21 min
The Future of RegTech: The Challenges and Opportunities FINRA Unscripted
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- Government
RegTech tools can present both tremendous opportunity and tremendous challenges to for firms and regulators alike. They can also pose some interesting philosophical questions when it comes to their implementation. On this episode, we hear three unique perspectives on these opportunities and challenges from regulators from the U.K., the states and FINRA.
RegTech tools can present both tremendous opportunity and tremendous challenges to for firms and regulators alike. They can also pose some interesting philosophical questions when it comes to their implementation. On this episode, we hear three unique perspectives on these opportunities and challenges from regulators from the U.K., the states and FINRA.
21 min