Series 79 Exam Lessons

Franz Amussen
  • 1.0(1개의 평가)
  • 직업
  • 격주 업데이트
Series 79 Exam Lessons

Audio Lessons for the FINRA Series 79 Exam, Prepare for the Series 79 Exam by listening to out audio lessons.

에피소드

  1. 2023. 03. 04.

    Series 79 Exam Free Audio Lesson 4 2023

    Series 79 Exam Free Audio Lesson 4 Series 79 Exam Free Audio Lesson 4 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.

    10분

  2. 2023. 02. 10.

    Series 79 Exam Free Audio Lesson 3 2021

    Series 79 Exam Free Audio Lesson 3 Series 79 Exam Free Audio Lesson 3 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.

    29분

  3. 2023. 02. 10.

    Series 79 Exam Free Audio Lesson 2 2023

    Series 79 Exam Free Audio Lesson 2 Series 79 Exam Free Audio Lesson 2 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.

    29분

  4. 2023. 01. 22.

    Series 79 Exam Free Audio Lesson 1 2023

    Series 79 Exam Free Audio Lesson 1 Series 79 Exam Free Audio Lesson 1 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.

    25분

  5. 2023. 01. 10.

    Introduction to The Series 79 Exam Podcast 2023

    Introduction to the Series 79 Exam Podcast This is an introduction to the Series 79 Exam podcast If you are wanting to get a job with and investment banking firm and try to make the BIG dollars you are one who needs to take the series 79 exam! This is directly from the FINRA Website “The Series 79 exam — the Investment Banking Representative Exam — assesses the competency of an entry-level registered representative to perform their job as an investment banking representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! https://youtu.be/72mSzh4mi_A “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9,

    4분

  6. 2021. 09. 16.

    Series 79 Exam Free Audio Lesson 13

    Series 79 Exam Free Audio Lesson 13 Series 79 Exam Free Audio Lesson 13 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the “Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.

    10분

  7. 2021. 09. 09.

    Series 79 Exam Free Audio Lesson 12

    Series 79 Exam Free Audio Lesson 12 Series 79 Exam Free Audio Lesson 12 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the “Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.

    10분

  8. 2021. 09. 02.

    Series 79 Exam Free Audio Lesson 11

    Series 79 Exam Free Audio Lesson 11 Series 79 Exam Free Audio Lesson 11 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the “Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.

    9분

  9. 2021. 08. 26.

    Series 79 Exam Free Audio Lesson 10

    Series 79 Exam Free Audio Lesson 10 Series 79 Exam Free Audio Lesson 10 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.

    10분

  10. 2021. 08. 19.

    Series 79 Exam Free Audio Lesson 9

    Series 79 Exam Free Audio Lesson 9 Series 79 Exam Free Audio Lesson 9 is a lesson for the Series 79 Exam which can lead to the candidate being licensed as an Investment Banking Representative. The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.” For more information on the SIE Exam go here! “What Is Series 79?” “The Series 79 exam, known fully as the Investment Banking Representative Qualification Examination (IB), is a test used to determine if a registered representative has acquired the knowledge, skill, and ethics to become an investment banker. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and assesses the competency of those looking for positions in investment banking by determining if they have adequate knowledge of mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing, among other topics. Those looking to take the exam must be sponsored by a FINRA member firm.” https://www.investopedia.com/terms/s/series-79.asp If you need to take other Financial Examinations then checkout the other audio lessons we offer.   What is the Securities Industry Essentials Exam? Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam Securities Industry Essentials Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm. Essentials exam results are valid for four years.

    10분
  • 10개의 에피소드

소개

Audio Lessons for the FINRA Series 79 Exam, Prepare for the Series 79 Exam by listening to out audio lessons.

정보

  • 제작진
    Franz Amussen
  • 방송 연도
    2021년 - 2023년
  • 에피소드
    10
  • 등급
    전체 연령 사용가
  • 저작권
    ©Series79podcast.com All Rights Reserved
  • 웹사이트 보기
    Series 79 Exam Lessons

무삭제판 에피소드를 청취하려면 로그인하십시오.

이 프로그램의 최신 정보 받기

프로그램을 팔로우하고, 에피소드를 저장하고, 최신 소식을 받아보려면 로그인하거나 가입하십시오.
국가 또는 지역 선택

아프리카, 중동 및 인도

아시아 태평양

유럽

라틴 아메리카 및 카리브해

미국 및 캐나다