Inside Risk and Compliance

AJ Fox Compliance
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Hello and welcome to Inside Risk and Compliance, a podcast by AJ Fox Compliance! We created this podcast so that we can share with you the insights, experiences and stories of some of the most interesting people succeeding Inside Risk and Compliance. Whether you work in this space, want to work in this space, or are just interested in risk and compliance this is the podcast for you. Join our host, Adam Spencer, Director of AJ Fox Compliance, as he speaks to the most interesting people working in the world of risk and compliance. We'd love to hear what you think, get in touch and let us know!

  1. 24. The global fight against dirty money, with Graham Barrow

    10/15/2025

    24. The global fight against dirty money, with Graham Barrow

    In this episode, we speak with Graham Barrow, financial crime investigator and co-host of The Dark Money Files podcast, about the global fight against dirty money and the unexpected path that led him there. Graham shares how a chance training contract catapulted him into the world of financial crime, taking him from crash courses in compliance to high-risk assignments in Mexico and Istanbul, where cartel cash and terrorism risks were all too real. We explore how his investigative writing helped uncover multi-billion-dollar scandals and how he uses storytelling, humour, and human impact to bring financial crime to life. With practical insights on scams, fraud prevention, and the dark underbelly of the global financial system, this episode is a must-listen for anyone working in compliance, or simply wondering where the money goes when no one’s watching. --- Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know. Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our ⁠⁠⁠website⁠⁠ ⁠or by following us on ⁠⁠⁠LinkedIn⁠⁠⁠. This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association. The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their ⁠⁠⁠website⁠ ⁠⁠to choose your course.

    46 min
  2. 23. Risk and compliance as a commercial enabler with Hinesh Mistry

    10/01/2025

    23. Risk and compliance as a commercial enabler with Hinesh Mistry

    In this episode, we sit down with Hinesh Mistry, Director of Risk and Compliance at Howard Kennedy, to explore his fascinating career journey and the evolving role of compliance in the legal industry. From fee-earning in litigation to shaping regulatory policy at the SRA, and now leading high-impact compliance teams, Hinesh shares what he’s learned along the way, including why risk and compliance should be seen as commercial enablers, not just cost centres. We also dive into the international dimension of compliance, discussing the challenges of working across jurisdictions and cultures, and how global law firms can stay both locally compliant and strategically consistent. Whether you’re early in your career or aiming for leadership, this episode is packed with insights on embracing opportunity, making confident decisions, and building a broad understanding of how law firms operate as businesses. --- Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know. Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our ⁠⁠⁠website⁠⁠ ⁠or by following us on ⁠⁠⁠LinkedIn⁠⁠⁠. This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association. The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their ⁠⁠⁠website⁠ ⁠⁠to choose your course.

    45 min
  3. 22. Navigating risk and compliance in complex, multidisciplinary legal businesses, with Alexandra Iliff

    09/17/2025

    22. Navigating risk and compliance in complex, multidisciplinary legal businesses, with Alexandra Iliff

    In this episode, we talk to Alexandra Iliff, COLP and Group Legal Compliance Officer at Shakespeare Martineau and AMPA Group, about navigating risk and compliance in complex, multidisciplinary legal businesses. Alexandra shares her career journey from litigation to regulatory work at the SRA, and ultimately into senior in-house compliance roles, where she now oversees risk across a wide group of law firms and non-legal entities. We explore what it means to lead compliance across brands, manage competing regulatory regimes, and preserve independence in a role that often requires difficult decisions and firm boundaries. Whether you're just starting out or building towards a leadership role, Alexandra offers clear advice on getting a foothold in compliance, building trust with stakeholders, and recognising that in this career, the work is never really done. --- Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know. Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our ⁠⁠⁠website⁠⁠ ⁠or by following us on ⁠⁠⁠LinkedIn⁠⁠⁠. This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association. The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their ⁠⁠⁠website⁠ ⁠⁠to choose your course.

    26 min
  4. 21. Building a people-first career in risk and compliance with Henry Olsen

    09/03/2025

    21. Building a people-first career in risk and compliance with Henry Olsen

    In this episode, we talk to Henry Olsen, Senior Business Acceptance Manager at Mishcon de Reya, about building a people-first career in risk and compliance, and why curiosity, culture, and trust matter more than ever. Henry shares how a short-term role in financial crime sparked a lasting passion for compliance, and how his career has grown from analyst to leader by staying curious, embracing continuous learning, and investing deeply in his team. We dive into the challenges and rewards of managing a global, hybrid compliance function, explore how to build dynamic training and foster collaboration across time zones, and hear why the human element of compliance is just as critical as the technical one. Henry also opens up about his own experiences with toxic workplace culture, and why knowing when to walk away is just as important as knowing when to commit. This episode is a must-listen for anyone leading (or aspiring to lead) in risk and compliance. --- Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know. Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our ⁠⁠website⁠ ⁠or by following us on ⁠⁠LinkedIn⁠⁠. This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association. The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their ⁠⁠website⁠ ⁠to choose your course.

    41 min
  5. 20. Australia’s new AML rules and what they mean for firms, with Amy Bell

    08/20/2025

    20. Australia’s new AML rules and what they mean for firms, with Amy Bell

    In this episode, we welcome back Amy Bell,  Founder and CEO of Teal Compliance and AML Sorted, and chair of the Law Society’s Economic Crime Committee, to talk about the biggest AML reform you’ve probably not heard enough about: Australia’s long-overdue regulation of lawyers, accountants and real estate agents. Amy shares insights from her recent work on the ground in Australia, where thousands of firms are scrambling to get AML-ready for the first time. From the pressure on tiny regional practices, to concerns about privilege, resourcing, and even threats from organised crime, this episode is packed with practical insight, cautionary tales, and a healthy dose of optimism about where compliance in Australia could go next. If you haven't heard Amy's first episode with us yet, you can find it here - it's a fantastic listen! --- Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know. Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our ⁠website ⁠or by following us on ⁠LinkedIn⁠. This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association. The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their ⁠website⁠ to choose your course.

    1h 2m

  6. 08/06/2025

    19. Challenging the outdated view of compliance as business prevention, and how keeping up with the news is vital for compliance professionals, with Mike Chapman

    In this episode, we speak with Mike Chapman, Managing Director responsible for the Global Business Acceptance Team at A&O Shearman, about what it takes to build a long and impactful career in legal risk and compliance. Mike reflects on his journey from entry-level analyst at Linklaters to senior leadership roles at firms like Dentons and A&O Shearman, sharing how the compliance function has grown in scope, visibility, and strategic importance along the way. We explore how global risk teams navigate reputational and commercial challenges in a fast-moving world, the unique dynamics of Swiss Verein structures, and how compliance professionals can develop the confidence to contribute at the highest levels. If you're early in your career or managing a growing team, this conversation offers valuable insights into how to build influence, stay commercially aware, and keep learning, all while helping your firm move forward safely and effectively. Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know. Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our ⁠website ⁠or by following us on ⁠LinkedIn⁠. This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association. The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their ⁠website⁠ to choose your course.

    38 min
  7. 18. The real-world challenges of applying complex legislation and the value of informal training with Suzie Ogilvie

    07/23/2025

    18. The real-world challenges of applying complex legislation and the value of informal training with Suzie Ogilvie

    Today we're talking to Suzie Ogilvie, a seasoned financial crime consultant (OGIRO Risk) and former Global Head of Financial Crime and Sanctions at Freshfields, to explore a career at the intersection of law, policy, and purpose. Suzie reflects on her move from private practice into the then-emerging world of law firm compliance, and how her interest in regulation and risk evolved into a long and rewarding career focused on AML, sanctions, and financial crime. We discuss the real-world challenges of applying complex legislation, the value of informal training and peer collaboration, and Suzie’s experience influencing policy at the European level through her work with the Council of European Bars (CCBE). Packed with practical advice for aspiring compliance professionals, this episode is a must-listen for anyone looking to build a career that combines technical expertise with meaningful impact. Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know. Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our ⁠website ⁠or by following us on ⁠LinkedIn⁠. This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association. The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their ⁠website⁠ to choose your course.

    39 min
  8. 17. Humanising compliance on LinkedIn, and building a career that fits you, with Eloise Butterworth

    06/25/2025

    17. Humanising compliance on LinkedIn, and building a career that fits you, with Eloise Butterworth

    We’re joined by Eloise Butterworth, Senior Associate in the risk and compliance team at Foot Anstey and a Top 25 Legal LinkedInfluencer, to talk about career change, communication, and carving out your own path in compliance. We explore the importance of self-awareness, storytelling, and speaking your stakeholders’ language, and how LinkedIn became not just a creative outlet, but a powerful tool for training, connection, and community-building. Whether you're just entering the profession or looking to reignite your purpose, Eloise’s story is a brilliant reminder that there’s no one way to succeed, but many ways to thrive. --- Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know. Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn. This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association. The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

    40 min
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About

Hello and welcome to Inside Risk and Compliance, a podcast by AJ Fox Compliance! We created this podcast so that we can share with you the insights, experiences and stories of some of the most interesting people succeeding Inside Risk and Compliance. Whether you work in this space, want to work in this space, or are just interested in risk and compliance this is the podcast for you. Join our host, Adam Spencer, Director of AJ Fox Compliance, as he speaks to the most interesting people working in the world of risk and compliance. We'd love to hear what you think, get in touch and let us know!

Information

  • Creator
    AJ Fox Compliance
  • Years Active
    2023 - 2025
  • Episodes
    24
  • Rating
    Clean
  • Copyright
    © AJ Fox Compliance
  • Show Website
    Inside Risk and Compliance