Compliance Culture

Lucinda Carney
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Hosted by Lucinda Carney, CEO of Actus, Compliance Culture explores how to embed genuine compliance through behaviour, not box-ticking. Each episode features insights from compliance, HR, and leadership experts on creating cultures of integrity, accountability, and trust — from Consumer Duty to SMCR and beyond.

Episodes

  1. Episode 9: Series Wrap Up

    12/24/2025

    Episode 9: Series Wrap Up

    In this final episode of series one, host Lucinda Carney reflects on and wraps up the first season of the Compliance Culture Podcast, drawing together the key insights from conversations with regulatory leaders, compliance specialists and culture experts. Lucinda revisits the major themes explored across the series, from Consumer Duty and complaints handling to governance, data protection, appointed representatives and AI, highlighting what they reveal about moving beyond tick-box compliance. She distils the season into three core themes - leadership, culture, and visibility - and shares practical reflections on how organisations can embed meaningful, measurable compliance culture in everyday practice. Key TakeawaysCompliance culture is fundamentally about people and behaviour, not policies and checklists, and it is shaped every day by leadership actions and decisions.Consumer Duty and regulatory expectations require continuous improvement, moving firms from having data and frameworks to actively using insights to drive better outcomes.Complaints, data protection and oversight are powerful signals of culture, offering direct insights into how fairness, accountability, and trust show up in practice.Effective governance depends on visibility and narrative, with boards needing clear insight and action-focused reporting rather than excessive or superficial data.Compliance is a shared organisational mindset, extending beyond internal teams to leaders, partners, and third parties, and work best when seen as an enabler of trust rather then a constraint. Valuable ResourcesWhy Actus Oversight? Stay ahead of FCA Consumer Duty with Actus Oversight. The smart solution for regulated firms. Our platform delivers real-time dashboards, key compliance tracking metrics, and automatic ownership, giving you complete visibility and control with ease. ✅ Simplify Consumer Duty compliance ✅ Ensure accountability with automated ownership ✅ Gain actionable analytics through real-time data 🔍 Learn more about Actus Oversight here: Discover Actus Oversight Find the perfect solution tailored to for your organisation. Why not take a look at our purpose-built compliance tools specially designed for financial services and get the answers you've been searching for: Click here to Browse About Actus Software Actus helps HR and business leaders drive performance and engagement through flexible HR software and expert resources. 🌐 Discover Actus Software: https://actus.co.uk/ Follow Lucinda Carney on LinkedIn for more compliance and leadership insights. About The Host, Lucinda CarneyLucinda Carney is a Chartered Psychologist, CEO of Actus Software, and host of the award-nominated, chart-topping HR Uprising Podcast. With over 20 years’ experience in organisational development and leadership, Lucinda has worked across a wide range of industries helping HR professionals establish behavioural...

    16 min
  2. Episode 8: AI Governance and Compliance with John Rood

    12/17/2025

    Episode 8: AI Governance and Compliance with John Rood

    Host Lucinda Carney is joined by John Rood, Founder of Perceptual, for a timely discussion on AI governance and compliance and why it is fast becoming a critical part of organisational compliance culture. They explore emerging regulation such as the EU AI Act, the risks of bias and unfair outcomes in high impact areas like HR and finance, and why AI governance must be a shared responsibility across the business, not owned by one function alone. John also shares practical steps organisations can take now, from clear AI use policies and training to proportionate governance frameworks that balance innovation with ethical and regulatory expectations. Key TakeawaysAI governance must be owned across the organisation, not siloed in HR, IT, or compliance, as unmanaged use creates risks around bias, fairness, and accountability.Market and customer expectations are driving AI compliance now, even when regulation is still evolving or inconsistently enforced.AI that affects real people carries higher risk, particularly in areas like hiring, finance, and education, making ethical oversight and transparency essential.Clear AI use policies and baseline AI literacy are essential foundations, helping employees use AI safely and responsibly in everyday work.Strong AI governance is a long-term strategic investment, enabling organisations to balance innovation with trust, ethics and regulatory resilience. Valuable ResourcesWhy Actus Oversight? Stay ahead of FCA Consumer Duty with Actus Oversight. The smart solution for regulated firms. Our platform delivers real-time dashboards, key compliance tracking metrics, and automatic ownership, giving you complete visibility and control with ease.  ✅ Simplify Consumer Duty compliance  ✅ Ensure accountability with automated ownership  ✅ Gain actionable analytics through real-time data  🔍 Learn more about Actus Oversight here: Discover Actus Oversight Find the perfect solution tailored to for your organisation. Why not take a look at our purpose-built compliance tools specially designed for financial services and get the answers you've been searching for: Click here to Browse About Actus Software Actus helps HR and business leaders drive performance and engagement through flexible HR software and expert resources. 🌐 Discover Actus Software: https://actus.co.uk/ Follow Lucinda Carney on LinkedIn for more compliance and leadership insights.  About The Guest, John RoodJohn Rood is an entrepreneur and AI governance expert, and the Founder of Perceptual, where he supports organisations in implementing effective AI governance and compliance frameworks. He specialises in navigating emerging AI regulation, standards and ethical risk, helping legal, compliance and privacy teams respond to both regulatory requirements and growing customer expectations. With a background in scaling and leading high-growth businesses, including as Co-Founder and CEO of Next Step Test Preparation, a national education company, John is recognised for his practical, commercially grounded approach to responsible and compliant use of AI. John Rood offers a free 90-minute AI literacy certification for leaders, designed to help executives and board members understand the key risks,...

    30 min
  3. Episode 7: Developing Culture with Paul Whitehouse

    12/10/2025

    Episode 7: Developing Culture with Paul Whitehouse

    What does a healthy culture look like in practice? In this episode of the Compliance Culture Podcast, Lucinda Carney is joined by Paul Whitehouse of PIW Consulting, who brings over 30 years of experience in UK financial services. Together, they unpack the link between conduct and culture, covering FCA expectations, practical ways to measure culture, the role of data, accountability under SMCR, and why psychological safety and leadership behaviour are critical to driving lasting change. Key TakeawaysConduct is culture in action, it reflects organisational values through daily behaviours, decisions, and the tone set by leadership.The FCA expects firms to evidence cultural health with measurable indicators, linking values and behaviours to regulatory standards.Combining qualitative and quantitative data, such as engagement scores and whistleblowing reports, helps identify conduct risks early and accurately.Psychological safety enables employees to raise concerns without fear, making it a key marker of cultural maturity and resilience.Accountability under SMCR, consistent leadership behaviour, and transparent decision-making underpin sustainable compliance and trust. Valuable ResourcesWhy Actus Oversight? Stay ahead of FCA Consumer Duty with Actus Oversight. The smart solution for regulated firms. Our platform delivers real-time dashboards, key compliance tracking metrics, and automatic ownership, giving you complete visibility and control with ease.  ✅ Simplify Consumer Duty compliance  ✅ Ensure accountability with automated ownership  ✅ Gain actionable analytics through real-time data  🔍 Learn more about Actus Oversight here: Discover Actus Oversight Find the perfect solution tailored to for your organisation. Why not take a look at our purpose-built compliance tools specially designed for financial services and get the answers you've been searching for: Click here to Browse About Actus Software Actus helps HR and business leaders drive performance and engagement through flexible HR software and expert resources. 🌐 Discover Actus Software: https://actus.co.uk/ Follow Lucinda Carney on LinkedIn for more compliance and leadership insights.  About The Guest, Paul WhitehousePaul Whitehouse is a Solicitor and Financial Services Regulatory Adviser with over 30 years of experience in UK financial services. As Managing Director of PIW Consulting, he specialises in assessing the suitability and effectiveness of governance, systems, controls, and strategy. Paul is widely recognised for his expertise in business culture and compliance, helping firms translate regulatory expectations into practical, sustainable change. His deep understanding of conduct risk and cultural measurement makes him a trusted voice on how leadership behaviour and accountability shape compliance outcomes. Contact PaulLinkedIn: https://www.linkedin.com/in/paul-whitehouse-91628a83/ Create Solutions: https://www.piwconsulting.com/ About The Host, Lucinda CarneyLucinda Carney is a Chartered...

    41 min
  4. Episode 6: AR's in the Spotlight with Irving Peiris

    12/03/2025

    Episode 6: AR's in the Spotlight with Irving Peiris

    In this Compliance Culture Podcast episode, Lucinda Carney talks with Irving Peiris, Compliance Consultant from Create Solutions, about the FCA's growing focus on Appointed Representatives (ARs). They discuss why principals must strengthen governance, ensure cultural alignment, and maintain clear accountability under SMCR. Irving shares practical steps for effective oversight, including robust onboarding, structured reporting, and continuous improvement. Key TakeawaysThe FCA expects active, documented oversight of Appointed Representatives, requiring principals to maintain clear governance frameworks, perform due diligence checks, and evidence ongoing supervision.Strong governance and cultural alignment reduce the risk of non-compliance, as firms must ensure ARs share the same ethical standards, customer commitments, and values as the principal business.Data visibility enables early detection of issues and informed decision-making, with digital tools helping firms monitor AR activity, simplify reporting, and flag potential risk before they escalate.Senior Management must understand and evidence their oversight responsibilities, as the SMCR reinforces personal accountability and demand clear documentation of decisions and controls.Continuous improvement and communication underpin sustainable compliance, requiring regular reviews, training, and feedback loops to keep governance and culture evolving with regulatory expectations. Valuable ResourcesWhy Actus Oversight? Stay ahead of FCA Consumer Duty with Actus Oversight. The smart solution for regulated firms. Our platform delivers real-time dashboards, key compliance tracking metrics, and automatic ownership, giving you complete visibility and control with ease.  ✅ Simplify Consumer Duty compliance  ✅ Ensure accountability with automated ownership  ✅ Gain actionable analytics through real-time data  🔍 Learn more about Actus Oversight here: Discover Actus Oversight Find the perfect solution tailored to for your organisation. Why not take a look at our purpose-built compliance tools specially designed for financial services and get the answers you've been searching for: Click here to Browse About Actus Software Actus helps HR and business leaders drive performance and engagement through flexible HR software and expert resources. 🌐 Discover Actus Software: https://actus.co.uk/ Follow Lucinda Carney on LinkedIn for more compliance and leadership insights.  About The Guest, Irving PeirisIrving Peiris is a compliance expert with over 20 years in the industry, including 10 years at the Financial Conduct Authority (FCA). He has extensive experience working with a wide range of business models, helping firms improve processes and build effective compliance strategies. Irving's expertise covers Consumer Duty, Risk Management, Vulnerable Customer practices, Financial Crimes, and regulatory areas such as Consumer Credit, Motor Finance, and Insurance. He has led major compliance projects, including FCA Section 166 reviews, and is passionate about supporting firms to stay compliant while enabling sustainable growth. Contact IrvingLinkedIn: a href="https://www.linkedin.com/in/irving-peiris-a0b18a62" rel="noopener noreferrer"...

    32 min
  5. Episode 5: Complaints Handling with Linda Catterall

    11/26/2025

    Episode 5: Complaints Handling with Linda Catterall

    This episode of the Compliance Culture Podcast dive into why complaints handling is a powerful lens on a firm's culture and a critical component of Consumer Duty. Host Lucinda Carney speaks with Linda Catterall, Consultant at Create Solutions, about shifting the mindset from viewing complaints as a regulatory burden to embracing them as opportunities for learning, improvement, and trust-building. They share practical approaches on integrating fairness, transparency, and accountability into compliant processes to strengthen both compliance and customer confidence. Key TakeawaysComplaints handling serves as a cultural indicator, revealing whether fairness, transparency, and accountability are genuinely embedded in the organisation.Root cause analysis under Consumer Duty identifies systematic issues, prevents reoccurrence, and demonstrates continuous improvement to regulators and customers.Capturing the voice of the customer through complaints data and feedback drives better processes, clear communication, and customer-focused product design.Empowering frontline teams with training and psychological safety ensures empathic complaints handling and timely escalation of vulnerable customer cases.Cross-functional collaboration between HR, Compliance, and Operations aligns behaviours, reinforces cultural standards, and strengthens governance.Technology-driven oversight provides dashboards, trend analysis, and evidence for board and FCA reporting, enhancing transparency and strategic decision-making. Valuable ResourcesWhy Actus Oversight? Stay ahead of FCA Consumer Duty with Actus Oversight. The smart solution for regulated firms. Our platform delivers real-time dashboards, key compliance tracking metrics, and automatic ownership, giving you complete visibility and control with ease.  ✅ Simplify Consumer Duty compliance  ✅ Ensure accountability with automated ownership  ✅ Gain actionable analytics through real-time data  🔍 Learn more about Actus Oversight here: Discover Actus Oversight Find the perfect solution tailored to for your organisation. Why not take a look at our purpose-built compliance tools specially designed for financial services and get the answers you've been searching for: Click here to Browse About Actus Software Actus helps HR and business leaders drive performance and engagement through flexible HR software and expert resources. 🌐 Discover Actus Software: https://actus.co.uk/ Follow Lucinda Carney on LinkedIn for more compliance and leadership insights.  About The Guest, Linda CatterallLinda Catterall is a seasoned compliance professional with over 25 years in the General Insurance industry. She has held senior roles including Operations Manager and Head of Risk & Compliance for large, multi-entity groups, and now works as a Consultant as Create Solutions. Linda specialises in training and development, compliance frameworks, auditing, and supporting merges and acquisitions, making her a trusted advisor for firms navigating complex regulatory requirements. Contact LindaLinkedIn: a href="https://www.linkedin.com/in/linda-catterall-27107768/" rel="noopener noreferrer"...

    27 min
  6. Episode 4: Building a Better Board Report with Robert Bell

    11/19/2025

    Episode 4: Building a Better Board Report with Robert Bell

    Host Lucinda Carney welcomes Robert Bell, the Founder of RB Compliance Consultancy and author of 'A Practical Guide to the FCA's Consumer Duty', to the Compliance Culture Podcast. Together, they unpack one of the most debated aspects of Consumer Duty compliance, the annual board report. Robert shares practical advice on measuring, monitoring, and reporting customer outcomes, framing the process as a business improvement tool rather than a regulatory burden. The discussion also touches on evolving FCA expectations, including the Consumer Duty Champion role and possible 'light-touch' adjustments, before closing with how dashboards like Actus Oversight can centralise data, visualise trends, and create an auditable trail of improvements. Key TakeawaysConsumer Duty board reports should focus on customer outcomes, not just compliance activity.Data must tell a story, quality and insight matter more than quantity.Good outcomes differ across customer segments and should be clearly defined and measured.Culture and incentive structures are key to sustainable compliance.Effective oversight relies on collaboration between compliance, HR, marketing, and leadership. Valuable ResourcesWhy Actus Oversight? Stay ahead of FCA Consumer Duty with Actus Oversight. The smart solution for regulated firms. Our platform delivers real-time dashboards, key compliance tracking metrics, and automatic ownership, giving you complete visibility and control with ease.  ✅ Simplify Consumer Duty compliance  ✅ Ensure accountability with automated ownership  ✅ Gain actionable analytics through real-time data  🔍 Learn more about Actus Oversight here: Discover Actus Oversight Find the perfect solution tailored to for your organisation. Why not take a look at our purpose-built compliance tools specially designed for financial services and get the answers you've been searching for: Click here to Browse About Actus Software Actus helps HR and business leaders drive performance and engagement through flexible HR software and expert resources. 🌐 Discover Actus Software: https://actus.co.uk/ Follow Lucinda Carney on LinkedIn for more compliance and leadership insights.  About The Guest, Robert BellRobert Bell is a seasoned financial services compliance expert with years of experience in the industry. As the Founder of RB Compliance Consultancy, he supports forms with FCA authorisation, regulatory training, Consumer Duty implementation, and board report design. Robert has held senior roles including Head of Compliance and Director of Legal and Compliance. He has also authored industry guidance for organisations such as the Money Trust and CII. Robert is the author of 'A Practical Guide to the FCA's Consumer Duty', making him a trusted voice on evolving regulatory expectations and practical compliance solutions. Contact RobertRB Compliance Consultancy: www.rbcompliance.co.uk LinkedIn: https://www.linkedin.com/in/robert-bell-56366916/ About...

    28 min
  7. Introducing: The Compliance Culture Podcast

    11/12/2025

    Introducing: The Compliance Culture Podcast

    Welcome to the Compliance Culture Podcast, a show where we explore the real-world challenges and opportunities of compliance through the eyes of those living it every day. From seasoned experts to practising professionals, each episode dives into the human side of regulation, offering actionable strategies to make it easier to do the right thing. Hosted by Lucinda Carney, CEO of Actus and Chartered Psychologist, this spin-off from the award-nominated HR Uprising Podcast brings together expertise from compliance, HR and leadership to uncover what it truly takes to build cultures of integrity, accountability, and trust. From Consumer Duty to SMCR and beyond, we go beyond box-ticking to explore how values, behaviour and leadership shape sustainable compliance. Why Actus Oversight? Stay ahead of FCA Consumer Duty with Actus Oversight. The smart solution for regulated firms. Our platform delivers real-time dashboards, key compliance tracking metrics, and automatic ownership, giving you complete visibility and control with ease.  ✅ Simplify Consumer Duty compliance  ✅ Ensure accountability with automated ownership  ✅ Gain actionable analytics through real-time data  🔍 Learn more about Actus Oversight here: Discover Actus Oversight Find the perfect solution tailored to for your organisation. Why not take a look at our purpose-built compliance tools specially designed for financial services and get the answers you've been searching for: Click here to Browse About Actus SoftwareActus helps HR and business leaders drive performance and engagement through flexible HR software and expert resources. 🌐 Discover Actus Software: https://actus.co.uk/ Follow Lucinda Carney on LinkedIn for more compliance and leadership insights. Contact MethodsActus - Website | LinkedIn | Instagram | Facebook | YouTube | X The HR Uprising - Join The HR Uprising LinkedIn Community Instagram | Facebook | YouTube | X

    1 min
  8. Episode 3: Protecting Employee Data - Building A Culture Of Compliance with Sarah Hodgkin-Bates

    11/12/2025

    Episode 3: Protecting Employee Data - Building A Culture Of Compliance with Sarah Hodgkin-Bates

    In this episode of the Compliance Culture Podcast, host Lucinda Carney, Chartered Psychologist and CEO of Actus Software, speaks with data protection expert Sarah Hodgkin-Bates to explore the critical intersection between HR and compliance. Particularly in the handling of employee personal data. Together, they unpack how a culture of transparency and collaboration can be promoted through responsible data management, and why this is essential for building trust across an organisation. The conversation covers key legal frameworks such as GDPR and the Data Protection Act 2018, and dives into practical challenges including managing access to sensitive employee records, navigating Subject Access Requests (SARs), and ensuring appropriate data retention. This episode highlights how compliance and HR must work hand-in-hand to uphold ethical standards and protect employee rights. Key TakeawaysHR and compliance are deeply interconnected, both play a vital role in building trust, protecting individuals, and shaping ethical workplace culture. Transparency and clear communication are essential foundations for effective data protection. When organisations openly communicate how personal data is handled, it reinforces trust and demonstrates respect for employees and applicants alike.Robust access controls, secure password practices, and well-defined data retention policies are critical safeguards that help prevent breaches and ensure sensitive information is only available to authorised personnel.Subject Access Requests (SARs) should be approached with clarity and confidence, not fear.Embedding compliance into the fabric of company culture, through clear policies, regular reviews, and proactive leadership, not only protects employees and sensitive data but also strengthens organisational reputation and resilience. Valuable ResourcesWhy Actus Oversight? Stay ahead of FCA Consumer Duty with Actus Oversight. The smart solution for regulated firms. Our platform delivers real-time dashboards, key compliance tracking metrics, and automatic ownership, giving you complete visibility and control with ease.  ✅ Simplify Consumer Duty compliance  ✅ Ensure accountability with automated ownership  ✅ Gain actionable analytics through real-time data  🔍 Learn more about Actus Oversight here: Discover Actus Oversight Find the perfect solution tailored to for your organisation. Why not take a look at our purpose-built compliance tools specially designed for financial services and get the answers you've been searching for: Click here to Browse About Actus Software Actus helps HR and business leaders drive performance and engagement through flexible HR software and expert resources. 🌐 Discover Actus Software: https://actus.co.uk/ Follow Lucinda Carney on LinkedIn for more compliance and leadership insights.  About The Guest, Sarah Hodgkin-BatesSarah Hodgkin Bates specialises in both data protection and HR, offering integrated solutions that meet the needs of both disciplines. With a background in strategic risk and compliance, she is known for her ability to simplify complex issues and deliver practical, people-focused...

    36 min
  9. Episode 2: Consumer Duty Two Years On with Karen Shenton of Create Solutions

    11/12/2025

    Episode 2: Consumer Duty Two Years On with Karen Shenton of Create Solutions

    In this episode of the Compliance Culture Podcast, host Lucinda Carney, Chartered Psychologist and CEO of Actus Software, is joined by Karen Shenton, a specialist in Consumer Duty and Conduct Risk. Together, they reflect on the two years since the FCA’s Consumer Duty came into force, exploring how the regulatory landscape has evolved and what challenges still remain. Karen shares insights into how firms can move beyond tick-box compliance to implement meaningful cultural change, focusing on continuous improvement, accountability, and ethical conduct. The conversation highlights the importance of leadership, communication, and behavioural alignment in sustaining a culture that truly delivers good outcomes for consumers. Key TakeawaysConsumer Duty calls for more than written policies, firms must show how culture and conduct align with delivering good outcomes.Boards and senior leaders need clear, timely data to monitor risks and track progress. Dashboards, such as Actus Oversight, offer vital insight and support proactive oversight.Accountability should be part of everyday operations. Building learning into daily routines helps teams respond quickly and improve continuously.Sustainable compliance means going beyond surface fixes. Understanding root causes allows firms to adapt policies and training for lasting impact.A strong compliance culture protects reputation and builds trust, benefiting both firms and consumers through ethical, transparent practices. Valuable ResourcesWhy Actus Oversight? Stay ahead of FCA Consumer Duty with Actus Oversight. The smart solution for regulated firms. Our platform delivers real-time dashboards, key compliance tracking metrics, and automatic ownership, giving you complete visibility and control with ease.  ✅ Simplify Consumer Duty compliance  ✅ Ensure accountability with automated ownership  ✅ Gain actionable analytics through real-time data  🔍 Learn more about Actus Oversight here: Discover Actus Oversight Find the perfect solution tailored to for your organisation. Why not take a look at our purpose-built compliance tools specially designed for financial services and get the answers you've been searching for: Click here to Browse About Actus Software Actus helps HR and business leaders drive performance and engagement through flexible HR software and expert resources. 🌐 Discover Actus Software: https://actus.co.uk/ Follow Lucinda Carney on LinkedIn for more compliance and leadership insights.  About The Guest, Karen ShentonKaren Shenton is a Director at Create Solutions and a seasoned compliance professional with over 30 years of experience in the general insurance sector. Her career spans underwriting, claims, customer service, management, and training, all grounded in deep expertise in FCA compliance. Karen supports firms in meeting regulatory obligations through practical, people-focused solutions tailored to business needs. She is known for her creative thinking, culture assessments, and quick response to evolving industry requirements. A former President of the Insurance Institute of Manchester and recipient of the CII’s Exceptional Service Award, Karen...

    32 min
  10. Episode 1: Why Consumer Duty is a Seismic Shift in Regulation with Keith Richards of the Consumer Duty Alliance

    11/12/2025

    Episode 1: Why Consumer Duty is a Seismic Shift in Regulation with Keith Richards of the Consumer Duty Alliance

    In this episode of the Compliance Culture Podcast, host Lucinda Carney, Chartered Psychologist and CEO of Actus Software, speaks with Keith Richards, Chief Executive Officer of the Consumer Duty Alliance, a respected leader in the financial services sector with over four decades of executive experience, Keith is known for championing ethical standards and consumer-focused practices across the section. Together, they explore what it really means to embed an ethical culture in practice, not just through compliance controls, but through values, behaviour, and leadership.  Keith and Lucinda delve into the human side of compliance, emphasising that it’s about ethical behaviour and empathy, not just following rules. They highlight how ethical leadership builds trust and psychological safety, with leaders’ role-modelling the right behaviours to encourage open, accountable cultures. The conversation also explores how firms embed values into daily operations by aligning HR, compliance, and leadership frameworks, ensuring professional standards are reflected in training, performance, and decision-making. Key TakeawaysEthics and empathy should form the foundation of a strong compliance culture, guiding behaviour beyond simply following rules. The FCA’s Consumer Duty places vulnerability at the heart of delivering good outcomes, recognising it as a shared and ever-changing responsibility across all teams. Leaders play a crucial role in building trust by consistently role-modelling ethical behaviour and fostering psychological safety within their organisations. Embedding values into everyday operations, through HR, compliance, and leadership frameworks, helps ensure long-term sustainability and integrity. Compliance is most effective when it empowers individuals to make sound, ethical decisions, rather than simply enforcing control. Valuable ResourcesWhy Actus Oversight? Stay ahead of FCA Consumer Duty with Actus Oversight. The smart solution for regulated firms. Our platform delivers real-time dashboards, key compliance tracking metrics, and automatic ownership, giving you complete visibility and control with ease.  ✅ Simplify Consumer Duty compliance  ✅ Ensure accountability with automated ownership  ✅ Gain actionable analytics through real-time data  🔍 Learn more about Actus Oversight here: Discover Actus Oversight Find the perfect solution tailored to for your organisation. Why not take a look at our purpose-built compliance tools specially designed for financial services and get the answers you've been searching for: Click here to Browse About Actus Software Actus helps HR and business leaders drive performance and engagement through flexible HR software and expert resources. 🌐 Discover Actus Software: https://actus.co.uk/ Follow Lucinda Carney on LinkedIn for more compliance and leadership insights.  About The Guest, Keith RichardsKeith Richards is the Chief Executive Officer of the Consumer Duty Alliance (CDA), an independent, not-for-profit professional body created by and for the financial services sector. With over 40 years of executive-level experience, Keith is a...

    40 min

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Hosted by Lucinda Carney, CEO of Actus, Compliance Culture explores how to embed genuine compliance through behaviour, not box-ticking. Each episode features insights from compliance, HR, and leadership experts on creating cultures of integrity, accountability, and trust — from Consumer Duty to SMCR and beyond.

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  • Creator
    Lucinda Carney
  • Years Active
    2K
  • Episodes
    10
  • Rating
    Clean
  • Copyright
    © Copyright 2025 Lucinda Carney
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    Compliance Culture