC filings, earnings calls, and marketing. They also cover the rise in state-level activity — especially from New York, Massachusetts, Washington, and increasingly Florida and Texas — as state AGs fill federal gaps with a distinct consumer-protection playbook. Looking ahead to 2026, they preview of areas likely to draw heightened scrutiny, including issuer reporting, while offering actionable guidance for navigating parallel federal-state investigations. Hosted by Simplecast, an AdsWizz company. See pcm.adswizz.com for information about our collection and use of personal data for advertising.

    19 min

  7. 12/18/2025

    12 Days of Regulatory Insights: Day 11 – FTC Enforcement Trends in a New Age

    In this episode of our special 12 Days of Regulatory Insights podcast series, RISE Partner Clay Friedman is joined by colleague Christy Matelis — a member of the firm's antitrust practice and former Utah assistant attorney general — to unpack what a newly reactivated FTC means for the year ahead. Clay and Christy discuss the current composition of the three-member, all-Republican Commission following recent changes, the ongoing legal challenges related to former Commissioner Rebecca Slaughter's termination, as well as Chair Andrew Ferguson's draft priorities memo signaling continued focus on technology, privacy, and data security. Christy discusses what enforcement might look like under a second Trump term, including continued focus on health care, pharmaceuticals, and technology, but with a slower pace. She notes a shift on noncompete agreements, with the FTC moving from broad rulemaking to handling cases individually — shown by dropping appeals on the previous ban but starting a new enforcement action. The conversation also covers staffing changes at the agency and what practitioners are seeing on the ground. On the consumer protection front, Clay and Christy break down the FTC-and-states lawsuit against Ticketmaster/Live Nation (bait pricing, ticket limits, and broker coordination) and the $14 million Match.com settlement underscoring clear disclosures and easy cancellation. Hosted by Simplecast, an AdsWizz company. See pcm.adswizz.com for information about our collection and use of personal data for advertising.

    19 min

  8. 12/17/2025

    12 Days of Regulatory Insights: Day 10 – State AGs on Pricing and Renewals

    In this episode of our special 12 Days of Regulatory Insights podcast series, RISE attorney Nam Kang welcomes Partners Clay Friedman and Mike Yaghi for a practical look at 2025 regulatory enforcement trends in advertising and marketing. The insightful discussion in this series begins with the growing push for transparent, all‑in pricing aimed at eliminating junk fees and drip pricing. Clay and Mike explain how new and existing state laws intersect with longstanding UDAP principles, and how this patchwork impacts brands across marketing channels. Drawing on decades of experience advising clients on regulatory enforcement actions in the advertising and marketing space, Clay and Mike map best practices: putting the total, unavoidable price upfront; clearly differentiating retailer charges from government taxes and other mandatory fees; preserving advertisements and web flows for compliance; and avoiding misleading "taxes and fees" (or similar) bundles. The trio also breaks down the FTC's recent Ticketmaster/Live Nation case, the status of the vacated "Click to Cancel" negative option amendments and continued risks under ROSCA and the FTC Act, and concrete guardrails for subscription disclosures, express informed consent, confirmations, renewal notices, and the requirements for easy cancellations. Looking ahead to 2026, they expect continued state-level pricing enforcement, renewed federal attention to negative-option rulemaking, a focus on combating actual fraud, and heightened exposure for brands that fall short on transparent pricing and auto‑renew practices. Hosted by Simplecast, an AdsWizz company. See pcm.adswizz.com for information about our collection and use of personal data for advertising.

    24 min
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Trailer

About

Regulatory priorities can seemingly shift overnight with one lawsuit, investigative news article, election, or bill signing. Troutman Pepper Locke’s Regulatory Oversight Podcast analyzes the underlying trends that drive enforcement activity and provides expert perspectives on key focus areas. Featuring insights from members of the firm’s Regulatory Practice Group, including its nationally ranked State Attorneys General practice, with guest commentary from business leaders, regulatory experts, and current and former government officials, our podcast examines a range of topics affecting companies operating in highly regulated industries. Whether related to cybersecurity and data privacy, advertising and marketing, financial services and fintech, or emerging technology, Troutman Pepper Locke’s regulatory team offers informed counsel to clients, drawing on decades representing clients in their most critical regulatory challenges. Our lawyers rely on their regulatory experience in private practice as well as their tenure in state AG offices, at the FTC, CFPB, U.S. Attorneys’ Offices, and other federal and state enforcement bodies to develop legal strategies that align with each client’s goals. The Regulatory Oversight Podcast allows us to share our acumen and approach directly with our listeners.

Information

  • Creator
    Stephen C. Piepgrass, Ashley L. Taylor, Troutman Pepper Locke
  • Years Active
    2022 - 2026
  • Episodes
    93
  • Rating
    Clean
  • Copyright
    © 2022-2026 Troutman Pepper Locke LLP. All Rights Reserved.
  • Show Website
    Regulatory Oversight Podcast

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