From the Editor's Desk

Tom Fox
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Tom Fox is the Voice of Compliance. Aaron Nicodemus is the Editor-in-Chief at Compliance Week, one of the premier compliance-focused publications and websites around. Tom and Aaron are both sports enthusiasts and enjoy comparing notes on their hometown teams. In this bi-monthly podcast, Tom and Aaron discuss some of the top stories that have or will appear in Compliance Week each month, a special appearance by a columnist, reporter, or author, and check in on the sports topic de jour.

  1. June and July in Compliance Week

    Season 2, Episode 40 Trailer

    June and July in Compliance Week

    In this episode of ‘From the Editor’s Desk,’ Tom Fox visits with Compliance Week editor-in-chief Aaron Nicodemus to discuss highlights from Compliance Week in June, review the Inside the Mind Survey results, and take a look at what is coming down the pike in July in Compliance Week. We review major recent coverage and Inside the Mind survey findings. Nicodemus highlights an exclusive story about a whistleblower lawsuit alleging that DocuSign moved customer data from on-site servers to Microsoft Azure in 2023 without informing major banking clients, raising contract, regulatory, and SEC disclosure concerns after 10-K reviews found no mention of it until later. They discuss a Compliance Week–coordinated retaliation survey (328 respondents), finding 70% experienced retaliation during their careers, over one-third were uncomfortable reporting it, and reported retaliation often led to no investigation or discipline, with social punishments being most common. From the “Inside the Mind of the CCO” survey, they cover limited DEI program changes despite federal pressure; widespread AI use (90%+) but one in eight lacking governance; salary results skewed by more senior CCO respondents; and law degrees correlating with higher pay but not advancement. They also note expanded EU/UK regulatory coverage and upcoming reporting on sanctions, export controls, tariffs, and third-party risk disruptions. Resources: Aaron Nicodemus on LinkedIn Compliance Week

    24 min
  2. Aaron Nicodemus on the May and June in Compliance Week

    May 29

    Aaron Nicodemus on the May and June in Compliance Week

    In this episode of ‘From the Editor’s Desk,’ Tom Fox visits with Aaron Nicodemus to discuss highlights from Compliance Week in May, review the National Conference, which concluded in May and take a look at what is coming down the pike in June in Compliance Week. They report that federal enforcement is not receding but shifting, with heightened risk from Foreign Terrorist Organization (FTO) designations affecting companies operating in Mexico, Latin America, and Brazil; increased and novel use of the False Claims Act, including actions targeting DEI programs, referencing IBM and PayPal settlements; and growing enforcement roles for states, FINRA, and divergent ESG regimes in the UK and Europe. Guidance to compliance leaders is to “stay the course,” strengthen third-party risk management, and document enhanced due diligence around potential FTO ties. They note AI discussions moving from governance frameworks toward scaling practical compliance use cases. June will feature “Inside the Mind of the CCO” survey results, DEI-related findings, and two webcasts. They also recognize former Compliance Week journalist Allie McDevitt’s ASBE national Gold Award for her Lafarge series, which is cited as a roadmap for FTO-related risk, alongside DOJ messaging on self-reporting to seek declination. Resources: Aaron Nicodemus on LinkedIn Compliance Week

    25 min
  3. Aaron Nicodemus Reflections on March and April in Compliance Week

    Apr 3

    Aaron Nicodemus Reflections on March and April in Compliance Week

    In this episode of From the Editor’s Desk, Tom Fox sits down with Aaron Nicodemus for a lively and insightful look back at the biggest compliance stories from March, while also previewing the trends, enforcement issues, and events set to shape April. They also begin the countdown to the 2026 Compliance Week National Conference in May. Tom and Aaron break down the fast-moving, policy-driven shifts in U.S. sanctions on Venezuela, Iran, and Russia, and explore how companies are balancing business opportunities with escalating geopolitical and compliance risks amid a volatile oil market. They spotlight Compliance Week’s feature on illegal mining, unpacking its deep connections to financial crime, corruption, and supply chain exposure. The conversation also examines a notable March FCPA declination under the DOJ’s new Corporate Enforcement Policy, focusing on what it signals about voluntary self-disclosure, remediation, cooperation credit, and the Department’s continued emphasis on prosecuting individuals. Along the way, they consider possible aggravating factors, including payments tied to designated criminal or terrorist groups, and what these developments may mean for the future of cross-border enforcement cooperation. Looking ahead, Tom and Aaron preview the 2026 Compliance Week National Conference, taking place May 6–8 in Washington, DC, including awards finalists, anticipated remarks from DOJ and SEC officials, and timely sessions on AI, whistleblowers, and emerging compliance challenges. They also highlight the conference’s expanded commitment to new voices and share an early look at the Third Party Risk Management & Supply Chain Summit, coming October 26–28 in Chicago.   Resources: Aaron Nicodemus on LinkedIn Compliance Week

    26 min
  4. Reflections from February and Insights into March for Compliance Week

    Feb 27

    Reflections from February and Insights into March for Compliance Week

    In this episode of 'From the Editor's Desk,' Tom Fox visits with Aaron Nicodemus to discuss highlights from Compliance Week in January and February and take a look at what is coming down the pike in March, including the upcoming “Inside the Mind of the CCO” survey. They also begin to preview the 2026 National Conference in May. Key highlights: February Story Roundup March AI Coverage Plans CCO Survey Early Findings Long Form Investigations Ahead AI Governance Reality Check TPRM Conference Teaser Resources: Aaron Nicodemus on LinkedIn Compliance Week

    23 min
  5. Aaron Nicodemus on the CW AI Conference Insights: Navigating the Practical Use of AI in Compliance

    Feb 6

    Aaron Nicodemus on the CW AI Conference Insights: Navigating the Practical Use of AI in Compliance

    In this episode of ‘From the Editor’s Desk,’ Tom Fox visits with Aaron Nicodemus to discuss highlights from the recent Compliance Week AI Conference. Key takeaways include the importance of understanding the purpose and practical use of AI tools before implementation, the pressures from C-suite and boards to adopt AI, and the necessity of a human-in-the-loop approach. The conversation also touches on integrating trust and integrity into AI adoption, the evolving role of compliance as a trusted partner in AI initiatives, and the collective willingness to learn and apply AI across compliance operations. Key highlights: Importance of Understanding AI Implementation Pressure from the Top: Compliance and AI Human Oversight in AI Processes Trust and Integrity in AI Compliance as a Competitive Advantage Real-World Examples: Robinhood and DocuSign The Evolving Role of Compliance in AI Conference Vibes and Final Thoughts Resources: Aaron Nicodemus on LinkedIn Compliance Week

    24 min
  6. Compliance Week’s Insights and Reflections for November and into December 2025

    12/05/2025

    Compliance Week’s Insights and Reflections for November and into December 2025

    In this episode of 'The Editor's Desk' podcast, hosts Tom Fox and Aaron Nicodemus delve into key compliance issues featured in Compliance Week. Tom and Aaron discuss top stories from Compliance Week in November, look at stories that will appear in December, and provide a preview of upcoming content and events in January and beyond. They discuss FCPA investigations closed under the Trump administration and the implications for compliance professionals. Aaron highlights stories from Compliance Week, including an FCPA enforcement action involving Millicom Cellular in Guatemala and a detailed look at financial institutions in Latin America involved in money laundering for drug cartels. The hosts also touch on significant interviews and upcoming features, such as compliance wins and fails of the year, an AI and compliance survey, and the upcoming Compliance Week national conference. The episode offers valuable insights into compliance trends and regulatory changes, providing practical advice for compliance officers. Resources: Aaron Nicodemus on LinkedIn Compliance Week From the Mind of the CCO survey

    20 min
  7. Compliance Week’s Insights and Reflections for October and into November 2025

    10/31/2025

    Compliance Week’s Insights and Reflections for October and into November 2025

    In this episode of ‘From The Editor’s Desk’ podcast, hosts Tom Fox and Aaron Nicodemus delve into key compliance issues featured in Compliance Week. Tom and Aaron discuss the top stories from Compliance Week in October, look at some stories that will appear in November, and provide a preview of upcoming content and events. They discuss the insights from a case study on Lafarge’s anti-bribery issues linked to cartels and terrorist organizations, as well as challenges in business due diligence in high-risk areas. The episode also covers recent trends around DOJ compliance monitorship under different administrations, insights into Foreign Corrupt Practices Act (FCPA) enforcement, and evolving compliance issues related to artificial intelligence (AI). Finally, they highlight upcoming Compliance Week initiatives and webinars, focusing on career pathways in compliance, the importance of due diligence in high-risk environments, and the practical applications of AI in the compliance field. Resources: Aaron Nicodemus on LinkedIn Compliance Week

    26 min
  8. Compliance Week’s Insights and Reflections for September and into October 2025

    09/26/2025

    Compliance Week’s Insights and Reflections for September and into October 2025

    In this episode of ‘The Editor’s Desk’ podcast, hosts Tom Fox and Aaron Nicodemus delve into key compliance issues featured in Compliance Week. Tom and Aaron discuss top stories from Compliance Week in September, and provide a preview of upcoming content and events. They delve into a three-part case study on Lafarge’s bribery payments to terrorist groups in Syria, exploring its implications for companies operating in high-risk regions. They also discuss a resurfaced case study involving Jeffrey Epstein, JPMorgan Chase, and Deutsche Bank. The episode also highlights Ruth Prickett’s report on digital wallets in Europe, as well as the related compliance and data privacy issues. Additionally, they cover trends in FCPA enforcement, healthcare compliance with a focus on the FCA, immigration issues, and the importance of proactive compliance programs. The episode wraps up with insights into the upcoming ‘Inside the Mind of the CCO‘ survey and the January conference on AI and data analytics in compliance. Resources: Aaron Nicodemus on LinkedIn Compliance Week

    25 min
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About

Tom Fox is the Voice of Compliance. Aaron Nicodemus is the Editor-in-Chief at Compliance Week, one of the premier compliance-focused publications and websites around. Tom and Aaron are both sports enthusiasts and enjoy comparing notes on their hometown teams. In this bi-monthly podcast, Tom and Aaron discuss some of the top stories that have or will appear in Compliance Week each month, a special appearance by a columnist, reporter, or author, and check in on the sports topic de jour.

Information

  • Creator
    Tom Fox
  • Years Active
    2021 - 2026
  • Episodes
    38
  • Rating
    Clean
  • Copyright
    © 2021
  • Show Website
    From the Editor's Desk

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