Podcasts by The CISI

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Channel • 4 Shows

Investing

Investing

Updated 2025-12-05
Mathematics

Mathematics

Updated Monthly
Investing

Investing

Updated 2025-09-25
Investing

Investing

Updated Biweekly

2025-09-09

AI - Moving Beyond the 'What' to the 'How'

In the first full episode of Operations Unpacked, hosts Victoria Sena and Kirit Teli sit down with David Royle, CEO of Tanhill.ai, and Jamie Crossman-Smith, Founder of GATE Systems, for a candid conversation about AI in operations. Moving beyond the hype and the “what”, they delve into the “how”—how organisations can practically implement AI, overcome adoption challenges, and unlock real value. From strategy to execution, this episode offers actionable insights for leaders looking to make AI a meaningful part of their operations. Hosted on Acast. See acast.com/privacy for more information.

2025-09-09

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45 min
Mar 3

Financial Promotions – evolving challenges and novel solutions

In this episode of Operations Unpacked, from the Chartered Institute for Securities & Investment (CISI), industry experts Phil Clements and Stacey Onyido explore the evolving landscape of financial promotions. Moderated by hosts Victoria Sena and Colin Anderson, the discussion examines emerging regulatory expectations, common compliance challenges, and innovative approaches firms are adopting to navigate an increasingly complex environment. A timely and practical conversation for operations and compliance professionals seeking clarity in a fast-changing space. Hosted on Acast. See acast.com/privacy for more information.

Mar 3

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1 hr
2023-10-27

Black History Month 2023: Rising through our ‘glass ceiling’

There are still many people who are unaware of the array of opportunities available to them in the financial services sector, especially those who are underrepresented, including Black women. In this insightful panel discussion, three sector professionals across media, banking and investment share how they exercised leadership to forge their careers in finance, the value their perspectives bring, and explain what more organisations can do to reach marginalised communities. Speakers: Selina Flavius, Founder of Black Girl Finance; Alexis Owuadey, vice president at Harbour Vest; Taofikat Agboola, client management associate at RBC Wealth Management. Moderator: Zerina Francis, ATP & test centre executive at Chartered Institute for Securities & Investment Hosted on Acast. See acast.com/privacy for more information.

2023-10-27

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36 min
2023-08-07

Customer vulnerability - Regulatory and customer behavioural insights - Part 2

This event was provided by the CISI Compliance Forum with guest speakers Dr Christopher Fitch, Research Fellow at the Personal Finance Research Centre (University of Bristol), Vulnerability Lead at the Money Advice Trust, and a Fellow of the Royal Society for Public Health and Leigh Caldwell behavioural economist, founder of the Irrational Agency and author of The Psychology of Price. Joining the panel is Bernardine Reese MD Protiviti and Compliance Forum committee member. Key topics will include a short history of the regulatory background for customer vulnerability, thoughts and insights from Dr Christopher Fitch and Leigh Caldwell about what customer vulnerability is, how it might manifest, behavioural insights into customers who may be vulnerable and considerations for Firms in how to manage their interactions with customers who may be vulnerable and MI that may help with this. Hosted on Acast. See acast.com/privacy for more information.

2023-08-07

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30 min
2021-05-27

The next generation of progress

Most investors today are aware of the power of the new digital technologies reshaping retail, media and advertising around the world. Fewer recognise that the same data technology is now driving positive progress across a much wider range of industries. For Scottish Mortgage, a number of the perhaps less well-known companies in the portfolio are at the forefront of this, from agriculture and the food chain, through healthcare to the industrialisation of biology and not forgetting our own industry of finance. These are some of the leaders amongst the next generation of companies, using the progress in computer science to build new business models, which are exciting the Managers of this unashamedly long-term global growth portfolio. Hosted on Acast. See acast.com/privacy for more information.

2021-05-27

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55 min
2021-07-27

Career talks: Play to your strengths

Gladys Garcia and Siobhan Baker feature in our third episode of the series where Siobhan opens up about her various previous job roles. This even includes teaching in Spain, sharing how useful it is for her career now. Do you want to know more about our Young Professionals’ Network? Visit cisi.org/ypn for information about our brilliant network, and examples of the high-quality learning content available. Hosted on Acast. See acast.com/privacy for more information.

2021-07-27

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27 min
2019-10-10

Mental health

In our first CISI podcast Lora Benson, head of media at the CISI, discusses the topic of mental health within financial services. Lora is joined by Dr Stephen Pereira, a consultant psychiatrist with over 25 years experience in psychiatry and Piers Connolly a senior financial services director who gives a detailed account of dealing with his own mental health issues whilst working within the financial services profession. If you are a CISI member and would like to claim CPD for this podcast, please manually do so via your CPD log. Hosted on Acast. See acast.com/privacy for more information.

2019-10-10

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45 min
2021-08-31

Career talks: Take your career a day at a time

Andrew Dawson is joined by Luke Hornsby, who shines a light on the positives of compliance, learning something new every day and having best client outcomes at heart. Luke also shares his journey into financial services going through clearing into university, spending a year in the hospitality sector, then to recruitment and into compliance. Do you want to know more about our Young Professionals’ Network? Visit cisi.org/ypn for information about our brilliant network, and examples of the high-quality learning content available. Hosted on Acast. See acast.com/privacy for more information.

2021-08-31

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19 min
2021-08-18

Career talks: We’re not shouting loud enough about how great this career can be

Stephen Harris talks with one of the earliest members of the committee, Ross Jeffries. Listen in to find out Ross’s journey with financial planning, how well you get to know someone when being their financial planner and how he built connections without having gone to university. Do you want to know more about our Young Professionals’ Network? Visit cisi.org/ypn for information about our brilliant network, and examples of the high-quality learning content available. Hosted on Acast. See acast.com/privacy for more information.

2021-08-18

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24 min
2022-12-16

“It’s just a joke!”: But is it? CISI and Focal Point discuss their recent research on banter in the workplace.

It's just a joke... a funny nickname... a good laugh. But is it really? When is it banter and when has it crossed the line? In this podcast, we take a deep dive into recent findings on the effects 'bad banter' can have on teams and organisations, and offer tips on how to navigate situations where it has crossed the line. A must-listen if you're working as part of a team! Hosted on Acast. See acast.com/privacy for more information.

2022-12-16

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34 min

Podcasts by The CISI brings you insightful audio from The Chartered Institute for Securities & Investment (CISI), the professional body for those working in the global financial services industry. Designed for members and anyone seeking to deepen their financial knowledge, this collection features The CISI Podcast, Wealth Unwrapped: The CISI, Operations Unpacked: The CISI and Frontiers of Finance: The CISI. Expect expert interviews, practical insights and thought-provoking discussion across wealth management, operations, markets and the future of finance. Alongside its respected qualifications and a vibrant member learning platform, the CISI offers continuous professional development, resources and events to support careers at every level in financial services.

Podcasts by The CISI

Top Shows

AI - Moving Beyond the 'What' to the 'How'

Financial Promotions – evolving challenges and novel solutions

Black History Month 2023: Rising through our ‘glass ceiling’

Customer vulnerability - Regulatory and customer behavioural insights - Part 2

The next generation of progress

Career talks: Play to your strengths

Mental health

Career talks: Take your career a day at a time

Career talks: We’re not shouting loud enough about how great this career can be

“It’s just a joke!”: But is it? CISI and Focal Point discuss their recent research on banter in the workplace.

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Podcasts by The CISI

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