Series 79 Exam Lessons

Franz Amussen
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Audio Lessons for the FINRA Series 79 Exam

Episodes

  1. 03/04/2023

    Series 79 Exam Free Audio Lesson 4 2023

    Series 79 Exam Free Audio Lesson 4 Series 79 Exam Free Audio Lesson 4 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.   The post Series 79 Exam Free Audio Lesson 4 2023 appeared first on Lessons for the FINRA Series 79 Exam.

    10 min

  2. 02/10/2023

    Series 79 Exam Free Audio Lesson 3 2021

    Series 79 Exam Free Audio Lesson 3 Series 79 Exam Free Audio Lesson 3 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.   The post Series 79 Exam Free Audio Lesson 3 2021 appeared first on Lessons for the FINRA Series 79 Exam.

    29 min

  3. 02/10/2023

    Series 79 Exam Free Audio Lesson 2 2023

    Series 79 Exam Free Audio Lesson 2 Series 79 Exam Free Audio Lesson 2 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.   The post Series 79 Exam Free Audio Lesson 2 2023 appeared first on Lessons for the FINRA Series 79 Exam.

    29 min

  4. 01/22/2023

    Series 79 Exam Free Audio Lesson 1 2023

    Series 79 Exam Free Audio Lesson 1 Series 79 Exam Free Audio Lesson 1 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.   The post Series 79 Exam Free Audio Lesson 1 2023 appeared first on Lessons for the FINRA Series 79 Exam.

    25 min

  5. 01/10/2023

    Introduction to The Series 79 Exam Podcast 2023

    Introduction to the Series 79 Exam Podcast This is an introduction to the Series 79 Exam podcast If you are wanting to get a job with and investment banking firm and try to make the BIG dollars you are one who needs to take the series 79 exam! This is directly from the FINRA Website “The Series 79 exam — the Investment Banking Representative Exam — assesses the competency of an entry-level registered representative to perform their job as an investment banking representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! https://youtu.be/72mSzh4mi_A “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years. Our other website s for FINRA and other certification Exams include: https://www.siepodcast.com https://www.series7podcast.com https://series66podcast.com https://series65podcast.com https://www.series7podcast.com https://series6lessons.com https://series22podcast.com https://insuranceexampodcast.com https://www.siepodcast.com https://series79podcast.com https://insuranceexampodcast.com https://www.reexampodcast.com/     The post Introduction to The Series 79 Exam Podcast 2023 appeared first on Lessons for the FINRA Series 79 Exam.

    4 min

  6. 09/16/2021

    Series 79 Exam Free Audio Lesson 13

    Series 79 Exam Free Audio Lesson 13 Series 79 Exam Free Audio Lesson 13 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the “Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.   The post Series 79 Exam Free Audio Lesson 13 appeared first on Lessons for the FINRA Series 79 Exam.

    10 min

  7. 09/09/2021

    Series 79 Exam Free Audio Lesson 12

    Series 79 Exam Free Audio Lesson 12 Series 79 Exam Free Audio Lesson 12 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the “Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.   The post Series 79 Exam Free Audio Lesson 12 appeared first on Lessons for the FINRA Series 79 Exam.

    10 min

  8. 09/02/2021

    Series 79 Exam Free Audio Lesson 11

    Series 79 Exam Free Audio Lesson 11 Series 79 Exam Free Audio Lesson 11 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the “Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.   The post Series 79 Exam Free Audio Lesson 11 appeared first on Lessons for the FINRA Series 79 Exam.

    9 min

  9. 08/26/2021

    Series 79 Exam Free Audio Lesson 10

    Series 79 Exam Free Audio Lesson 10 Series 79 Exam Free Audio Lesson 10 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.   The post Series 79 Exam Free Audio Lesson 10 appeared first on Lessons for the FINRA Series 79 Exam.

    10 min

  10. 08/19/2021

    Series 79 Exam Free Audio Lesson 9

    Series 79 Exam Free Audio Lesson 9 Series 79 Exam Free Audio Lesson 9 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.   The post Series 79 Exam Free Audio Lesson 9 appeared first on Lessons for the FINRA Series 79 Exam.

    10 min
  • 10 Episodes

About

Audio Lessons for the FINRA Series 79 Exam

Information

  • Creator
    Franz Amussen
  • Years Active
    2021 - 2023
  • Episodes
    10
  • Rating
    Clean
  • Copyright
    ©Series79podcast.com All Rights Reserved
  • Show Website
    Series 79 Exam Lessons