8 episodes
ComplianceBytes by Laven Laven Partners
-
- Business
Join Jerome Lussan, Laven CEO, for a compliance podcast covering a wide variety of topics affecting the financial service industry. Each episode he will interview a different financial service professional on a range of issues to give a well-rounded picture of the industry and the ongoing regulatory obligations.
Laven Partners are a London-based Regulatory Technology and Compliance Firm with additional offices in Paris, Luxembourg and New York.
-
EP 8: Cybersecurity (with Adam Bateman)
Join Laven CEO Jerome Lussan in a candid discussion with Adam Bateman (Co-founder/CEO at Push Security) on Cybersecurity where they discuss the risk of cyber attacks and the latest trends on the topic.
-
EP 7: ICARA - All you need to know (with Rebecca Hall)
Join Laven CEO Jerome Lussan in a candid discussion with Rebecca Hall (Associate Director at Laven) on the specificities of ICARA's.
If you would like to take part in an episode of ComplianceBytes or have any questions please email info@lavenpartners.com! -
EP 6: Trends within Regulatory Hosting Platforms...an Update (with Elizabeth Frumson)
Join Laven CEO Jerome Lussan in an insightful discussion with Elizabeth Frumson (Vice President at Laven Advisors) on the Regulatory Hosting/Umbrella space in the UK, EU and any regulatory developments that have been witnessed in light of recent events.
If you would like to take part in an episode of ComplianceBytes or have any questions please email info@lavenpartners.com! -
EP 5: Regulatory Hosting Platforms (with Seonaid Mackenzie)
Join Laven CEO Jerome Lussan in a candid discussion with Seonaid Mackenzie (Founder of Sturgeon Ventures) on the Regulatory Hosting/Umbrella space in the UK and developments in how the FCA is approaching those firms.
If you would like to take part in an episode of ComplianceBytes or have any questions please email info@lavenpartners.com! -
EP 4: Investment Firms Prudential Regime "IFPR" (with Philip Buckingham)
Join Laven CEO Jerome Lussan in a candid discussion with Philip Buckingham (Managing Director at The MPAC Group & Laven) on the FCA's new Investment Firms Prudential Regime (IFPR) and what this means for regulated firms.
If you would like to take part in an episode of ComplianceBytes or have any questions please email info@lavenpartners.com! -
EP 3: Market Access post-Brexit (with Mark Shaw)
Join Laven CEO Jerome Lussan in a candid discussion with Mark Shaw (Partner at Wildgen) on how the Financial Services landscape has evolved post-Brexit trade deal (24 December 2020) and what the future of fund marketing might look like.
If you would like to take part in an episode of ComplianceBytes or have any questions please email info@lavenpartners.com!