65 episodes

Thoughtful, informed discussions about ideas, trends and developments in wealth management, moderated by Financial Planning editors.

Financial Planning Financial Planning

    • Business
    • 3.6 • 12 Ratings

Thoughtful, informed discussions about ideas, trends and developments in wealth management, moderated by Financial Planning editors.

    5 questions about the changing role of advisors during the pandemic

    5 questions about the changing role of advisors during the pandemic

    Planner Jesse Abercrombie has built a niche of clients whose needs and interactions with the practice are shifting during a time of remote work and new technology.

    • 13 min
    4 questions for Merrill Lynch executive Jennifer Auerbach-Rodriguez

    4 questions for Merrill Lynch executive Jennifer Auerbach-Rodriguez

    The firm’s head of acquisition, strategic growth and retention discusses how the wirehouse aims to expand among historically excluded groups.

    • 16 min
    4 questions for RIA practice management expert Michelle Wong

    4 questions for RIA practice management expert Michelle Wong

    The startup founder shares the key lessons learned from remote work and what led to the creation of a new FPA Knowledge Circle group.
     

    • 15 min
    5 questions for former FINRA enforcement chief Susan Schroeder

    5 questions for former FINRA enforcement chief Susan Schroeder

    The WilmerHale partner discussed Regulation Best Interest, fraud detection and other industry compliance issues.

    • 15 min
    5 questions for Stifel Independent Advisors CEO Alex David

    5 questions for Stifel Independent Advisors CEO Alex David

    The former 13-year veteran of Wells Fargo’s IBD has ambitious plans for the firm’s expansion beyond its traditional market. 

    • 17 min
    4 questions for an RIA in the wake of its M&A succession deal

    4 questions for an RIA in the wake of its M&A succession deal

    A pair of financial advisors whose practice merged with Mercer Advisors reflect on how it’s changed their day-to-day and share advice for other planners.

    • 15 min

Customer Reviews

3.6 out of 5
12 Ratings

12 Ratings

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