Oyster Stew - A Broth of Financial Services Commentary and Insights

Oyster Consulting
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Oyster Stew - A Broth of Financial Services Commentary and Insights Podcast

Our financial services industry insights come from on-the-ground experience, successfully navigating complex  challenges and business. Our insights are your opportunities.

  1. Scaling Smart: Aligning Growth with Infrastructure

    4 HR AGO

    Scaling Smart: Aligning Growth with Infrastructure

    Adapting your infrastructure while managing your firm's growth can present unique challenges. Join Oyster’s Ed Wegener, Brent Nicks and Pete McAteer as they share their insights for scaling and sustaining growth. In this podcast you will: · Gain firsthand insights into the complexities of rapid organic and inorganic expansion · Examine the significance of understanding your firm's core strengths and growth goals,...

    35 min
  2. From Legacy Systems to Leading Edge: A conversation with Envestnet's Andrew Stavaridis

    9 SEPT

    From Legacy Systems to Leading Edge: A conversation with Envestnet's Andrew Stavaridis

    Join us as Oyster’s Jeff Wilk and Envestnet Chief Relationship Officer and Group Head of Wealth Solutions and Asset Management Distribution, Andrew Stavaridis, bring you an insider’s perspective on the industry's technology evolution, from outdated point solutions to cutting-edge platforms that are accessible, modular, and perfectly tailored for mid-sized to smaller firms. Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follo...

    25 min
  3. Insider's Guide to Selecting The Right Custodian For Your RIA

    22 AUG

    Insider's Guide to Selecting The Right Custodian For Your RIA

    In this episode of the Oyster Stew podcast, our experts, Dan Garrett and Jay Donlin, take you on a deep dive into the world of custodians. We'll explore everything from full-service solutions that handle your middle office needs to niche players specializing in FinTech and money management. Whether you're a breakaway advisor, a FinTech firm, or an established registered investment advisor (RIA) looking to make a change, this podcast will equip you with the insights you need to make an informe...

    35 min
  4. Starting Your RIA - Registration and Compliance Requirements

    7 AUG

    Starting Your RIA - Registration and Compliance Requirements

    Embarking on the path to becoming an RIA is an exhilarating time filled with opportunities and challenges, and our experts are here to guide you every step of the way. In this episode, we'll delve into essential aspects of the registration process and compliance requirements. By addressing these critical components, you'll set a solid foundation for your firm's success. Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow u...

    38 min
  5. Starting Your RIA - What You Need To Know Before You Go

    24 JUL

    Starting Your RIA - What You Need To Know Before You Go

    When starting a Registered Investment Advisor there are fundamental aspects you must understand before taking this step. Oyster's experts Brent Nicks, Nolan Hughes and Dan Garrett provide an overview into things you need to think through and put in place to build a solid foundation for your firm’s success:Establishing Key PositionsNavigating PartnershipsRisk Management and ComplianceOperations Must-HavesChoosing a CustodianStrategic Growth PlanningOyster Consulting has the expertise, experien...

    29 min
  6. Industry Update: T+1 and CAT CAIS Reporting

    11 JUL

    Industry Update: T+1 and CAT CAIS Reporting

    May 2024 saw the implementation of two major industry projects: T+1 and go-live compliance for CAT/CAIS reporting. Experts Jeff Gearhart and Ralph Magee provide the latest updates on T+1 from industry meetings and key participants, including Affirmation and fail rates, margin balances, securities lending and his outlook for the future around T+1 Our experts also discuss what industry members and clients are seeing post implementation, what they can expect to see in t...

    12 min
  7. Pros and Cons of Platform Ownership for Investment Advisors and Broker Dealers

    27 JUN

    Pros and Cons of Platform Ownership for Investment Advisors and Broker Dealers

    If you are a start-up or an established wealth management firm, determining whether you want to manage your own operating platform or outsource it is an important strategic decision. There are many factors to consider, from cost and available resources to integration and client experience. In today’s podcast Oyster experts Dan Garrett and Jay Donlin share their expertise on what goes into establishing and managing your own platform, common pitfalls and using out-of-the-box vendors...

    26 min
  8. How To Launch Your Alternative Trading System (ATS) - Insights and Challenges

    14 JUN

    How To Launch Your Alternative Trading System (ATS) - Insights and Challenges

    In today’s podcast Oyster experts share their insights into what to think about as you prepare to register an alternative trading system, or ATS. Jeff Gearhart and Lisa Robinson will discuss challenges and misconceptions, and then Lisa will take us through some highlights of the FINRA application process. We finish up with other things to consider once your ATS is up and running. Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof...

    16 min
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Our financial services industry insights come from on-the-ground experience, successfully navigating complex  challenges and business. Our insights are your opportunities.

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