8 episodes

Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.
Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer.  Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.

Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligenc‪e‬ Thomson Reuters

    • Business
    • 5.0 • 6 Ratings

Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.
Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer.  Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.

    Episode 7: China special report 2021 – digital transformation

    Episode 7: China special report 2021 – digital transformation

    In this episode of the Compliance Clarified podcast series, Susannah Hammond, Niall Coburn and Helen Chan of Thomson Reuters Regulatory Intelligence discuss China and the challenges of digital transformation. Digital transformation is happening at pace in China with the rise of dominant technology providers and the provision of services which will expand and diversify the landscape of the financial services sector.

    The special report on China and digital transformation in both English and Mandarin can be downloaded here - https://www.thomsonreuters.cn/zh/insights/china-special-report-digital-transformation.html


    Further information on Thomson Reuters Regulatory Intelligence can be found here - https://legal.thomsonreuters.com/en/products/regulatory-intelligence

    • 30 min
    Episode 6: Five key risks for firms in 2021

    Episode 6: Five key risks for firms in 2021

    In this episode of the Compliance Clarified podcast series, Susannah Hammond and Mike Cowan of Thomson Reuters Regulatory Intelligence discuss five key risks for financial services firms in 2021 and highlight the continuing need for risk and compliance functions to be front and centre to enable their firms to thrive into the medium term.

    The expert talk on five key risks for firms in 2021 can be found here - https://legal.thomsonreuters.com/en/insights/reports/five-key-risks-for-firms-in-2021

    You can download the 5th annual Fintech, regtech and role of compliance report here - https://legal.thomsonreuters.com/en/insights/reports/fintech-regtech-compliance-report-2021


    Further information on Thomson Reuters Regulatory Intelligence can be found here - https://legal.thomsonreuters.com/en/products/regulatory-intelligence

    • 37 min
    Episode 5: State of Regulatory Reform

    Episode 5: State of Regulatory Reform

    In this episode of the Compliance Clarified podcast series, Susannah Hammond is joined by Rachel Wolcott, chief UK European correspondent, and Lindsey Rogerson, senior editor for Thomson Reuters Regulatory Intelligence, to discuss some of the emerging global topics for compliance practitioners in financial services firms today. Topics discussed include Brexit, approach to environmental, social and governance (ESG), personal accountability, operational resilience and technology, as well as the changes currently taking place within the financial services regulators themselves and their supervisory approach.

    You can read more about the topics discussed here -

    https://www.linkedin.com/feed/update/urn:li:activity:6764492132234477568/ - UK lawmakers on narrowing SMCR

    https://www.linkedin.com/feed/update/urn:li:activity:6764549738726588416/ - PRA SMCR refinement

    https://www.linkedin.com/feed/update/urn:li:activity:6764548218622742528/ - Outlook 2021 global green taxonomy article

    https://www.linkedin.com/feed/update/urn:li:activity:6764549027271987200/ - ESMA reverse solicitation article

    https://www.linkedin.com/feed/update/urn:li:activity:6764547280658948096/ - Outlook 2021 personal accountability article


    Further information on Thomson Reuters Regulatory Intelligence can be found here - https://legal.thomsonreuters.com/en/products/regulatory-intelligence

    • 50 min
    Episode 4: Ten things compliance officers need to consider in 2021 – Part 2

    Episode 4: Ten things compliance officers need to consider in 2021 – Part 2

    In this episode of the Compliance Clarified podcast series, Susannah Hammond and Mike Cowan of Thomson Reuters Regulatory Intelligence continue the discussion on the ten things compliance officers of financial services firms need to consider in 2021 regardless of geography or sector.

    The expert talk on ten things compliance officers need to do in 2021 can be found here –
    https://legal.thomsonreuters.com/en/insights/reports/10-things-compliance-officers-need-to-consider-in-2021

    You can download the 5th annual Fintech, regtech and role of compliance report here - https://legal.thomsonreuters.com/en/insights/reports/fintech-regtech-compliance-report-2021

    The 11th annual cost of compliance survey and snapshot COVID-19 update has already been downloaded 800 times and you can find it here - https://corporate.thomsonreuters.com/Cost-of-Compliance-2020


    If you would like to take part, the 12th annual cost of compliance survey is still open - https://survey.clicktools.com/app/survey/go.jsp?iv=1t7w681ck9qeg
    The 12th annual cost of compliance report will be published in Q2 2021.

    • 28 min
    Episode 3: Ten things compliance officers need to consider in 2021 – Part 1

    Episode 3: Ten things compliance officers need to consider in 2021 – Part 1

    In this episode of the Compliance Clarified podcast series, Susannah Hammond and Mike Cowan of Thomson Reuters Regulatory Intelligence discuss the first five of the ten things compliance officers of financial services firms need to consider in 2021 regardless of geography or sector.

    The expert talk on ten things compliance officers need to do in 2021 can be found here –
    https://legal.thomsonreuters.com/en/insights/reports/10-things-compliance-officers-need-to-consider-in-2021

    You can download the 5th annual Fintech, regtech and role of compliance report here - https://legal.thomsonreuters.com/en/insights/reports/fintech-regtech-compliance-report-2021

    The 11th annual cost of compliance survey and snapshot COVID-19 update has already been downloaded 800 times and you can find it here - https://corporate.thomsonreuters.com/Cost-of-Compliance-2020

    If you would like to take part, the 12th annual cost of compliance survey is still open - https://survey.clicktools.com/app/survey/go.jsp?iv=1t7w681ck9qeg
    The 12th annual cost of compliance report will be published in Q2 2021.


    Further information on Thomson Reuters Regulatory Intelligence can be found here - https://legal.thomsonreuters.com/en/products/regulatory-intelligence

    • 31 min
    Episode 2: Cost of Compliance COVID-19 update report

    Episode 2: Cost of Compliance COVID-19 update report

    In this episode of the Compliance Clarified podcast series, Susannah Hammond and Mike Cowan of Thomson Reuters Regulatory Intelligence discuss the findings of the COVID-19 update to the Cost of Compliance report and consider the practical impact of the pandemic on financial services compliance officers.

    The 11th annual cost of compliance survey and snapshot COVID-19 update has already been downloaded 800 times and you can find it here - https://corporate.thomsonreuters.com/Cost-of-Compliance-2020

    If you would like to take part, the 12th annual cost of compliance survey is still open - https://survey.clicktools.com/app/survey/go.jsp?iv=1t7w681ck9qeg

    The 12th annual cost of compliance report will be published in Q2 2021.


    Further information on Thomson Reuters Regulatory Intelligence can be found here - https://legal.thomsonreuters.com/en/products/regulatory-intelligence

    • 36 min

Customer Reviews

5.0 out of 5
6 Ratings

6 Ratings

Duergar ,

Digestible compliance

There are other compliance podcasts out there but these are really for the American market. This is great compliance content from very experienced compliance experts so will be one to tune into. A couple of takeaways were the need to look at skills gaps for compliance officers and to undertake a post pandemic review with a view to also creating some new policy and guidance for the next crisis. I intimated that this was good if not cheery content, but it is about compliance after all. It not going to have them rolling in the aisles!

The Gripes Of Wrath ,

A Promising Start

Will look forward to the remainder of the series, as this introduction was both interesting and informative in regards to compliance and regulatory requirements, and the evolving requirements especially regarding data and cyber security.

Mycroft7! ,

Fabulous insight!

Fabulous insight demystifying the world of fintech and regtech in financial services compliance

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