44 episodes

In these podcast series you can hear from compliance experts and enthusiasts who are creators in this space and are contributing to the fast-moving and dynamic field of financial compliance. Hear their views on new trends in AML, sanctions and fraud. Subscribe on our site www.cmpltime.com for latest updates on new episodes and content.

Compliance Time D.R.

    • Business
    • 5.0 • 1 Rating

In these podcast series you can hear from compliance experts and enthusiasts who are creators in this space and are contributing to the fast-moving and dynamic field of financial compliance. Hear their views on new trends in AML, sanctions and fraud. Subscribe on our site www.cmpltime.com for latest updates on new episodes and content.

    Valimail & Email Security

    Valimail & Email Security

    There is something we all use every day - for business and in our personal life. We use this to register for stuff, to communicate, to exchange documents, and more. You probably guessed we will be talking about email and more precisely about its security. Did you know that Business email compromise is one of the most financially damaging online crimes? Phishing, spear phishing, spoofing, whaling, email compromise, malware - all have email nexus.  Guest on the show is Seth Blank- the chief product officer of Valimail. Seth is a serial entrepreneur and startup executive with multiple acquisitions under his belt. He shared with us so many interesting examples about email security and fraudulent tactics. 
    To mention briefly about Valimail - it is the global leader in zero-trust email solutions, inventing hosted DMARC in 2015 and introducing DMARC as a Service in 2021. You may ask what DMARC is, well, listen to our conversation with Seth and you will surely find out. Check out the show notes for more information.

    https://www.valimail.com/ 

    • 42 min
    Working at a FinTech

    Working at a FinTech

    In this episode, we spoke with Angelina Jeyarajah. Angie is a compliance manager in a fintech company in Australia. She has an extensive background in the financial services and payment sectors such as at Australia Wealth & Capital Markets and eNett International, and she brings a unique perspective that looks to find creative solutions to risk and compliance concerns for longstanding and new start-up and fintech businesses. Additionally, she found a way to extend her knowledge and experience to the not-for-profit sector where she has brought her risk, compliance and governance skills to boards and executive management roles in community organizations. We met thanks to one of the compliance time posts and as you will soon learn, together we will work on bringing more interesting content. 
    In this episode you will hear what is like to work in a fintech organization. Angie will share her tips and what you need to know to survive in a startup environment. You will also hear Angie's view on compliance in Australia and future trends. So without further ado let's hear from Angie.
    Angie's LinkedIn profile: https://www.linkedin.com/in/angelina-j-37b629105/

    • 23 min
    [Reading Friday] Part 2 FATF ML/TF Risks Arising from Migrant Smuggling

    [Reading Friday] Part 2 FATF ML/TF Risks Arising from Migrant Smuggling

    This episode reads from FATF's  Money Laundering and Terrorist Financing Risks Arising from Migrant Smuggling from March 2022. The episode covers  Part Two:  ML/TF risks, investigations and international cooperation.  
    You can read the full report here: https://www.fatf-gafi.org/media/fatf/documents/ML-TF-Risks-Arising-from-Migrant-Smuggling.pdf 

    • 37 min
    Regulatory Change Management

    Regulatory Change Management

    Guest on the podcast is the co-founder and CEO of Compliance.ai, Kayvan Alikhani. Kayvan has more than 25 years of experience in enterprise technology and now works in the RegTech industry. We are going to talk about regulations, technology and how to deal with the avalanche of regulatory changes without getting overwhelmed. 
    Briefly about Complaince.ai - it's a regulatory change management solution that empowers banks, financial services and insurance companies to proactively manage the growing volume and velocity of regulatory changes as they occur, and makes it simple to implement the correct steps to remain in compliance. Modern RCM by Compliance.ai delivers relevant content with personalized insights, obligation analysis and risk monitoring.

    https://www.compliance.ai/

    • 30 min
    [Reading Friday] Part 1 FATF ML/TF Risks Arising from Migrant Smuggling

    [Reading Friday] Part 1 FATF ML/TF Risks Arising from Migrant Smuggling

    This episode reads from FATF's  Money Laundering and Terrorist Financing Risks Arising from Migrant Smuggling from March 2022. The episode covers  Part One: Migrant Smuggling routes, flows and networks.  

    You can read the full report here: https://www.fatf-gafi.org/media/fatf/documents/ML-TF-Risks-Arising-from-Migrant-Smuggling.pdf

    • 19 min
    Governance, Risk, and Compliance Platform

    Governance, Risk, and Compliance Platform

    Matt Kunkel, the CEO and co-founder of LogicGate, spoke on Compliance Time about Governance, Risk, and Compliance programs and the connections with ESG or Environmental, Social, and Governance. 
    Hear out about the trends in GRC, can blockchain technology help, what are the emerging risks, and more.
    About our guest: Matt Kunkel is the CEO and Co-Founder at LogicGate, a SaaS platform that operationalizes Regulatory, Risk & Compliance programs for organizations. 

    Prior to LogicGate, he spent over a decade in the management consulting space building technology solutions to operationalize regulatory, risk, and compliance programs for Fortune 250 companies. It was during this time he learned the skills to realize his true calling: building world-class companies that meaningfully affect the lives of others through user-friendly technology.
    Connect with Matt: https://www.linkedin.com/in/matt-kunkel-91056143/
    Visit LogicGate's site: https://www.logicgate.com/

    • 37 min

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