Adventures in Compliance

Thomas Fox
Adventures in Compliance

Do you love the world's greatest consulting detective? If you do and you practice compliance, this is the podcast for you. In this periodic podcast series, Tom Fox, the Compliance Evangelist and the Voice of Compliance, explores the intersection of Sherlock Holmes and compliance. He uses the Holmes oeuvre to discuss key points of any best practices compliance program, business ethics and corporate culture. So sit back, listen in as the game is afoot.

  1. The Hound of the Baskervilles - Introduction and Compliance Lessons Learned

    4D AGO

    The Hound of the Baskervilles - Introduction and Compliance Lessons Learned

    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season I will take a deep dive into each novel over a four part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles and The Valley of Fear.   In this episode (and for the entire month of July) we focus on the most famous Holmes novel 'The Hound of the Baskervilles.' Timothy and Fiona are back to explore the key elements of the novel, connecting them with compliance themes and investigative techniques. They dissect the storyline, reveal insights, and discuss timeless lessons in rational thinking, the perils of unquestioned beliefs, and the power of meticulous observation and teamwork. Additionally, Tom invites listeners to provide feedback on the use of AI voices and offers to help those interested in starting their podcasts.  Highlights Include  ·      Deep Dive into The Hound of the Baskervilles ·      The Mysterious Case Unfolds ·      Holmes' Investigation and Revelations ·      Lessons from The Hound of the Baskervilles  Resources The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Sherlock Holmes, The Novels with an introduction by Michael Dida   Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

    20 min
  2. The Novels: Data Analytics from The Sign of Four

    JUN 16

    The Novels: Data Analytics from The Sign of Four

    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Throughout this season, Tom will explore each novel in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. We continue our four-episode series on the second novel, The Sign of Four, by reviewing how Holmes uses data analytics and pattern recognition in this story. Timothy and Fiona had so much fun last week that they are back to explore how the methods of the fictional detective Sherlock Holmes can be applied to modern compliance work. By examining the principles from ‘The Sign of Four,’ they take a deep dive into five key lessons that can sharpen the skills of compliance professionals today: the art of discernment, establishing baselines, contextual analysis of data, leveraging technology, and continuous refinement and learning. Their discussion highlights how these timeless analytical approaches, when amplified by modern technology, provide a robust framework for dealing with complex and rapidly changing compliance landscapes. Highlights include: Applying Holmes’ Methods to Compliance Analytics Lesson 1: The Art of Discernment Lesson 2: Establishing Baselines Lesson 3: Contextual Analysis of Data Lesson 4: Leveraging Technology and Tools Lesson 5: Continuous Refinement and Learning Conclusion: Balancing Timeless Principles with Modern Adaptability Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

    23 min
  3. The Sign of Four - Applying Sherlock Holmes’ Methods to Modern Corporate Compliance

    JUN 9

    The Sign of Four - Applying Sherlock Holmes’ Methods to Modern Corporate Compliance

    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over the course of this season, Tom Fox will take a deep dive into each novel in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. We continue our four-episode series on the second novel, The Sign of Four, by reviewing how Holmes’ investigative techniques can be applied to enhance corporate compliance efforts. We unpack five key lessons, including methodical investigation, clear communication, understanding human behavior, constant vigilance, and unwavering integrity. By adopting these principles, organizations can enhance transparency and proactive risk management, ultimately safeguarding their reputation and ethical standing. Highlights include: Lesson 1: Methodical Investigation and Attention to Detail Lesson 2: The Importance of Clear Communication Lesson 3: Understanding Human Behavior Lesson 4: Vigilance Against Complacency Lesson 5: Integrity and Ethical Fortitude Conclusion: Applying Holmes’ Principles to Modern Compliance Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

    15 min
  4. The Novels - The Sign of Four, Introduction and Compliance Lessons Learned

    JUN 2

    The Novels - The Sign of Four, Introduction and Compliance Lessons Learned

    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Throughout this season, Tom will explore each novel in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. For our second offering this season, we begin with The Sign of Four. In this Part 1 of our four-part exploration, we dive into the synopsis of the story and extract five key compliance lessons: (1) Methodical investigation and attention to detail, (2) The importance of clear and open communication, (3) Understanding human behavior, (4) Vigilance against complacency, and (5) Integrity and ethical fortitude. These lessons underline the timeless relevance of Sherlock Holmes’ methods for modern compliance professionals. Tune in for an engaging blend of classic literature and practical compliance insights. Highlights include: Deep Dive into ‘The Sign of Four’ Key Compliance Lessons from ‘The Sign of Four’ Methodical Investigation and Attention to Detail Clear and Open Communication Understanding Human Behavior Vigilance Against Complacency Integrity and Ethical Fortitude Resources: ⁠The New Annotated Sherlock Holmes⁠ ⁠Sherlock Holmes FAQ by Dave Thompson⁠ Connect with Tom Fox ⁠Instagram⁠ ⁠Facebook⁠ ⁠YouTube⁠ ⁠Twitter⁠ ⁠LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

    20 min
  5. Investigate Lessons from A Study in Scarlet

    MAY 12

    Investigate Lessons from A Study in Scarlet

    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Throughout this season, Tom will thoroughly explore each novel in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. We begin with A Study in Scarlet for our new season’s first offering. In Part 3, Tom deeply dives into the investigative lessons learned from the story. When Sir Arthur Conan Doyle introduced the world to Sherlock Holmes in A Study in Scarlet, he didn’t just give us the greatest fictional detective of all time—he gave compliance professionals a master class in investigative methods. Through his cool logic, careful observation, and constant search for the truth, Holmes modeled what every corporate investigator should aspire to emulate. From his crime scene analysis to using deceptive tactics to expose a suspect, Holmes’s first published case offers lessons relevant to modern compliance programs, especially when dealing with internal investigations, whistleblower reports, and root cause analysis. Here are five enduring investigative lessons, grounded in the facts of A Study in Scarlet, that today’s compliance professionals can apply in their work. Highlights include: Let the Evidence Speak First—Not the Theory Small Clues Are Often the Most Telling Reconstruct the Incident with Logic and Imagination Use Deception Strategically to Draw Out the Truth Motive Often Lies in the Past—Not Just in the Present Crime Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

    13 min
  6. The Novels - A Study in Scarlet, Dr. Watson

    MAY 5

    The Novels - A Study in Scarlet, Dr. Watson

    In this new season of Adventures in Compliance, host Tom Fox will dive deep into the Sherlock Holmes novels. Over this season, Tom will do so in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. We begin with A Study in Scarlet for our first offering this new season. In Part 2, Tom will take a deep dive into Dr. Watson, how he and Holmes met, and Watson’s contributions to their partnership and consider Watson’s professional training as a doctor, his war services and injuries during the Second Anglo-Afghan War, and his return to England, all leading to his initial introduction to Holmes by their mutual acquaintance Stamford. Watson’s involvement in the case helps Holmes move beyond isolated brilliance to true investigative mastery. In compliance, pairing sharp analytic talent with professionals rooted in operational or practical experience often yields the strongest compliance strategies. Highlights include: Diversified Skill Sets Trust Encourages Innovation Objective Feedback Sharpens Analysis Emotional Intelligence Deepens Understanding Structured Communication Improves Decision-Making Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

    21 min

About

Do you love the world's greatest consulting detective? If you do and you practice compliance, this is the podcast for you. In this periodic podcast series, Tom Fox, the Compliance Evangelist and the Voice of Compliance, explores the intersection of Sherlock Holmes and compliance. He uses the Holmes oeuvre to discuss key points of any best practices compliance program, business ethics and corporate culture. So sit back, listen in as the game is afoot.

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