inSecurities

Practising Law Institute
inSecurities

PLI’s in-depth podcast examining changes to securities rules, regulations, and cases from a practitioner’s perspective in both law and accounting.

  1. HÁ 2 DIAS

    No looking back? What to expect in the next administration

    We are fielding many questions about what regulatory and enforcement priorities will emerge in the next administration. On this episode of the inSecurities podcast, Chris and Kurt look back at several episodes from 2024 to see how they might help us understand what lies ahead. In particular, Chris and Kurt consider: What will become of the SEC? Will there be any changes in tone or priorities at the Commission level? And will there be any changes in tone or priorities for the Division of Enforcement?

    57min

  2. 5 DE DEZ.

    A Director’s Take on the Annual Enforcement Results

    Former SEC Director of Enforcement Gurbir Grewal joins the inSecurities podcast to discuss the Division of Enforcement’s Annual Results for Fiscal Year 2024. He delves into the enforcement priorities that are expected to continue into the next administration, as well as new priorities that may emerge. Additionally, Gurbir reflects on his legacy as the former Director of Enforcement.

    52min

  3. 14 DE NOV.

    Securities Enforcement Forum 2024

    Chris and Kurt returned to Securities Docket's Securities Enforcement Forum to catch up on the latest developments and trends in the SEC enforcement space. On this episode of inSecurities they share key takeaways from a panel that focused on the impact of the Presidential election, a keynote address from Acting Director of Enforcement Sanjay Wadhwa, and more.

    42min

  4. 1 DE NOV.

    Upsetting Precedent: Adam Liptak on Administrative Agencies Law and SCOTUS

    Adam Liptak, Supreme Court Reporter for the New York Times, joins the inSecurities Podcast to talk about recent SCOTUS decisions that impact the U.S. Securities and Exchange Commission and other administrative agencies, including a look at how the fall of Chevron will impact administrative agencies in the near term. Related CLE Program: You may also be interested in 26th Annual Supreme Court Review: October 2023 Term. This program is a must for anyone interested in the development of constitutional law and the decisions of the United States Supreme Court. Learn more, register and earn CLE credit.

    36min

  5. 17 DE OUT.

    Positively Ponzi With Kathy Phelps

    We revisit a favorite topic here on the inSecurities podcast — Ponzi schemes — but with a practicing attorney and author who literally wrote the book on Ponzi: Kathy Phelps, partner at Raines Feldman Littrell LLP. Chris and Kurt discuss some of the more technical aspects of the law and accounting that come into play after a Ponzi scheme has collapsed, and the issues that result regarding recovery, equitable relief, and the claims process.

    59min

  6. 3 DE OUT.

    SECI Quarterly Update With George Wilson

    On this episode of the inSecurities podcast, Chris and Kurt visit again with George Wilson, Director of PLI’s SEC Institute, to discuss highlights from the SECI Quarterly Newsletter. George highlights key takeaways from PCAOB’s 2023 inspection reports, CorpFin’s statements on cybersecurity incident disclosures, litigation challenging the SEC’s climate-related disclosure rules, recent SEC whistleblower developments, and the decades-in-the-making completion of the so-called “conceptual framework.” Tune in to learn more, or go to pli.edu/programs/seci to explore all of the SEC Institute’s helpful content.

    49min

  7. 19 DE SET.

    SEC’s Brat Summer – Current Events with Sandra Hanna

    With Kurt absent this week, Chris discusses current developments at the SEC with Sandra Hanna, who leads the securities enforcement practice at Steptoe. They discuss the short term impacts of Jarkesy, how 102(e) actions are evolving in real-time, the state of ESG enforcement after the disbanding of the Task Force, and what the SEC might look like in 2025.

    35min

  8. 5 DE SET.

    Quality Audits Protect People: A Conversation With PCAOB Chair Erica Williams

    Chris and Kurt sit down with Erica Williams, Chair of the Public Company Accounting Oversight Board (PCAOB). Chair Williams talks about her journey to the Chair’s office, the PCAOB’s rulemaking agenda, and the role of PCAOB inspections and enforcement. She also shares key takeaways from the PCAOB’s 2023 Annual Inspection Reports and a new staff Spotlight publication, which provides an overview of staff observations from the 2023 inspections. Finally, Chair Williams details steps the Board has taken to make the PCAOB a better place to work, and some of the items on her to-do list in her next term as Chair. Sign up for email updates on the inSecurities podcast as well as PLI’s securities related programs and publications

    38min
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Sobre

PLI’s in-depth podcast examining changes to securities rules, regulations, and cases from a practitioner’s perspective in both law and accounting.

Informações

  • Criado por
    Practising Law Institute
  • Anos de atividade
    2019 - 2024
  • Episódios
    138
  • Classificação
    Livre
  • Copyright
    © Copyright 2023 All rights reserved.
  • Site do podcast
    inSecurities

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