FinReg Focus

Reed Smith
  • 5.0 (8)
  • BUSINESS
  • UPDATED BIMONTHLY

FinReg Focus is a podcast series that helps you anticipate regulatory changes affecting the financial industry. Hosted by Reed Smith lawyers, this series provides insights into industry trends, including new challenges and requirements. Highlighted topics include cybersecurity, fintech, market regulation, and much more.

  1. 08/10/2023

    Are we there yet? How regulation is shaping fintech innovation and vice versa

    In this episode, host Jenny Lee, partner at Reed Smith, speaks with guest Jonah Krane, partner at Klaros Group, about the hottest topics in fintech regulation, including how regulators can be more innovative when drafting their regulations. They discuss the latest interagency guidance on bank-fintech partnerships, the CFPB's innovation office, open banking and consumer data access, and how the Volcker rule ended up being 1,000 pages. They also cover how a principles-based approach to regulation (e.g., UDAAP) is not light touch, but actually sets a high bar (relative to prescriptive standards). And they delve into the reasons why an outcomes-based approach to consumer finance regulation should prevail, addressing the constitutional, political, or other barriers that may stand in the way.

    30 min

  2. 09/08/2022

    FCA’s new regime for promoting high-risk investments

    UK regulators are cracking down on misleading advertising that encourages investment in high-risk products. David Calligan and Tim Dolan discuss the Financial Conduct Authority’s tough new rules on financial promotions and how they fit in with the new Consumer Duty.

    31 min

  3. 10/29/2021

    Influencing finance: The rise of influencers promoting financial products

    David Calligan, Tim Dolan and Nick Breen discuss social media influencers promoting financial services products and the rules and regulations that apply, both from financial regulators and consumer protection laws. For more information, please visit Reed Smith's Financial Regulatory page.

    33 min

  4. 08/19/2021

    Investment Firms Prudential Regime: Will you meet the new FCA liquidity requirements?

    The FCA’s Investment Firms Prudential Regime takes a new approach to liquidity requirements for investment firms. Reed Smith's David Calligan and Karen Butler are joined by Kroll’s Andrew Lowin to discuss the minimum amount of liquid assets required to be held by investment firms and to help firms understand those requirements, especially as for some it will be the first time they have been subject to the requirement. For more information, please visit Reed Smith's Financial Regulatory page.

    36 min

  5. 05/06/2021

    Remuneration policies and employment contracts: What changes under UK’s Investment Firm Prudential Regime?

    David Calligan, Karen Butler and David Ashmore discuss the recently published FCA consultation paper on remuneration under the new UK Investment Firms Prudential Regime, and what changes are needed to remuneration policies and employment contracts. They will review the new approach to governance, how firms can determine how the regime applies to them and how to develop and implement processes and policies to address new requirements. For more information, please visit Reed Smith's Financial Regulatory page.

    33 min

  6. 04/20/2021

    Regulatory Essentials: Cryptoassets: Back to basics

    In this episode of FinReg Focus, Cryptoassets – Back to Basics, Reed Smith financial regulation lawyers Hannah Sheikh and Alex Murawa unravel cryptoassets and blockchain, breaking down what they are, how they are used and what high-level regulatory requirements there are to keep in mind. Please note this podcast was recorded on 16 March 2021 and therefore does not account for any legal developments after that date. Please note that whilst this podcast discusses prices and trends it does not contain and is not intended to constitute investment advice. For more information, please visit Reed Smith's Financial Regulatory page.

    26 min

  7. 03/25/2021

    FCA Business Interruption test case: The Supreme Court’s final word

    Mark Pring and Doug Cherry discuss the UK Supreme Court’s recent judgment of the FCA business interruption test case, the role of the regulator in those proceedings, and implications for policyholders. They also provide practical tips on handling claims that policyholders can tailor to their circumstances. This episode is a sequel to our previous session, the FCA Business Interruption test case - What's next for policyholders in the UK? For more information, please visit Reed Smith's Financial Regulatory page.

    29 min

  8. 02/03/2021

    Investment Firms Prudential Regime: What do investment firms need to know about prudential consolidation?

    Reed Smith Senior Advisor David Calligan is joined by Reed Smith Partner Karen Butler and Duff & Phelps Director Andrew Lowin to discuss the new Investment Firm Prudential Regime requirements for prudential consolidation, and why it’s not just regulated firms that need to be aware of the requirements under the new regime. For more information, please visit Reed Smith's Financial Regulatory page.

    35 min
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Ratings & Reviews

5
out of 5
8 Ratings

About

FinReg Focus is a podcast series that helps you anticipate regulatory changes affecting the financial industry. Hosted by Reed Smith lawyers, this series provides insights into industry trends, including new challenges and requirements. Highlighted topics include cybersecurity, fintech, market regulation, and much more.

Information

  • Creator
    Reed Smith
  • Years Active
    2020 - 2023
  • Episodes
    13
  • Rating
    Clean
  • Copyright
    © Copyright 2026 All rights reserved.
  • Show Website
    FinReg Focus