Regulate THIS!

regulate this

Welcome to Regulate THIS! a RIA-ly Unfiltered Podcast. Hosted by industry legend Leila Shaver, founder of My RIA Lawyer and Business Guru Tracie Behr. Join Leila and Tracie as they dive deep into the world of Registered Investment Advisors (RIAs), exploring the challenges, triumphs, and real stories behind the scenes. ”Regulate THIS!” provides a candid and insightful look at the RIA landscape, empowering listeners to navigate the complexities of regulation with confidence. Tune in for honest conversations and actionable insights that will transform the way you think about compliance and regulation in the financial advisory space.

  1. What's Ahead - 2026 Insights

    -6 ДН.

    What's Ahead - 2026 Insights

    Welcome back to another season of Regulate THIS! A RIA-ly Unfiltered Podcast. Join Tracie Behr & Leila Shaver as they share what's on the horizons for this podcast, along with some top business tips for starting out the year.   Are you ready?

    25 мин.

  2. 5 ЯНВ.

    A RIA-ly Unfiltered New Year

    Thank you to everyone who has listened to Regulate THIS! in 2025. As we  plan out our 2026 content we can't wait to dive into even more unfiltered podcasts. Are you ready?

    2 мин.
  3. Succession Planning

    12.12.2025

    Succession Planning

    Don't wait until it's too late. Work smarter NOT harder. On today's episode, join Tracie Behr and Leila Shaver as their dive into the world of succession planning.

    26 мин.
  4. Regulate THIS! A ReAlLy Silly Podcast

    27.11.2025

    Regulate THIS! A ReAlLy Silly Podcast

    Enjoy some silliness from Leila Shaver & Tracie Behr, have a happy and safe Thanksgiving. Back to our regular content in 2 weeks!!

    1 мин.
  5. Is AI Making Us Dumb?

    14.11.2025

    Is AI Making Us Dumb?

    Are we becoming too dependent on artificial intelligence? In this episode of Regulate THIS!, we tackle a question that's on every compliance professional's mind: Is AI making us smarter or just making us lazy? Let's be real — AI tools are everywhere now. From drafting compliance documents to analyzing regulatory updates, artificial intelligence promises to revolutionize how we handle compliance. But here's the catch: if you're using AI without understanding the rules yourself, you're playing with fire.

    28 мин.
  6. Trick or Treat?!

    31.10.2025

    Trick or Treat?!

    🍬 TRICK OR TREAT? TRICK: Thinking you can skip compliance training. TREAT: My RIA Lawyer has Compliance training covered with Compliance University!! Have a happy & safe Halloween, and if you need us, you know where to find us! https://www.myrialawyer.com/ria-compliance-university/

    1 мин.
  7. Human Resources

    17.10.2025

    Human Resources

    Let's talk about the stuff nobody wants to deal with until it blows up in their face: HR compliance. Hosts Leila and Tracie from My RIA Lawyer are getting real about employment contracts, non-competes, firing people without getting sued, and all the messy workplace drama that financial firm owners pretend isn't a compliance issue (spoiler alert: it absolutely is). From hiring your first advisor to navigating the inevitable "this person needs to go" conversation, Leila and Tracie break down how to build HR practices that actually protect your firm. No legal jargon. No corporate BS. Just straight talk about handling the people side of running your business. Stop guessing. Start protecting yourself. Give this episode a listen.

    37 мин.
  8. Welcome to Season 3 - Horror Stories

    03.10.2025

    Welcome to Season 3 - Horror Stories

    Buckle up for Episode 1 or Season 3 of "Regulate THIS!" as Leila Shaver dives into the most cringe-worthy compliance horror stories from the RIA world.  Whether you're a seasoned CCO or just launched your RIA, these true stories will help you sleep better at night knowing what NOT to do in your compliance journey. Because in the RIA world, it's not just about what you know—it's about learning from others' expensive mistakes before they become your own.   Available now on all podcast platforms. Don't become our next horror story! 🎙️

    29 мин.
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Welcome to Regulate THIS! a RIA-ly Unfiltered Podcast. Hosted by industry legend Leila Shaver, founder of My RIA Lawyer and Business Guru Tracie Behr. Join Leila and Tracie as they dive deep into the world of Registered Investment Advisors (RIAs), exploring the challenges, triumphs, and real stories behind the scenes. ”Regulate THIS!” provides a candid and insightful look at the RIA landscape, empowering listeners to navigate the complexities of regulation with confidence. Tune in for honest conversations and actionable insights that will transform the way you think about compliance and regulation in the financial advisory space.

Информация

  • Автор
    regulate this
  • Годы выхода
    2025 - 2026
  • Выпуски
    25
  • Ограничения
    С ненормативной лексикой
  • Авторские права
    © Copyright 2025 All rights reserved.
  • Сайт подкаста
    Regulate THIS!