20 min
A Career Highlight: Exam and Risk Monitoring Program Transformation Update FINRA Unscripted
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- Government
FINRA’s examination and risk monitoring program is in the midst of a largescale transformation to make FINRA a more effective, agile and risk-focused regulator. On this episode, Executive Vice President Bari Havlik provides an update on where the group is one year later.
FINRA’s examination and risk monitoring program is in the midst of a largescale transformation to make FINRA a more effective, agile and risk-focused regulator. On this episode, Executive Vice President Bari Havlik provides an update on where the group is one year later.
20 min