Schwab E&O Update The RIA Compliance Collective

 Schwab E&O Update


Show Notes


Topic I: Schwab E&O Update


Topic II: Crypto ETF


Guest Speaker Info:


Chad Ramberg, President Box Professional Insurance, LLC


Phone: 817-865-1519 Email: Chad.Ramberg@boxproinsurance.com 


Website: www.boxproinsurance.com 


Chad's LinkedIn: https://www.linkedin.com/in/chad-ramberg-71278533/ 


Advisors can email that address below and put in the subject line – “Do I meet the Schwab requirements?”


 RIAview@BoxProInsurance.com


Please attach a copy of the insurance coverage in place including the following.


 E&OCyberCrime / Crime Bond