27 episodes

Tom Fox is the Voice of Compliance. Dave Lefort is the Editor-in-Chief at Compliance Week, one of the premier compliance focused publications and websites around. Tom and Dave are both sports mavens and love to compare notes on their hometown teams. In this bi-monthly podcast, Tom and Dave visit about some of the top stories that have or will appear in Compliance Week each month, a special appearance by a columnist, reporter or author and check in on the sports topic de jour.

From the Editor's Desk Tom Fox

    • Business

Tom Fox is the Voice of Compliance. Dave Lefort is the Editor-in-Chief at Compliance Week, one of the premier compliance focused publications and websites around. Tom and Dave are both sports mavens and love to compare notes on their hometown teams. In this bi-monthly podcast, Tom and Dave visit about some of the top stories that have or will appear in Compliance Week each month, a special appearance by a columnist, reporter or author and check in on the sports topic de jour.

    A Celebration of Kyle Brossard's Journey: From Sports Journalism to Compliance Week Editor

    A Celebration of Kyle Brossard's Journey: From Sports Journalism to Compliance Week Editor

    In this special episode of ‘From the Editor’s Desk,’ host Tom Fox interviews Kyle Brasseur, who recently announced his retirement from Compliance Week, where he served as Editor-in-Chief. Kyle shares his journey from working in sports journalism to his pivot into the compliance field. He discusses his professional growth, the challenges and opportunities he faced, and the important stories covered during his tenure.
    The episode also explores the critical role of journalism in the compliance sector and delves into some of Kyle’s most memorable moments, including his first published story and the development of the ‘Inside the Mind of the CCO’ survey. To round off, the discussion shifts to sports, particularly the performance and expectations of the Boston Celtics. Kyle reflects on his experiences and shares his thoughts on the future, expressing gratitude towards the compliance community for their unparalleled support.
    Highlights Include:

    Kyle’s Journey to Compliance Week

    Transition from Sports Journalism to Compliance

    Growth and Opportunities at Compliance Week

    Importance of Compliance Journalism

    Differences Between Sports and Compliance Journalism

    Becoming Editor-in-Chief

    Significant Stories and Editorial Changes

    Inside the Mind of the CCO Survey

    Final Thoughts and Farewell


    Resources:
    Kyle Brasseur on LinkedIn
    Compliance Week

    • 31 min
    May and June, 2024 in Compliance Week

    May and June, 2024 in Compliance Week

    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports and generally try to solve the world’s problems.
    Tom Fox and Kyle Brasseur are back, recapping highlights from Compliance Week 2024, focusing on core compliance topics taking center stage, notable panels, and the emphasis on learning from fellow compliance officers.
    They also share insights on the powerful role of AI and regulatory policies, reflecting on discussions with industry leaders and experts on managing AI as a tool within compliance frameworks. Additionally, the conversation turns to recent articles in Compliance Week, covering topics like regulatory agencies’ need for CCOs, financial crimes, third-party risk management, and upcoming conferences.
    The hosts also touch upon sports, sharing their thoughts on the NBA playoffs and concluding with a discussion on the impact of a Netflix roast of Tom Brady, viewing it from a compliance and personal perspective.
    Highlights Include:

    Recapping Compliance Week 2024 Highlights

    The FDIC’s Toxic Culture and the Need for CCOs in Regulatory Agencies

    Deep Dive into Compliance and AI at Compliance Week 2024

    Exploring Recent Compliance Week Articles

    Previewing Upcoming Articles and Compliance Events

    Sports Segment: NBA and NHL Playoffs Insights

    The Roast of Tom Brady: A Compliance Perspective


    Resources:
    Kyle Brasseur on LinkedIn
    Compliance Week

    • 41 min
    March and April, 2024 in Compliance Week

    March and April, 2024 in Compliance Week

    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports, and generally try to solve the world’s problems.
    Tom Fox and Kyle Brasseur are back. Compliance Week 2024, a major event in the world of regulatory compliance is generating a significant buzz, especially among compliance professionals. This event promises to cover a wide array of relevant topics, from the role of women in compliance and AI to insights into fraud detection and career development.
    Tom is particularly interested in the breadth of topics that Compliance Week will cover and the opportunity for professionals to learn from past compliance failures and incorporate these lessons into their programs. Similarly, Kyle shares an eagerness for the discussions that the conference will spark, specifically touching on current hot-button issues like court rulings, SEC climate rules, and DOJ speeches.
    The variety of subjects the event will cover, reflecting the diversity of Brasseur’s experiences and interests within the compliance sphere, fuels his anticipation.
    Highlights Include:

    Constitutionality Concerns of Treasury’s Ownership Requirements

    Empowering Compliance Officers in AI Risk Mitigation

    Empowering Compliance Professionals through Future Trends

    Enhancing Compliance Skills Beyond Basic Knowledge

    Baseball Innovations Attracting Increased Fan Engagement

    March Madness

    Compliance Week 2024

    Resources:
    Kyle Brasseur on LinkedIn
    Compliance Week
    I hope you can join me at Compliance Week 2024. For information on the event, click here.
    Compliance Week is offering a $200 discount on the registration price as an extra benefit to podcast listeners.
    Enter the discount code TFOX2024: $200 off.

    • 24 min
    January and February, 2024 in Compliance Week

    January and February, 2024 in Compliance Week

    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports and generally try to solve the world’s problems.
    Tom Fox and Kyle Brasseur are back. In this episode, they look at the Department of Justice’s role in shaping corporate compliance practices through its enforcement actions, setting the tone for companies to voluntarily self-disclose and cooperate. Tom believes that the DOJ is making a concerted effort to highlight what companies are doing right in enforcement actions, particularly in relation to remedial efforts and cooperation. He sees the DOJ's settlement documents as a clear communication of what they expect from companies going forward. Kyle emphasizes the importance of focusing on the positive aspects of enforcement actions and learning from what companies are doing right to prevent similar situations in the future. He mentions the use of data analytics and the retention of off-channel communications as examples of new expectations from the DOJ. Join Tom Fox and Kyle Brasseur on this episode of From the Editor's Desk as they delve deeper into the topic of DOJ enforcement actions and corporate compliance practices.
    Highlights Include:

    SAP Enforcement Action

    CNIL and Amazon's Excessive Employee Surveillance Violation

    Exploring Best Practices in Know Your Customer and Anti-Money Laundering Compliance

    Highlighting Compliance Success in Financial Services

    Insights from DOJ Enforcement Actions Roundtable

    Bill Belichick

    NFL Playoffs

    • 23 min
    November and December, 2023 in Compliance Week

    November and December, 2023 in Compliance Week

    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week unpack some of the top stories that have appeared in Compliance Week over the past month, look at top compliance stories upcoming for the next month, talk some sports and generally try to solve the world’s problems.
     Tom Fox and Kyle Brasseur are back. In this edition, Brasseur believes that organizations need to prioritize data analytics and data-driven compliance to meet the expectations of regulatory bodies like the Department of Justice (DOJ). He emphasizes the importance of implementing data analytics components in compliance programs and the role of the chief compliance officer in setting the tone for the compliance department. Brasseur's perspective underscores the evolving nature of compliance practices and the need for organizations to adapt to regulatory changes. Join Tom Fox and Kyle Brasseur on this episode of the From the Editor's Desk podcast to delve deeper into these insights.

    Highlights Include:

    FCPA Settlements: Insurance Brokers

    Lifecore Biometrics Declination

    Bianace

    OpenAI, Sam Altman and Corporate Governance

    Inside the Mind of the CCO

    NFL corporate culture and firing of Frank Reich

    NBA In-Season Tournament

    2023 NCAA Game of the Century-UM Beats OSU


    Resources:
    Kyle Brasseur on LinkedIn
    Compliance Week

    • 33 min
    September and October, 2023 in Compliance Week

    September and October, 2023 in Compliance Week

    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at top compliance stories upcoming for the next month, talk some sports and generally try to solve the world’s problems.
    Tom Fox and Kyle Brasseur are back. In this edition, they discuss the importance of robust compliance programs and proactive disclosures that must be balanced in today’s complex regulatory landscape. Tom underscores the significance of effective compliance measures and the innovative use of data analytics in enhancing compliance programs. He advocates for companies to prioritize these aspects to mitigate risks and improve their overall compliance posture. On the other hand, Brasseur emphasizes the need for companies to take proactive measures and implement effective compliance programs, citing a case where a bank’s failure to heed warnings resulted in a hefty financial penalty. He stresses that companies cannot afford to wait for regulatory action or assume that things will change in their favor. Join Tom Fox and Kyle Brasseur on this episode of the From the Editor’s Desk podcast as they delve deeper into this critical topic.
    Highlights Include:

    FCPA Settlement: Innovative Data Analytics Compliance

    Deutsche Bank Affiliate’s Climate Disclosure Settlement

    Shinhan Bank’s Lack of Compliance Program

    Anti-Money Laundering Landscape in Europe

    AI’s Impact on Compliance Landscape

    Compliance Insights: Unveiling the CCO’s Perspective

    NFL season to date

    MLB playoffs are here

    Dame Lillard trade and it’s fallout

     Resources:
    Kyle Brasseur on LinkedIn
    Compliance Week

    • 33 min

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