Culture of Compliance

Frazier & Deeter Podcasts
  • 4.7 (10)
  • Business

Building a Culture of Compliance is about more than following the rules. Tune in as we connect the dots between ever-changing regulations and real-world decisions—helping you understand the "why" and turn compliance into a competitive advantage. Hosted by Shelby Nelson Partner, Frazier & Deeter, LLC Partner, Frazier & Deeter Advisory, LLC Culture of Compliance is produced by Frazier & Deeter.

  1. May 14

    Rethinking Compliance in a Risk-Driven World

    In this episode of Culture of Compliance, host Shelby Nelson sits down with Ashley Holmes, a seasoned GRC executive and current J.D. candidate at Elon University School of Law, to discuss the evolving role of compliance in today's risk environment. Together, they explore how compliance has shifted from a checklist-driven function to a more strategic discipline focused on risk management, operational resilience and organizational accountability. The conversation also examines why many organizations continue to struggle with foundational security and control practices, drawing on lessons learned from navigating SOC challenges, strengthening control environments and translating risk into more meaningful conversations with leadership teams. They also discuss Ashley's transition to law school and the growing importance of bridging cybersecurity, compliance and legal expertise in an increasingly complex regulatory landscape.

    23 min

  2. May 6 ·  Video

    Culture of Compliance Returns | Trailer

    The Culture of Compliance podcast is back! As compliance continues to evolve, the conversation must evolve with it. Culture of Compliance focuses on what matters most: practical insight, real-world decision-making, and the role culture plays across compliance, cybersecurity, IT, risk management and audit. Hosted by Frazier & Deeter's Shelby Nelson, who brings more than 25 years of experience in IT compliance, risk management and SOC reporting. New episodes released monthly.

    1 min

  3. 01/12/2022

    Keeping Up with Compliance Trends

    What's new in the compliance industry and how can compliance leaders keep up with their peers? Sabrina Serafin interviews Carrie Penman, Chief Risk & Compliance at NAVEX Global, a worldwide leader in integrated risk and compliance management software services. Carrie presents the most interesting findings for NAVEX Global's annual risk & compliance benchmark report as well as additional advice for compliance leaders.

    14 min

  4. 12/14/2021

    Fintech & Anti-Money Laundering with NASDAQ

    As financial criminals get smarter, so does the technology. Sabrina Serafin interviews Valerie Bannert-Thurner, Head of Anti-Financial Crime Technology at NASDAQ to discuss the NASDAQ's annual compliance survey as well as their anti-financial crime efforts.

    18 min

  5. 11/30/2021

    Introducing ESG to Your Company

    ESG or Environmental, Social and Governance is becoming a major part of the corporate vocabulary, but what does it mean? Sabrina Serafin interviews Laura Wanlass, Senior Client Partner and the Global Corporate Governance & ESG Advisory Practice Leader at AON. Laura defines ESG and explains why it is important to companies.

    12 min

  6. 09/28/2021

    Enterprise Risk on a Budget

    "Denial is never a good strategy." How do you understand and try to address risk across an organization? Sabrina Serafin interviews Kristi Atwater, SVP of Internal Audit of Everi Holdings, about Enterprise Risk Management including advice for starting up the ERM function.

    11 min

  7. 09/14/2021

    Security as a Founding Principle

    As startups, entrepreneurs may find it difficult to set aside business development to focus on security. In this episode, Sabrina Serafin interviews Christina Cacioppo, Founder and CEO of Vanta, a SaaS solution that recently raised $50 Million in Series A funding.  With her experience in early-stage venture capital and technology startups, Christina discusses the importance of establishing a security and compliance mindset and how it can fuel business growth.

    10 min

  8. 08/31/2021

    State Data Privacy Laws: A Moving Target

    As more states introduce new data privacy legislation, it is hard to keep up. Jodi Daniels from Red Clover Advisors returns to discuss recent updates and which states could have new legislation by the end of 2021.

    13 min
See All (60)

Trailer

4.7
out of 5
10 Ratings

About

Building a Culture of Compliance is about more than following the rules. Tune in as we connect the dots between ever-changing regulations and real-world decisions—helping you understand the "why" and turn compliance into a competitive advantage. Hosted by Shelby Nelson Partner, Frazier & Deeter, LLC Partner, Frazier & Deeter Advisory, LLC Culture of Compliance is produced by Frazier & Deeter.

Information

  • Creator
    Frazier & Deeter Podcasts
  • Years Active
    2018 - 2026
  • Episodes
    60
  • Rating
    Clean
  • Show Website
    Culture of Compliance

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