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PLI’s in-depth podcast examining changes to securities rules, regulations, and cases from a practitioner’s perspective in both law and accounting.

  1. 09/01/2025

    Coming Full Circle – Five Years of inSecurities Comes to a Close

    After five years and 138 episodes, Chris, Kurt, and PLI have decided to wind down the inSecurities podcast.  On behalf of all of us on the inSecurities team, thanks for listening. We appreciate the dedicated listeners and guests who have shaped these conversations for five years! Every other week, we aimed to bring you insightful discussions with leaders and experts in securities regulation and enforcement, across a variety of topics and disciplines. We hope we’ve kept you both engaged and informed. Remember, PLI is here to keep you ever current with securities regulatory and enforcement developments — from our must-attend programs, including The SEC Speaks and the Securities Regulation Institute, to our timely One-Hour Briefings and publications. Visit pli.edu/securities to explore PLI’s robust collection of live and on-demand programs, and be sure to bookmark the SECI blog from frequent contributor George Wilson for updates on SEC reporting. We hope to see you at a future PLI program! As always, thanks for tuning in.

    22 min

  2. 19/12/2024

    No looking back? What to expect in the next administration

    We are fielding many questions about what regulatory and enforcement priorities will emerge in the next administration. On this episode of the inSecurities podcast, Chris and Kurt look back at several episodes from 2024 to see how they might help us understand what lies ahead. In particular, Chris and Kurt consider: What will become of the SEC? Will there be any changes in tone or priorities at the Commission level? And will there be any changes in tone or priorities for the Division of Enforcement?

    57 min

  3. 05/12/2024

    A Director’s Take on the Annual Enforcement Results

    Former SEC Director of Enforcement Gurbir Grewal joins the inSecurities podcast to discuss the Division of Enforcement’s Annual Results for Fiscal Year 2024. He delves into the enforcement priorities that are expected to continue into the next administration, as well as new priorities that may emerge. Additionally, Gurbir reflects on his legacy as the former Director of Enforcement.

    52 min

  4. 14/11/2024

    Securities Enforcement Forum 2024

    Chris and Kurt returned to Securities Docket's Securities Enforcement Forum to catch up on the latest developments and trends in the SEC enforcement space. On this episode of inSecurities they share key takeaways from a panel that focused on the impact of the Presidential election, a keynote address from Acting Director of Enforcement Sanjay Wadhwa, and more.

    42 min

  5. 01/11/2024

    Upsetting Precedent: Adam Liptak on Administrative Agencies Law and SCOTUS

    Adam Liptak, Supreme Court Reporter for the New York Times, joins the inSecurities Podcast to talk about recent SCOTUS decisions that impact the U.S. Securities and Exchange Commission and other administrative agencies, including a look at how the fall of Chevron will impact administrative agencies in the near term. Related CLE Program: You may also be interested in 26th Annual Supreme Court Review: October 2023 Term. This program is a must for anyone interested in the development of constitutional law and the decisions of the United States Supreme Court. Learn more, register and earn CLE credit.

    36 min

  6. 17/10/2024

    Positively Ponzi With Kathy Phelps

    We revisit a favorite topic here on the inSecurities podcast — Ponzi schemes — but with a practicing attorney and author who literally wrote the book on Ponzi: Kathy Phelps, partner at Raines Feldman Littrell LLP. Chris and Kurt discuss some of the more technical aspects of the law and accounting that come into play after a Ponzi scheme has collapsed, and the issues that result regarding recovery, equitable relief, and the claims process.

    59 min

  7. 03/10/2024

    SECI Quarterly Update With George Wilson

    On this episode of the inSecurities podcast, Chris and Kurt visit again with George Wilson, Director of PLI’s SEC Institute, to discuss highlights from the SECI Quarterly Newsletter. George highlights key takeaways from PCAOB’s 2023 inspection reports, CorpFin’s statements on cybersecurity incident disclosures, litigation challenging the SEC’s climate-related disclosure rules, recent SEC whistleblower developments, and the decades-in-the-making completion of the so-called “conceptual framework.” Tune in to learn more, or go to pli.edu/programs/seci to explore all of the SEC Institute’s helpful content.

    49 min

  8. 19/09/2024

    SEC’s Brat Summer – Current Events with Sandra Hanna

    With Kurt absent this week, Chris discusses current developments at the SEC with Sandra Hanna, who leads the securities enforcement practice at Steptoe. They discuss the short term impacts of Jarkesy, how 102(e) actions are evolving in real-time, the state of ESG enforcement after the disbanding of the Task Force, and what the SEC might look like in 2025.

    35 min
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About

PLI’s in-depth podcast examining changes to securities rules, regulations, and cases from a practitioner’s perspective in both law and accounting.

Information

  • Channel
    PLI Podcasts
  • Creator
    Practising Law Institute
  • Years Active
    2019 - 2025
  • Episodes
    139
  • Rating
    Clean
  • Copyright
    © Copyright 2023 All rights reserved.
  • Show Website
    inSecurities

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