Regulate THIS!

regulate this
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Welcome to Regulate THIS! a RIA-ly Unfiltered Podcast. Hosted by industry legend Leila Shaver, founder of My RIA Lawyer and Business Guru Tracie Behr. Join Leila and Tracie as they dive deep into the world of Registered Investment Advisors (RIAs), exploring the challenges, triumphs, and real stories behind the scenes. ”Regulate THIS!” provides a candid and insightful look at the RIA landscape, empowering listeners to navigate the complexities of regulation with confidence. Tune in for honest conversations and actionable insights that will transform the way you think about compliance and regulation in the financial advisory space.

  1. Succession Planning

    DEC 12

    Succession Planning

    Don't wait until it's too late. Work smarter NOT harder. On today's episode, join Tracie Behr and Leila Shaver as their dive into the world of succession planning.

    26 min
  2. Regulate THIS! A ReAlLy Silly Podcast

    NOV 27

    Regulate THIS! A ReAlLy Silly Podcast

    Enjoy some silliness from Leila Shaver & Tracie Behr, have a happy and safe Thanksgiving. Back to our regular content in 2 weeks!!

    1 min
  3. Is AI Making Us Dumb?

    NOV 14

    Is AI Making Us Dumb?

    Are we becoming too dependent on artificial intelligence? In this episode of Regulate THIS!, we tackle a question that's on every compliance professional's mind: Is AI making us smarter or just making us lazy? Let's be real — AI tools are everywhere now. From drafting compliance documents to analyzing regulatory updates, artificial intelligence promises to revolutionize how we handle compliance. But here's the catch: if you're using AI without understanding the rules yourself, you're playing with fire.

    28 min
  4. Trick or Treat?!

    OCT 31

    Trick or Treat?!

    🍬 TRICK OR TREAT? TRICK: Thinking you can skip compliance training. TREAT: My RIA Lawyer has Compliance training covered with Compliance University!! Have a happy & safe Halloween, and if you need us, you know where to find us! https://www.myrialawyer.com/ria-compliance-university/

    1 min
  5. Human Resources

    OCT 17

    Human Resources

    Let's talk about the stuff nobody wants to deal with until it blows up in their face: HR compliance. Hosts Leila and Tracie from My RIA Lawyer are getting real about employment contracts, non-competes, firing people without getting sued, and all the messy workplace drama that financial firm owners pretend isn't a compliance issue (spoiler alert: it absolutely is). From hiring your first advisor to navigating the inevitable "this person needs to go" conversation, Leila and Tracie break down how to build HR practices that actually protect your firm. No legal jargon. No corporate BS. Just straight talk about handling the people side of running your business. Stop guessing. Start protecting yourself. Give this episode a listen.

    37 min
  6. Welcome to Season 3 - Horror Stories

    OCT 3

    Welcome to Season 3 - Horror Stories

    Buckle up for Episode 1 or Season 3 of "Regulate THIS!" as Leila Shaver dives into the most cringe-worthy compliance horror stories from the RIA world.  Whether you're a seasoned CCO or just launched your RIA, these true stories will help you sleep better at night knowing what NOT to do in your compliance journey. Because in the RIA world, it's not just about what you know—it's about learning from others' expensive mistakes before they become your own.   Available now on all podcast platforms. Don't become our next horror story! 🎙️

    29 min
  7. Get Ready For Season 3 Of Regulate THIS!

    SEP 5

    Get Ready For Season 3 Of Regulate THIS!

    Thanks so much for joining Leila & Tracie for Season 2 of Regulate THIS!! Tune into Season 3 starting in October. And don't forget to check out My RIA Lawyer's Youtube, Blogs, Compliance University and MORE!

    1 min
  8. Business Planning 101

    AUG 22

    Business Planning 101

    It's that time year again, September is the business planning month. Join Leila & Tracie as they deep dive into what YOU need to do to ensure your business is on track and you have a plan that will grow with you.

    40 min
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About

Welcome to Regulate THIS! a RIA-ly Unfiltered Podcast. Hosted by industry legend Leila Shaver, founder of My RIA Lawyer and Business Guru Tracie Behr. Join Leila and Tracie as they dive deep into the world of Registered Investment Advisors (RIAs), exploring the challenges, triumphs, and real stories behind the scenes. ”Regulate THIS!” provides a candid and insightful look at the RIA landscape, empowering listeners to navigate the complexities of regulation with confidence. Tune in for honest conversations and actionable insights that will transform the way you think about compliance and regulation in the financial advisory space.

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  • Creator
    regulate this
  • Years Active
    2K
  • Episodes
    23
  • Rating
    Explicit
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    © Copyright 2025 All rights reserved.
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    Regulate THIS!