COMPLY: The Marketing Compliance Podcast PerformLine

COMPLY is turning 2! To celebrate, we have pulled together a compilation of some of our favorite moments from the last couple of years so that we could highlight some of the many great speakers that we have had on the show.


In today’s podcast, our guests will share their insights on the following:


How taking a look at past enforcement actions can help you shore up your compliance program.What the growth of the CFPB means for future enforcements.Why training and ongoing discussions with your team matter when building a culture of compliance.The importance of organizations proactively taking extra steps to protect consumers.The importance of having an automated RegTech solution in place to ensure both compliance and brand protection.Show Notes
Building, Evolving, and Automating Fintech Marketing Compliance with Ethan Singleton: https://performline.com/blog-post/episode-41-building-evolving-and-automating-fintech-marketing-compliance/CFPB Complaints, Enforcements, & Navigating New Compliance Challenges with Melissa Baal Guidorizzi: https://performline.com/blog-post/episode-38-cfpb-complaints-enforcements-navigating-new-compliance-challenges/Building a Culture of Compliance with Faraz Rana: https://performline.com/blog-post/episode-28-building-a-culture-of-compliance-with-faraz-rana/UDAAP Compliance Trends and Best Practices Pt. 1 with James Kim: https://performline.com/blog-post/episode-25-udaap-compliance-trends-and-best-practices-pt-1/The Top UDAAP Compliance Issues Across Published Content with Michael Gibney: https://performline.com/blog-post/episode-22-the-top-udaap-compliance-issues-across-published-content/Why Banks are Investing in Marketing Compliance Technology Blog: https://performline.com/blog-post/why-banks-are-investing-in-marketing-compliance-technology/Consumer Complaint and Compliance Trends for Bank-Fintech Partnerships Infographic: https://content.performline.com/infographic/consumer-complaint-compliance-trends-bank-fintech-partnershipsConnect with me, Rhonda: https://www.linkedin.com/in/rhonda-mcgill/

Fintech Meetup provides an opportunity for the fintech industry to connect and collaborate to shape the future of fintech. PerformLine and FS Vector were both in attendance and had a birds-eye view of this event and were able to glean some great takeaways for us to share with our listeners.
In today’s COMPLY Podcast episode, I am joined by Ethan Singleton, Principal at FS Vector, and Alex Morris, Sr. Account Executive at PerformLine, where we will chat about:
BaaS partnerships—is there light at the end of the tunnel?The growing fintech community and the blooming collaborationsCompliance still matters!Regulators support innovation while warning about consumer protectionShow Notes:
Ethan's Debut COMPLY Podcast Episode: https://performline.com/blog-post/episode-41-building-evolving-and-automating-fintech-marketing-compliance/Why Banks are Investing in Marketing Compliance Technology Blog: https://performline.com/blog-post/why-banks-are-investing-in-marketing-compliance-technology/Learn more about FS Vector: https://fsvector.com/Connect with Ethan Singleton: https://www.linkedin.com/in/ethan-singleton-esq/Connect with Alex Morris Jones: www.linkedin.com/in/alex-morris-jones/Connect with me, Rhonda: https://www.linkedin.com/in/rhonda-mcgill/

Each year, PerformLine conducts a survey of marketing compliance professionals throughout the consumer finance industry to provide insights into the current state of marketing compliance in various organizations, their challenges, and future expectations. It aims to help organizations benchmark their compliance practices and identify areas for improvement.


In this sneak peek, we discuss:


Key data points and takeaways from the reportThe most consistent and inconsistent data points year over yearInsights on how marketing and compliance teams are collaborating
Show Notes:


Marketing Compliance Resource Library: https://content.performline.com/marketing-compliance-resource-libraryConnect with Gianna: https://www.linkedin.com/in/gianna-kennedy/Connect with me, Rhonda: https://www.linkedin.com/in/rhonda-mcgill/

There has been a shift in how regulators are approaching regulation of BaaS and FinTech’s.  As enforcement actions continue to increase, having a well prepared compliance program in place is important now more than ever.
In today’s COMPLY Podcast episode, I am joined by Ethan Singleton, Principal at FS Vector where we will chat about:
Regulation in a new age of fintechsHow banks and fintechs can apply what they have learned from regulatory actionsHow to know when the time is right to get out of spreadsheets and into a technology solutionThe cost of not having a monitoring process in place (and it's not just monetary)Show Notes:
Marketing Compliance Enforcement Actions Stats & Themes: 2H 2023: https://bit.ly/3uJGVKKWhy Banks are Investing in Marketing Compliance Technology Blog: https://bit.ly/3w9Lgr1Learn more about FS Vector: https://fsvector.com/Connect with Ethan Singleton: https://www.linkedin.com/in/ethan-singleton-esq/Connect with me, Rhonda: https://www.linkedin.com/in/rhonda-mcgill/

In today's dynamic compliance landscape, marketing compliance remains an overlooked realm within banks and fintechs. The potential solution? Increased collaboration and representation at industry conferences, along with more fintech participation.
In this COMPLY Podcast episode, I'm joined by Alex Morris, Senior Account Executive at PerformLine, where we chat about:
The need for more marketing compliance resources and content at consumer finance industry conferencesChallenges faced by compliance teams who need to do more with lessThe crucial role technology plays in scaling consumer finance offeringsHeightened enforcement actions and higher standards in marketing compliance education in 2024Show Notes:
Webinar: Strengthening Bank-Fintech Partnerships with Compliance:Building an Efficient and Compliant Ecosystem in Banking & Fintech:Why Banks are Investing in Marketing Compliance Technology: Connect with Alex Morris Jones: www.linkedin.com/in/alex-morris-jones/Connect with me, Rhonda: www.linkedin.com/in/rhonda-mcgill/

2024 is already shaping up to be an unprecedented year that will continue to be filled with regulatory and compliance pressures including increased rulemaking, examinations and enforcement. As we enter what is sure to be yet another busy year in the regulatory space, regulators are gearing up to ensure that consumer protection continues to be the focus of their ever-growing agenda.
Today's episode is part 2 of a discussion featuring CFPB alumni Gary Stein and Melissa Baal Guidorizzi, where they discuss:
Recent CFPB Rulemaking ActivitySteps you can take now to get ahead of regulatory scrutinyLooking ahead at rulemaking for 2024Will the upcoming election impact operations at the CFPB?Show Notes
[Part 1] COMPLY Podcast Episode 38: CFPB Complaints, Enforcements, & Navigating New Compliance Challenges: https://performline.com/blog-post/episode-38-cfpb-complaints-enforcements-navigating-new-compliance-challenges/Expert Insights: The CFPB’s Impact in 2023 and Beyond: https://bit.ly/4aE8OUZ2023 Complaint Risk Signal Report: https://bit.ly/3tFDCDY2H 2023 Marketing Compliance and Enforcement Actions Quarterly Review: https://bit.ly/3H7WfniConnect with John: https://www.linkedin.com/in/johnzanzarella/Connect with Gary: https://www.linkedin.com/in/gary-stein-7b7337/Connect with Melissa: https://www.linkedin.com/in/melissa-baal-guidorizzi-047263a/Connect with me, your new COMPLY Podcast host, Rhonda: https://www.linkedin.com/in/rhonda-mcgill/