Join Dave and special guest former Senior Enforcement Counsel in the Investor Protection Bureau at the NY State AG's office, John Castiglione as they discuss dark pools, the Martin Act, and just how nose-blind SRO's have become to some of the darker activity in our markets.
Information
- Show
- FrequencyUpdated Weekly
- PublishedNovember 30, 2023 at 6:34 PM UTC
- Length44 min
- Season2
- Episode11
- RatingClean