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Compliance Officers Playbook

Compliance Officers Playbook
  • 5.0 (2)
  • EDUCATION
  • UPDATED DAILY

Compliance Officers Playbook is your trusted companion in the evolving world of compliance. Whether you’re new to the field, a junior professional accelerating toward a more senio role, or a seasoned Chief/Compliance Officer sharpening your skills, this podcast delivers practical insights, best practices, and thought-provoking discussions designed to elevate your expertise. This show uses AI-assisted tools to bring you timely content. Every episode is reviewed and published by a human compliance professional to ensure, to the best of our ability, clarity and accuracy. Tune in to level up!

  1. PREMIUM - ECJ Ruling on Sanctioned Control of Non-Listed Asset Funds | Compliance Officers Playbook

    MAR 14 ·  BONUS • SUBSCRIBERS ONLY

    PREMIUM - ECJ Ruling on Sanctioned Control of Non-Listed Asset Funds | Compliance Officers Playbook

    In this Compliance Officers Playbook episode, we break down the European Union’s updated sanctions compliance framework and the impact of the new 50% ownership rule. Learn how recent rulings from the Court of Justice of the European Union clarify when companies may be presumed controlled by sanctioned individuals, why banks may temporarily freeze accounts, and what enhanced due diligence now requires. We also explore key red flags—like complex ownership structures—and why understanding beneficial ownership is critical for businesses operating in the EU.

    20 min
  2. PREMIUM - From AI Ethics to Enforcement: How Governments Are Building Real AI Regulations | Compliance Officers Playbook

    MAR 14 ·  BONUS • SUBSCRIBERS ONLY

    PREMIUM - From AI Ethics to Enforcement: How Governments Are Building Real AI Regulations | Compliance Officers Playbook

    In this Compliance Officers Playbook episode, we explore the global shift from theoretical AI ethics to real-world regulation. Governments—from the United States to South Africa and the European Union—are introducing concrete oversight frameworks, including transparency rules, documentation standards, and lifecycle accountability for AI systems. We discuss how states are moving independently to manage risks, regulate commercial technologies, and define how automated systems will be monitored and governed in practice.

    37 min
  3. PREMIUM - The Geopolitical Awakening of the European Union. Rethinking Europe’s Global Security Strategy | Compliance Officers Playbook

    MAR 14 ·  BONUS • SUBSCRIBERS ONLY

    PREMIUM - The Geopolitical Awakening of the European Union. Rethinking Europe’s Global Security Strategy | Compliance Officers Playbook

    In this Compliance Officers Playbook episode, we unpack why Ursula von der Leyen is urging the European Union to rethink its approach to global security and diplomacy. As geopolitical tensions rise, she argues the EU must move beyond traditional consensus-driven frameworks and adopt a more assertive international role. We explore how outdated postwar institutions may limit the bloc’s ability to respond to modern threats—and what reforms could mean for Europe’s future as a global power.

    31 min
  4. PREMIUM - EU’s New AML Rules Explained: How Regulation 2024/1624 Expands Financial Crime Oversight | Compliance Officers Playbook

    MAR 12 ·  BONUS • SUBSCRIBERS ONLY

    PREMIUM - EU’s New AML Rules Explained: How Regulation 2024/1624 Expands Financial Crime Oversight | Compliance Officers Playbook

    The European Union is strengthening its fight against financial crime with Regulation (EU) 2024/1624, introducing a unified framework to tackle money laundering and terrorist financing. The rules expand oversight to crypto-asset providers, crowdfunding platforms, and even high-value football clubs, while requiring sanctions compliance to be embedded within existing AML systems. By harmonising standards across Member States, the EU aims to reduce regulatory fragmentation and strengthen protections across the internal market. In this episode, we unpack what these changes mean for businesses, including new reporting expectations, specialised compliance roles, and the growing convergence between AML risk management and financial sanctions enforcement.

    1h 8m
  5. PREMIUM - Global Crypto AML Rules Tighten: New Regulations, Fines, and Compliance Trends in 2026 | Compliance Officers Playbook

    MAR 12 ·  BONUS • SUBSCRIBERS ONLY

    PREMIUM - Global Crypto AML Rules Tighten: New Regulations, Fines, and Compliance Trends in 2026 | Compliance Officers Playbook

    Global anti-money laundering regulations are rapidly evolving in 2026, especially in the crypto sector. The UK and Switzerland are introducing comprehensive frameworks for digital assets, including strict Travel Rule requirements and new regulated activities like stablecoin issuance and staking. India is also tightening oversight with stronger due diligence rules for Virtual Digital Asset Service Providers and bans on anonymity-enhancing tokens. Meanwhile, regulators in Sweden, Norway, and South Africa are stepping up enforcement with major fines against financial institutions and gambling operators. In this episode, we explore how these developments signal a global push toward stronger compliance, market integrity, and a more secure digital economy.

    49 min
  6. PREMIUM - UK’s £250M Fraud Crackdown: Inside the 2026–2029 Strategy to Stop Online Scams | Compliance Officers Playbook

    MAR 12 ·  BONUS • SUBSCRIBERS ONLY

    PREMIUM - UK’s £250M Fraud Crackdown: Inside the 2026–2029 Strategy to Stop Online Scams | Compliance Officers Playbook

    The UK government has unveiled a major 2026–2029 fraud strategy to combat the growing wave of financial scams costing billions each year. Backed by £250 million, the plan introduces a new Online Crime Centre to boost large-scale data sharing between government and private companies. It also promises stronger protections for victims, national awareness campaigns, and expanded powers for the Financial Conduct Authority to better regulate banking security and fraudulent transactions. In this episode, we break down how the strategy aims to strengthen cyber resilience, target malicious online advertising, and whether it can actually reverse the rise in fraud across the UK.

    36 min
  7. PREMIUM - AI in Finance: Sanctions Screening, Digital Identity, and the Future of Human Oversight | Compliance Officers Playbook

    MAR 6 ·  BONUS • SUBSCRIBERS ONLY

    PREMIUM - AI in Finance: Sanctions Screening, Digital Identity, and the Future of Human Oversight | Compliance Officers Playbook

    In this episode, we examine how Artificial Intelligence is rapidly reshaping the global financial system, compliance infrastructure, and digital identity landscape. From banking regulation to biometric verification, new developments show both the transformative potential of AI and the limits of automation. We start with the policy perspective from the American Bankers Association, which is calling for a unified regulatory framework for AI in banking. The goal is to ensure responsible innovation while maintaining the safeguards already embedded in financial regulation—without slowing down technological leadership in the United States. Next, we explore research from the Federal Reserve System, which suggests that Large Language Models (LLMs) could significantly improve the accuracy of sanctions screening and financial compliance. However, the study recommends a “cascading” model where AI tools are deployed in tiers—balancing their powerful analytical capabilities with the high computational costs and processing demands associated with advanced models. Beyond finance, we look at a new digital identity proposal from World protocol, which introduces a biometric “Proof of Personhood” system designed to verify that users online are real humans rather than autonomous bots. The initiative highlights a growing need for identity verification as AI-generated content and automated agents proliferate across the internet. Finally, we discuss expert perspectives emphasizing that while AI can dramatically accelerate analysis and execution, it still cannot replace human judgment, context, and strategic decision-making—especially in complex regulatory and financial environments. This episode offers a clear look at the intersection of AI innovation, financial regulation, and digital identity, and what it means for the future of compliance, banking, and trust in an AI-driven world. ---- AI in banking regulation, AI sanctions screening, Large Language Models compliance, proof of personhood digital identity, AI financial regulation, Federal Reserve AI research, American Bankers Association AI policy, AI and financial compliance.

    28 min
  8. PREMIUM - Evolution of EU Counter-Terrorism Sanctions Frameworks 2026 | Compliance Officers Playbook

    MAR 6 ·  BONUS • SUBSCRIBERS ONLY

    PREMIUM - Evolution of EU Counter-Terrorism Sanctions Frameworks 2026 | Compliance Officers Playbook

    In this episode, we break down the European Union’s latest move to strengthen its counterterrorism framework through Council Regulation (EU) 2026/456. The regulation significantly expands the EU’s ability to impose restrictive measures against individuals and organizations involved in terrorism, targeting not only direct perpetrators but also key leaders and support networks behind terrorist groups. We explore the major updates introduced by the regulation, including expanded asset freezes, a new travel ban, and strict prohibitions on providing financial or economic resources to designated individuals and entities. The episode also examines how the EU balances security with humanitarian concerns by allowing specific exemptions for humanitarian aid and basic needs. Additionally, we discuss the legal protections built into the regulation, including a no-claims clause that shields EU Member States and cooperating parties from liability when enforcing sanctions. Finally, we review the updated official list of designated terrorists and organizations, highlighting the recent addition of the Islamic Revolutionary Guard Corps and what this development could mean for international relations and enforcement across Europe. Tune in for a clear breakdown of how this regulation reshapes the EU’s sanctions strategy and its broader implications for counterterrorism policy and global security. ---- EU counterterrorism sanctions, Council Regulation 2026/456, EU restrictive measures terrorism, Islamic Revolutionary Guard Corps sanctions EU, EU asset freezes terrorism, EU travel ban terrorists, EU counterterrorism policy update.

    57 min
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Ratings & Reviews

5
out of 5
2 Ratings

About

Compliance Officers Playbook is your trusted companion in the evolving world of compliance. Whether you’re new to the field, a junior professional accelerating toward a more senio role, or a seasoned Chief/Compliance Officer sharpening your skills, this podcast delivers practical insights, best practices, and thought-provoking discussions designed to elevate your expertise. This show uses AI-assisted tools to bring you timely content. Every episode is reviewed and published by a human compliance professional to ensure, to the best of our ability, clarity and accuracy. Tune in to level up!

Information

  • Creator
    Compliance Officers Playbook
  • Years Active
    2024 - 2026
  • Episodes
    494
  • Rating
    Clean
  • Copyright
    © Compliance Officers Playbook
  • Show Website
    Compliance Officers Playbook
  • Provider
    Lahcen Benkerkiche