Raising Capital 101: A Securities Podcast

Williams Mullen
  • 0.0 (0)
  • Business
  • Updated Monthly

Williams Mullen's Raising Capital 101: A Securities Podcast provides guidance to businesses as they navigate the complexities of securities offerings and capital market transactions.

Episodes

  1. What is this 40 Act?

    11/24/2025

    What is this 40 Act?

    On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Chip Cunningham and Rhys James to discuss the basics of the 40 Act and private funds.

    13 min
  2. Potential Traps for the Unwary

    11/10/2025

    Potential Traps for the Unwary

    On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Chip Cunningham and Rhys James to explore key considerations in private offerings. They discuss various aspects of a private offering such as compensation for fundraising, intra vs interstate offerings and foreign investment.

    12 min
  3. What are the Different Ways Securities Can Be Offered and Sold? (Part 2)

    05/22/2025

    What are the Different Ways Securities Can Be Offered and Sold? (Part 2)

    On this episode of Raising Capital 101, Tom Voekler is joined by colleague Rhys James for the second half of our two-part series, to continue discussing different ways securities can be bought and sold, focusing on using broker dealers, registered investment advisors, placement agents and financial advisors.

    15 min
  4. What are the Different Ways Securities Can Be Offered and Sold? (Part 1)

    04/24/2025

    What are the Different Ways Securities Can Be Offered and Sold? (Part 1)

    On this episode of Raising Capital 101, Tom Voekler is joined by colleague Rhys James in this two-part series to discuss the different ways securities can be offered and sold, as well as direct to investor programs and crowd funding.

    18 min
  5. What is a Public Offering?

    02/20/2025

    What is a Public Offering?

    On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Kathy Lawrence and Chip Cunningham to discuss what an initial public offering or IPO is, the benefit of doing an IPO, and some of the important issues that a company should consider in evaluating whether or not an IPO is the best option.

    12 min
  6. Rule 506 Offerings

    01/22/2025

    Rule 506 Offerings

    On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Mehanna Borostyan and John Watson to dig deeper into Rule 506 offerings under Regulation D and survey the differences between Rule 506(b) and Rule 506(c) offerings.

    16 min
  7. What is a Private Offering?

    12/18/2024

    What is a Private Offering?

    On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Mehanna Borostyan and John Watson to discuss private placements. In this episode, you'll learn more about the ins and outs of raising capital in a private offering, specifically those conducted under Rule 504, Rule 506(b), and Rule 506(c).

    14 min
  8. What Are the Differences Between Private & Public Offerings?

    11/21/2024

    What Are the Differences Between Private & Public Offerings?

    On this episode of Raising Capital 101, host Tom Voekler is joined by colleagues Rhys James, John Watson, and Mehanna Borostyan to break down the main differences between public, quasi-public, and private offerings. In this episode, you'll learn about the time, cost and other differences between different types of offerings – including Regulation D and Regulation A offerings.

    21 min
  9. What Laws Affect Securities Offerings?

    10/21/2024

    What Laws Affect Securities Offerings?

    On this episode of Raising Capital 101, host Tom Voekler is joined by colleagues Rhys James, John Watson, and Mehanna Borostyan to discuss which laws and regulations companies need to consider when raising capital through private and public offerings. The team discusses the '33 Act, '34 Act, and other laws and bodies that regulate securities transactions, The team will discuss which players are governed by which laws, compliance with Blue Sky laws, what's FINRA, and how companies are affected by its authority. These are just a few of the questions that will be discussed in this episode.

    25 min
  10. What Makes It a Securities Offering?

    09/24/2024

    What Makes It a Securities Offering?

    On this episode of Raising Capital 101, host Tom Voekler is joined by special guest, Mike Beville of Beville Properties and colleagues Rhys James and John Watson to discuss if it matters who invests in your company? Does it matter where the funds come from geographically? Does an investor's intent change it? Tom and his colleagues discuss real-life examples of what may or not be securities offerings.

    19 min
  11. Why Raise Capital?

    08/19/2024

    Why Raise Capital?

    On this episode of Raising Capital 101, host Tom Voekler is joined by special guest, Mike Beville of Beville Properties and colleagues Rhys James and John Watson to discuss reasons why you may want to raise capital or funds for your entity. There are many drivers – expansion, diversity, etc., but there are always cons to consider as well.  Different projects may call for various sources of funding – have you thought through how those sources may affect your business?

    13 min

  12. 07/22/2024

    The Aspects of Raising Capital from Start-Ups to More Established Companies

    On this episode of Raising Capital 101, host Tom Voekler is joined by special guest, Mike Beville of Beville Properties, to provide a brief overview of capital raising - including the whys, hows, and various technical aspects to navigate.

    9 min
  • 12 Episodes

About

Williams Mullen's Raising Capital 101: A Securities Podcast provides guidance to businesses as they navigate the complexities of securities offerings and capital market transactions.

Information