Series 7 Whisperer

capadvantage
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The Series 7 Whisperer is the voice in your head you wish you had while studying. Hosted by a retired NYSE trader and FINRA principal with 37 years on the Street, this podcast cuts through the noise to deliver the raw, real, and testable truths behind the Series 7 exam. No fluff. No filler. Just the stuff that gets you paid. Whether you’re cramming before test day or grinding through options, suitability, and regs, this is your shortcut to passing with swagger.

  1. 18 ИЮЛ.

    Series 7 Exam Content Outline Part 1

    n this first installment of our Series 7 Content Outline walkthrough, we dive deep into Function 1 and Function 2—critical foundational areas that set the stage for success on the exam. 🚀 What You’ll Learn in This Video: Function 1: Seeks Business Learn the ins and outs of engaging new and existing clients effectively. We cover communication standards, marketing best practices, and regulatory approvals required under FINRA and SEC rules Why Watch Part 1? It's the essential foundation—laying out the first 20% of your exam’s scope. Gain clarity on how to prove client relationships and build a compliant practice from Day One. Perfect for both beginners and review candidates—we keep it clear, structured, and packed with exam-relevant insights. This isn’t fluff. It’s straight-to-the-point exam prep from someone who’s trained thousands of students to crush this test. 📚 Perfect for: Anyone just starting their Series 7 prep People struggling to connect the outline to the actual questions Test-takers who want a real-world explanation, not textbook jargon 👊 Let’s get after it. .

    54 мин.

  2. 22 ИЮН.

    SIE Complete PArt 2 ( Offerings )

    I am going through the SIE exam content outline and covering the important topics

    33 мин.

  3. 18 ИЮН.

    Complete SIE Part 1 ( SIE Exam content outline explained

    Series 7 Whisperer

    28 мин.

  4. 16 МАЯ

    SIE Exam Prep: A conversation about Equities

    A casual conversation about Equities   Common, Preferred and ADRs

    15 мин.

  5. 7 МАЯ

    SIE exam prep the Regulators...

    im trying out a new format... please let me know what you think in the comments

    16 мин.

  6. 2 МАЯ

    WTF!! China... Its time to play fair

    Today we’re diving into a controversial global power play: how China claims “developing nation” status at the WTO — and why that label is a big f*ing deal.** Even though China’s the second-largest economy in the world, it still gets benefits meant for struggling nations. We break down how that status gives them trade advantages, longer timelines for environmental rules, subsidies, and why the U.S. and other countries are calling BS. We’ll talk about the double standard China plays — acting like a superpower when it suits them, but claiming underdog status when the rules get tight. We’ll also cover the WTO’s broken system, why reform is so hard, and what this means for American workers, tariffs, and global trade.

    3 мин.

  7. 10 АПР.

    SIE Exam Terms and definitions (Series 7 Exam also )

    Series 7 Whisperer

    1 ч. 57 мин.

  8. 1 АПР.

    SIE and Series 7 Exam: Terms and Definitions Part 1

    Learn 500+ key terms for the Series 7 and SIE Exam in this 3 part  prep video! Whether you're just starting or need a deep review, this video breaks down must-know definitions for stocks, bonds, options, retirement accounts, annuities, investment companies, and more — all in plain English.

    1 ч. 60 мин.
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The Series 7 Whisperer is the voice in your head you wish you had while studying. Hosted by a retired NYSE trader and FINRA principal with 37 years on the Street, this podcast cuts through the noise to deliver the raw, real, and testable truths behind the Series 7 exam. No fluff. No filler. Just the stuff that gets you paid. Whether you’re cramming before test day or grinding through options, suitability, and regs, this is your shortcut to passing with swagger.

Информация

  • Автор
    capadvantage
  • Годы выхода
    2021 - 2025
  • Выпуски
    99
  • Ограничения
    С ненормативной лексикой
  • Авторские права
    © Copyright 2020 All rights reserved.
  • Сайт подкаста
    Series 7 Whisperer

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