Compliance Officers Playbook

Compliance Officers Playbook
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Compliance Officers Playbook
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Become a Paid Subscriber: https://creators.spotify.com/pod/show/cos-playbook/subscribe Compliance Officers Playbook is your trusted companion in the world of compliance. Whether you’re a new to Compliance or a Junior Professional aiming to fast-track your journey to becoming a successful Chief/Compliance Officer, or you are a new or a seasoned Chief/Compliance Officer looking to sharpen your skills and broaden your expertise, this podcast delivers actionable insights, industry best practices, and thought-provoking discussions to elevate your career. Join us as we uncover the strategies and tools that empower compliance professionals to lead with confidence and integrity.

  1. BONUS - Apple Removes Advanced Data Protection in the UK

    5日前 · ボーナス • サブスクリプション登録者限定

    BONUS - Apple Removes Advanced Data Protection in the UK

    Apple has removed its Advanced Data Protection feature for UK customers following a request from the UK government for access to user data. This feature provided end-to-end encryption for photos and documents, preventing even Apple from accessing the information. The removal means data stored on iCloud in the UK will no longer be encrypted, making it accessible to Apple and potentially law enforcement agencies with a warrant. Apple expressed disappointment, reaffirming their stance against backdoors. A cybersecurity expert criticised the government's actions, calling it "self-harm" that weakens online security and privacy for UK users. Some customers may choose other products because they previously sought out Apple's products for the security feature.

    11分
  2. BONUS - FATF: Financial Inclusion & Simplified AML/CFT Measures Updates

    5日前 · ボーナス • サブスクリプション登録者限定

    BONUS - FATF: Financial Inclusion & Simplified AML/CFT Measures Updates

    The Financial Action Task Force (FATF) has revised its standards to promote greater financial inclusion. These revisions, approved in February 2025, focus on Recommendation 1 and associated notes, encouraging countries to actively support simplified anti-money laundering and counter-terrorist financing (AML/CFT) measures. This implies that financial institutions should adjust their efforts, increasing them or decreasing them depending on the situation. To further assist policymakers and regulators, the FATF is updating its guidance on AML/CFT measures and financial inclusion. A public consultation has been launched to gather feedback on these updated guidelines, with a deadline for submissions set for 4 April 2025.

    16分
  3. BONUS - Turkey Crypto Travel Rule: February 2025 Requirements

    5日前 · ボーナス • サブスクリプション登録者限定

    BONUS - Turkey Crypto Travel Rule: February 2025 Requirements

    This episode covers regulatory requirements for Crypto Asset Service Providers (CASPs), focusing on data collection, verification, and sharing during crypto-asset transfers. These regulations aim to enhance transparency and combat financial crime by requiring CASPs to collect originator and beneficiary information, with varying requirements based on transaction amounts. In Turkey, the "Travel Rule," set to take effect in February 2025, mandates data transfers and customer self-declaration for unhosted wallets. The country enforces a 15,000 TL threshold, determining the extent of data collection and verification needed, impacting due diligence procedures. Additionally, CASPs must monitor transactions, screen for sanctions, report suspicious activity to authorities, and retain records for eight years.

    14分

  4. 5日前

    FCA Review: Ongoing Financial Advice Services Analysis & Guidance

    The Financial Conduct Authority (FCA) examined ongoing financial advice services to ensure consumers receive the services they pay for. The review analysed data from 22 firms regarding suitability reviews, finding they were mostly delivered. However, some clients declined reviews, and a small percentage of firms failed to offer them, raising concerns. The FCA expects firms to rectify any shortcomings and proactively contact affected consumers, potentially offering redress where services were not provided. The FCA also provided guidance on good and poor practices observed during the review. Further, they plan to review existing rules for ongoing advice considering market developments and the Consumer Duty. Consumers are advised to complain to firms directly if concerned, utilising resources like MoneyHelper and the Financial Ombudsman Service if needed.

    18分

  5. 5日前

    Bybit Hack: Multi-Sig Exploit, WazirX Connection, Security Lessons

    Covering an article from Merkle Science reports on a $1.5 billion hack of the Bybit cryptocurrency exchange, highlighting vulnerabilities in multi-signature cold storage. The attackers manipulated the user interface of transaction verification tools, causing operators to unwittingly authorise a malicious transfer, and the stolen funds were then laundered through complex methods including DEXs, address layering and non-KYC exchanges. This incident is similar to breaches at WazirX and Radiant Capital, indicating a broader systemic issue. Bybit responded swiftly, freezing assets and processing withdrawals efficiently, while Safe Wallet implemented enhanced security measures, and the incident is used to discuss recommended countermeasures including MPC wallets and improved training, The article also links the Bybit hack to other exchange breaches and stresses the need for stronger security and blockchain forensics to protect digital assets.

    17分

  6. 6日前

    EU Sanctions Regarding Human Rights Violations in Russia

    The European Union has enacted significant sanctions against Russia in response to human rights abuses, its aggression against Ukraine, and hybrid threats. These measures specifically target individuals and entities responsible for severe human rights violations, the repression of civil society and democratic opposition, and those undermining the rule of law. Sanctions include travel bans, asset freezes, and prohibitions on providing funds to listed individuals and entities, including penal colonies, judicial figures involved in politically motivated cases, and high-level officials. Furthermore, the EU has imposed trade restrictions on equipment that could be used for internal repression or for monitoring telecommunications. These actions demonstrate the EU's condemnation of Russia's actions and its support for human rights and democracy.

    6分
  7. BONUS - Bybit's $1.46B Ethereum Hack: Lazarus Group Suspected

    2月23日 · ボーナス • サブスクリプション登録者限定

    BONUS - Bybit's $1.46B Ethereum Hack: Lazarus Group Suspected

    A substantial theft of Ethereum and staked Ethereum from the Bybit exchange has occurred, representing a small fraction of their total assets. The exchange CEO took swift action to secure funds and maintain operations amidst significant outflows. Investigations into the incident are underway, including a bounty offered by Arkham Intelligence. Initial findings suggest a potential link to the Lazarus Group and a North Korean hacker wanted by the FBI, suggesting the attack was not just malicious, but potentially state-sponsored.

    15分
  8. BONUS - EU Sanctions Against Russia: State of Play, Challenges, and Perspectives

    2月23日 · ボーナス • サブスクリプション登録者限定

    BONUS - EU Sanctions Against Russia: State of Play, Challenges, and Perspectives

    This episode covers European Parliamentary Research Service briefing which provides an overview of the EU's extensive sanctions regime against Russia as of January 2025, detailing its evolution since 2014 and especially after the 2022 invasion of Ukraine. The briefing outlines the types of sanctions imposed, including individual, economic, and diplomatic measures targeting key sectors and individuals. It addresses challenges related to sanctions circumvention and efforts to improve enforcement through new tools and directives. Furthermore, the document highlights the impact of sanctions on EU-Russia trade and the Russian economy, discussing new sanctions regimes related to human rights and hybrid attacks. Finally, the briefing considers future perspectives and potential measures to enhance the effectiveness of sanctions, including energy restrictions and tighter enforcement, while mentioning the debate around using immobilised Russian assets to aid Ukraine.

    22分
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番組について

Become a Paid Subscriber: https://creators.spotify.com/pod/show/cos-playbook/subscribe Compliance Officers Playbook is your trusted companion in the world of compliance. Whether you’re a new to Compliance or a Junior Professional aiming to fast-track your journey to becoming a successful Chief/Compliance Officer, or you are a new or a seasoned Chief/Compliance Officer looking to sharpen your skills and broaden your expertise, this podcast delivers actionable insights, industry best practices, and thought-provoking discussions to elevate your career. Join us as we uncover the strategies and tools that empower compliance professionals to lead with confidence and integrity.

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  • クリエイター
    Compliance Officers Playbook
  • 配信期間
    24年 - 25年
  • エピソード
    305
  • 制限指定
    不適切な内容を含まない
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    © Compliance Officers Playbook
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    Lahcen Benkerkiche

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