RegCast

RegRisk Legal Solutions Limited

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TECHNOLOGY
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RegCast brings you behind the scenes of global financial regulation. Hosted by PJ Di Giammarino, CEO of RegRisk Legal Solutions, it features expert voices from regulators, firms and suppliers. From DORA to AI, RegCast explores how leaders are turning compliance into strategic advantage. Get ahead of the curve and gain insight before the market takes notice.

FEB 4

MiFIR Correlation, Cost and Control: Your Live Inspection Has Started

MiFIR reporting reform is no longer something firms are preparing for. Live inspection has started. Regulators are now correlating MiFIR data against prudential and statistical views of the same activity, turning divergence into evidence and data quality into a supervisory judgement. This is happening while core reporting systems remain operational, leaving little room for trial-and-error change. In this episode, industry leaders share 80+ years of experience on what breaks first during in-flight reform, why loss of supervisory trust is the real failure mode, how costs escalate before root causes can be fixed, and what must be reused to prevent fragmentation becoming permanent. They also explain why AI and automation will surface weaknesses faster unless meaning, validation, and governance are fixed first. This is not about designing the target state.It is about regaining control while your systems are being examined. Join in and follow all the analysis from the RegTech FS conference registration site:https://regtechconference.co.uk/.

41 min
JAN 27

From Templates to Models: The Reporting Backbone Reset

Supervisors are rebuilding reporting from the ground up. Regulators are moving away from prescriptive templates toward model-based reporting built on granular data, shared semantics, and provable lineage. This shift promises better data quality and faster insight, but it also forces firms to make hard architectural and governance decisions now. In this episode, regulatory and industry leaders explain what“templates to models” really means, why fragmented dictionaries and interpretations will fail, and why 2026 is the year supervision starts testing whether firms can prove how their reporting actually works. If reporting quality, data lineage, and regulatory convergencematter to your 2026 agenda, this episode is required listening. Join in and follow all the analysis from the RegTech FS conference registration site: https://regtechconference.co.uk/.

39 min
JAN 22

From Pressure to Proof: How Governance Gets Examined

2026 marks a decisive shift in financial supervision. The focus has moved from regulatory pressure and compliance narratives to supervisory testing based on evidence. Governance is no longer judged by frameworks or stated intent. It is examined through how systems behave in practice, how decisions are made and overridden, how data quality is sustained under change, and whether architecture holds up when scrutiny intensifies. In this opening episode of RegCast Season 7, we explore why governance has become examinable, how political dynamics and regulatory divergence across the UK, EU, APAC and US are sharpening supervisory expectations, and what this means for operating models, technology choices, and assurance through 2028. The discussion sets the control lens for the season and frames the decisions firms must make before expectations harden and become costly to reverse. Join in and follow all the analysis from the RegTechFS conference registration site: https://regtechconference.co.uk/.

34 min
11/05/2025

FIXing Trust in Trading

The financial markets run on data and after30 years of FIX messaging, trust in that data is under pressure. 91% of firms report fragmented systems.70% link that fragmentation to compliance risk. In this episode of RegCast, PJ Di Giammarino sits down with Jim Kaye, Executive Director of the FIX Trading Community, to discuss how AI, open standards, and smarter governance can FIX trust at the source. Learn how new collaboration in 2026 between ISO, FIX, CDM, and DRR could create the first truly AI-ready market infrastructure just in time for new regulatory demands to get it right. Download our latest FREE MiFIR research report: https://regrisksolutions.com/intelligence/document/mastering-mifir-build-one-runbook-to-bridge-the-transparency-chasm/ Register for RegTech 2026 conference March 26, London https://regtechconference.co.uk/

33 min
10/23/2025

MiFIR Divergence 2026: The Race to Rebuild Reporting Control

Episode 5: MiFIR Divergence 2026: The Race to Rebuild Reporting Control Europe’s reporting machine processes 15 billion trades a year. In October 2025, ESMA froze 115 Level-2 acts while the UK FCA pressed ahead with Digital Regulatory Reporting and new MiFIR standards for 2026.The result: two rulebooks, two control philosophies — and billions in added cost. In this RegCast episode, PJ Di Giammarino is joined by Dawd Haque (Deutsche Bank, Chair of the Bank of England and FCA’s Data Standards Committee) and Grant Haley (First Derivative, an EPAM company) to explain how firms can build once and prove everywhere. They discuss:✅ Why data quality is now a capital variable.✅ How vendor fragility threatens market resilience.✅ The semantic “rulebook to runbook” approach. 📘 Download the FREE report Mastering MiFIRDivergence → https://regrisksolutions.com/intelligence/document/mastering-mifir-build-one-runbook-to-bridge-the-transparency-chasm/🎟️ Register for RegTech 2026 London → https://regtechconference.co.uk/🎧 Subscribe to RegCast for new episodes #MiFIR #RegTech #FinancialServices#DataQuality #OperationalResilience #CapitalRisk #BuildOnceProveEverywhere

44 min
09/17/2025

Buy-Side Trading 2026: Fund AI or Watch Margins Collapse

91% fragmented. 70% report compliance failures. As ⁠Connectivity in the Age of AI reveals⁠, the buy side’s wiring is broken, and AI is making the cracks impossible to ignore. Execution economics are collapsing, clients demand transparency, and supervisors are embedding ICT and data risk directly into Pillar 2 capital. In 2026, that means a 0.5% surcharge — wiping out 10 to 15% of ROE — is no longer theoretical but the likely outcome for firms that fail to act. This episode brings PJ Di Giammarino, CEO of RegRisk Legal Solutions, together with Rebecca Healey, Chair of the FIX Trading Community’s AI Working Group, to unpack why AI has forced execution into the boardroom — and how standards like FIX, CDM, and DRR-style logic can turn compliance from a capital penalty into competitive advantage. 👉 Listen now. Q4 2025 is the last budget window before AI in trading becomes the next capital test.

36 min
07/25/2025

Building for Control: MiFID III, DRR, and the Architecture of Trust

Episode 3: Building for Control — MiFID III, DRR, and the Architecture of Trust On 23 July 2025, the FCA issued its second major warning in 180 days. Market Watch 82 makes it clear: firms must fix the quality of their transaction reporting data or face escalating consequences. In this episode of RegCast, PJ Di Giammarino is joined by Dawd Haque (Deutsche Bank, Chair of the Bank of England and FCA’s Data Standards Committee) and Grant Haley (First Derivative) to tackle the hard truths behind today's transaction reporting, Digital Regulatory Reporting (DRR) and what machine-readable compliance really demands. 📌 What’s inside:✔️ Why machine-readable reporting is now expected✔️ How DRR and the Common Domain Model (CDM) reshape control frameworks✔️ What firms need to build now to meet 2027 deadlines✔️ How to reduce execution risk and avoid capital impact under the ECB’s SREP This is no longer just a tech or compliance issue. It is about rebuilding trust in regulatory reporting from the ground up. #MiFIDIII #MarketWatch82 #TransactionReporting #DRR #CDM #DataQuality #RegCast #Compliance #SREP #PillarII #FCA #ESMA #RegTech #FinancialServices #ArchitectureOfTrust

28 min
SEASON 6, EPISODE 2 TRAILER

MiFID III transaction reset - quality #shorts#

MiFID III Reset: Why Transaction Reporting is Being RethoughtReporting now affects your capital. Are you sure your data looks 'good enough'?In this RegCast Short, PJ Di Giammarino explores why transaction reporting is under pressure and what MiFID III’s pause on RTS 22 and RTS 23 really signals.▶️ What regulators really want from reporting▶️ Why legacy infrastructure is no longer fit for purpose▶️ How to prepare for AI-ready, explainable systems that meet future expectationsWe are finally having an adult conversation about the why, how, and when of regulatory data.

1 min

RegCast brings you behind the scenes of global financial regulation. Hosted by PJ Di Giammarino, CEO of RegRisk Legal Solutions, it features expert voices from regulators, firms and suppliers. From DORA to AI, RegCast explores how leaders are turning compliance into strategic advantage. Get ahead of the curve and gain insight before the market takes notice.

Creator

RegRisk Legal Solutions Limited
Years Active

2021 - 2026
Episodes

72
Rating

Explicit
Copyright

© RegRisk Legal Solutions Limited
Show Website

RegCast